Brief: Kcap Financial says co reached final settlement with U.S. SEC to resolve previously disclosed informal investigation- SEC Filing

BCP Investment

04/12/2018 23:10

Dec 4 (Reuters) - KCAP Financial Inc  KCAP.O :
    * KCAP FINANCIAL SAYS CO REACHED FINAL SETTLEMENT WITH U.S.
SEC TO
RESOLVE PREVIOUSLY DISCLOSED INFORMAL INVESTIGATION- SEC FILING
    * KCAP FINANCIAL - INFORMAL INVESTIGATION CONCERNED
CHARACTERIZATION OF DISTRIBUTIONS RECEIVED BY CO FROM
WHOLLY-OWNED ASSET MANAGEMENT SUBSIDIARIES
    * KCAP FINANCIAL - AS PART OF SETTLEMENT WITH U.S. SEC, CO
CONSENTED TO ENTRY OF ADMINISTRATIVE ORDER
    * KCAP FINANCIAL - CO WILL NOT PAY ANY PENALTY OR OTHER
MONETARY
AMOUNTS UNDER SEC'S ORDER

Source text for Eikon: https://bit.ly/2RBkbUr
Further company coverage:  KCAP.O 

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