REG - State Street Global Randgold Resources Barrick Gold Corp - Form 8.3 - Randgold Resources Ltd

Barrick MiningAnnouncement

31/12/2018 12:30

RNS Number : 8431L
State Street Global Advisors
31 December 2018
 


FORM 8.3
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Full name of discloser:


State Street Global Advisors & Affiliates
 




(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
     The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.








(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


 
Randgold Resources Limited




(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:








(e) Date position held/dealing undertaken:
     For an opening position disclosure, state the latest practicable date prior to the disclosure


 
28-December-2018




(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
     If it is a cash offer or possible cash offer, state "N/A"


YES / NO / N/A
If YES, specify which:
 
Yes- Barrick Gold Corporation



 
2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE
 
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
 
(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
 



Class of relevant security:
 


USD 0.05 ordinary  1,270,629
ADS- 822 (1ADS = 1 Ordinary Share)




 
 


Interests


Short positions








Number


%


Number


%




(1) Relevant securities owned and/or controlled:


 
1,271,451


 1.33491%












(2) Cash-settled derivatives:
 




















(3) Stock-settled derivatives (including options) and agreements to purchase/sell:




















 
     TOTAL:


 
1,271,451


 1.33491%











 
The change in the holding of 860 shares since the last disclosure for dealing 27 December 2018 is due to the transfer in of a discretionary holding.
 
 
All interests and all short positions should be disclosed.
 
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
 
(b)        Rights to subscribe for new securities (including directors' and other employee options)
 



Class of relevant security in relation to which subscription right exists:








Details, including nature of the rights concerned and relevant percentages:







 
3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales
 



Class of relevant security


Purchase/sale
 


Number of securities


Price per unit




USD 0.05 ordinary


             Purchase
 


67,800


          GBP 65.46




USD 0.05 ordinary


             Purchase
 


31,400


          GBP 65.46




USD 0.05 ordinary


             Purchase
 


471


          GBP 65.70259




USD 0.05 ordinary


             Purchase
 


306


          GBP 65.46




USD 0.05 ordinary


             Purchase
 


144


          GBP 65.702569




USD 0.05 ordinary


                 Sale
 


2,722


          GBP 66.0664




USD 0.05 ordinary


                 Sale
 


699


          GBP 65.46




USD 0.05 ordinary


                 Sale
 


4,463


          GBP 66.066399




USD 0.05 ordinary


                 Sale
 


1,747


          GBP 66.0664




USD 0.05 ordinary


                 Sale
 


162,149


          GBP 66.0664




USD 0.05 ordinary


                 Sale
 


746


          GBP 65.46




USD 0.05 ordinary


                 Sale
 


3,748


          GBP 66.066401




USD 0.05 ordinary


                 Sale
 


74,085


          GBP 66.0664




USD 0.05 ordinary


                 Sale
 


465


          GBP 66.066409




USD 0.05 ordinary


                 Sale
 


1,510


          GBP 66.066397




USD 0.05 ordinary


                 Sale
 


496


          GBP 65.46




USD 0.05 ordinary


                 Sale
 


606


          GBP 65.46




USD 0.05 ordinary


                 Sale
 


6,105


          GBP 66.0664




USD 0.05 ordinary


                 Sale
 


4,142


          GBP 66.0664




USD 0.05 ordinary


                 Sale
 


7,381


          GBP 66.0664




USD 0.05 ordinary


                 Sale
 


1,318


          GBP 66.066404




USD 0.05 ordinary


                 Sale
 


2,474


          GBP 66.066399




USD 0.05 ordinary


                 Sale
 


1,418


          GBP 66.066403




USD 0.05 ordinary


                 Sale
 


21,631


          GBP 66.0664




USD 0.05 ordinary


                 Sale
 


5,329


          GBP 66.066401




USD 0.05 ordinary


                 Sale
 


5,726


          GBP 65.46




USD 0.05 ordinary


                 Sale
 


3,295


          GBP 66.066401




USD 0.05 ordinary


                 Sale
 


10,628


          GBP 65.46




USD 0.05 ordinary


                 Sale
 


2,001


          GBP 65.46




USD 0.05 ordinary


                 Sale
 


1,583


          GBP 66.066399




USD 0.05 ordinary


                 Sale
 


15,751


          GBP 66.0664




USD 0.05 ordinary


                 Sale
 


6,107


          GBP 66.066399




USD 0.05 ordinary


                 Sale
 


9,057


          GBP 66.066399




USD 0.05 ordinary


                 Sale
 


12,928


          GBP 65.46




USD 0.05 ordinary


                 Sale
 


31,168


          GBP 65.46




USD 0.05 ordinary


                 Sale
 


235


          GBP 66.066383




USD 0.05 ordinary


                 Sale
 


86,790


          GBP 66.0664




USD 0.05 ordinary


                 Sale
 


2,033


          GBP 66.066399




USD 0.05 ordinary


                 Sale
 


873


          GBP 66.066403




USD 0.05 ordinary


                 Sale
 


154


          GBP 65.46




USD 0.05 ordinary


                 Sale
 


283


          GBP 65.46




USD 0.05 ordinary


                 Sale
 


205


          GBP 65.46




USD 0.05 ordinary


                 Sale
 


1,391


          GBP 65.46




USD 0.05 ordinary


                 Sale
 


1,226


          GBP 65.46




USD 0.05 ordinary


                 Sale
 


1,513


          GBP 65.46




USD 0.05 ordinary


                 Sale
 


21,146


          GBP 66.5481




USD 0.05 ordinary


                 Sale
 


27,776


          GBP 66.0664




USD 0.05 ordinary


                 Sale
 


19,248


          GBP 65.46




USD 0.05 ordinary


                 Sale
 


576


          GBP 65.46




USD 0.05 ordinary


                 Sale
 


396


          GBP 65.46




USD 0.05 ordinary


                 Sale
 


8,274


          GBP 66.5481




USD 0.05 ordinary


                 Sale
 


406


          GBP 66.066404




USD 0.05 ordinary


                 Sale
 


9,363


          GBP 65.46




USD 0.05 ordinary


                 Sale
 


386


          GBP 66.066399




USD 0.05 ordinary


                 Sale
 


4,700


          GBP 66.0664




USD 0.05 ordinary


                 Sale
 


225


          GBP 66.0664




USD 0.05 ordinary


                 Sale
 


5,563


          GBP 65.46




USD 0.05 ordinary


                 Sale
 


1,642


          GBP 66.066401




USD 0.05 ordinary


                 Sale
 


2,051


          GBP 65.46




USD 0.05 ordinary


                 Sale
 


8,207


          GBP 66.066399




USD 0.05 ordinary


                 Sale
 


1,062


          GBP 66.066403




USD 0.05 ordinary


                 Sale
 


418


          GBP 66.066411




USD 0.05 ordinary


                 Sale
 


6,799


          GBP 66.5481




USD 0.05 ordinary


                 Sale
 


12,917


          GBP 65.46




USD 0.05 ordinary


                 Sale
 


176


          GBP 66.06642




USD 0.05 ordinary


                 Sale
 


6,275


          GBP 66.0664




USD 0.05 ordinary


                 Sale
 


409


          GBP 66.066406




USD 0.05 ordinary


                 Sale
 


13,271


          GBP 66.0664




USD 0.05 ordinary


                 Sale
 


4,582


          GBP 66.066399




USD 0.05 ordinary


                 Sale
 


1,509


          GBP 65.46




USD 0.05 ordinary


                 Sale
 


306


          GBP 65.46




USD 0.05 ordinary


                 Sale
 


168,089


          GBP 65.46




USD 0.05 ordinary


                 Sale
 


78,921


          GBP 65.46




USD 0.05 ordinary


                 Sale
 


13,063


          GBP 66.0664




USD 0.05 ordinary


                 Sale
 


3,955


          GBP 65.46




USD 0.05 ordinary


                 Sale
 


11,327


          GBP 65.46




USD 0.05 ordinary


                 Sale
 


83,651


          GBP 65.46




USD 0.05 ordinary


                 Sale
 


2,236


          GBP 65.46



 
 (b)       Cash-settled derivative transactions
 



Class of relevant security


Product description
e.g. CFD


Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


Number of reference securities


Price per unit








 
 















 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



Class of relevant security


Product description e.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date


Option money paid/ received per unit





































 
(ii)        Exercise
 



Class of relevant security


Product description
e.g. call option


Exercising/ exercised against


Number of securities


Exercise price per unit




















 
 



 
(d)        Other dealings (including subscribing for new securities)
 



Class of relevant security


Nature of dealing
e.g. subscription, conversion


Details


Price per unit (if applicable)








 
 











 
 
4.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 



Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
(c)        Attachments
 



Is a Supplemental Form 8 (Open Positions) attached?


No



 
 



Date of disclosure:


 
31-December-2018




Contact name:


 
Chetan Shah




Telephone number*:


 
020 33956564



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
 
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.




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