REG - Goldman Sachs (EPT) BHP Group Limited - Form 8.5 (EPT/RI) - BHP plc
26/04/2024 12:15
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RNS Number : 2447M GoldmanSachs International 26 April 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: (GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form BHP GROUP LIMITED
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is ANGLO AMERICAN PLC
connected:
(d) Date dealing undertaken: 25 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES - disclosing today for ANGLO AMERICAN PLC
making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
Ordinary NPV Purchases 979,811 23.5505 GBP 22.6550 GBP
Ordinary NPV Sales 1,323,739 23.5505 GBP 22.6550 GBP
ADR / (1.00 : 2.00) Purchases 102,805 (205,610) 57.8300 USD 57.3400 USD
ADR / (1.00 : 2.00) Sales 102,805 (205,610) 57.6747 USD 57.2150 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
Ordinary NPV CFD Opening a short position 61 22.7336 GBP
Ordinary NPV CFD Reducing a long position 16,806 22.7336 GBP
Ordinary NPV CFD Reducing a long position 33,337 22.7336 GBP
Ordinary NPV CFD Increasing a short position 76 22.7534 GBP
Ordinary NPV CFD Increasing a short position 11 22.7534 GBP
Ordinary NPV CFD Reducing a long position 22 22.7834 GBP
Ordinary NPV CFD Increasing a long position 2 22.7950 GBP
Ordinary NPV CFD Increasing a short position 63 22.7950 GBP
Ordinary NPV CFD Increasing a short position 9 22.7950 GBP
Ordinary NPV CFD Increasing a long position 1 22.7950 GBP
Ordinary NPV CFD Increasing a long position 15 22.7950 GBP
Ordinary NPV CFD Increasing a long position 54 22.7950 GBP
Ordinary NPV CFD Reducing a short position 130 22.7983 GBP
Ordinary NPV CFD Reducing a long position 1,113 22.8086 GBP
Ordinary NPV CFD Reducing a long position 314 22.8086 GBP
Ordinary NPV CFD Reducing a long position 32 22.8086 GBP
Ordinary NPV CFD Reducing a long position 921 22.8513 GBP
Ordinary NPV CFD Reducing a long position 260 22.8513 GBP
Ordinary NPV CFD Reducing a long position 28 22.8513 GBP
Ordinary NPV CFD Reducing a long position 10 22.8513 GBP
Ordinary NPV CFD Reducing a long position 34,930 22.8815 GBP
Ordinary NPV CFD Reducing a long position 20,957 22.8820 GBP
Ordinary NPV CFD Opening a short position 12,908 22.8937 GBP
Ordinary NPV CFD Opening a long position 35,087 22.9050 GBP
Ordinary NPV CFD Opening a long position 238,120 22.9050 GBP
Ordinary NPV CFD Increasing a long position 15 22.9268 GBP
Ordinary NPV CFD Increasing a long position 6 22.9268 GBP
Ordinary NPV CFD Increasing a long position 142 22.9268 GBP
Ordinary NPV CFD Increasing a long position 502 22.9268 GBP
Ordinary NPV CFD Increasing a short position 17,191 22.9279 GBP
Ordinary NPV CFD Increasing a long position 16 22.9470 GBP
Ordinary NPV CFD Increasing a long position 59 22.9470 GBP
Ordinary NPV CFD Increasing a long position 12 22.9662 GBP
Ordinary NPV CFD Increasing a long position 15 22.9662 GBP
Ordinary NPV CFD Increasing a long position 120 22.9662 GBP
Ordinary NPV CFD Increasing a long position 428 22.9662 GBP
Ordinary NPV CFD Opening a short position 50,000 23.0052 GBP
Ordinary NPV CFD Increasing a short position 1,600 23.0264 GBP
Ordinary NPV CFD Increasing a long position 913 23.1000 GBP
Ordinary NPV CFD Reducing a long position 2,966 23.1102 GBP
Ordinary NPV CFD Reducing a long position 5,386 23.1107 GBP
Ordinary NPV CFD Reducing a long position 1,524 23.1107 GBP
Ordinary NPV CFD Reducing a long position 161 23.1107 GBP
Ordinary NPV CFD Reducing a long position 63 23.1107 GBP
Ordinary NPV CFD Reducing a short position 24,055 23.1188 GBP
Ordinary NPV CFD Opening a long position 869 23.1553 GBP
Ordinary NPV CFD Opening a long position 128 23.1553 GBP
Ordinary NPV CFD Opening a long position 2,966 23.1869 GBP
Ordinary NPV CFD Increasing a short position 5,024 545.5928 ZAR
Ordinary NPV CFD Opening a short position 1,787 550.2200 ZAR
Ordinary NPV CFD Reducing a long position 123 550.2200 ZAR
Ordinary NPV SWAP Reducing a short position 4,834 22.9083 GBP
Ordinary NPV SWAP Increasing a short position 5,697 22.9399 GBP
Ordinary NPV SWAP Increasing a short position 18 28.5102 USD
Ordinary NPV SWAP Increasing a long position 6,934 546.7626 ZAR
Ordinary NPV SWAP Reducing a long position 8,332 547.5443 ZAR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
ADR / (1.00 : 2.00) Put Option / (1.00 : 200.00) Purchasing 2 (400) 55.0000 USD AMERICAN 21/06/2024 1.1000 USD
ADR / (1.00 : 2.00) Put Option / (1.00 : 200.00) Purchasing 10 (2,000) 55.0000 USD AMERICAN 21/06/2024 1.0500 USD
ADR / (1.00 : 2.00) Put Option / (1.00 : 200.00) Purchasing 24 (4,800) 55.0000 USD AMERICAN 21/06/2024 1.2000 USD
ADR / (1.00 : 2.00) Put Option / (1.00 : 200.00) Purchasing 9 (1,800) 55.0000 USD AMERICAN 21/06/2024 1.1000 USD
ADR / (1.00 : 2.00) Put Option / (1.00 : 200.00) Purchasing 13 (2,600) 57.5000 USD AMERICAN 21/06/2024 2.0000 USD
ADR / (1.00 : 2.00) Put Option / (1.00 : 200.00) Purchasing 2 (400) 57.5000 USD AMERICAN 21/06/2024 2.0000 USD
(ii) Exercise
Class of relevant security Product description Exercising / exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 26 April 2024
Contact name: Papa Lette and Andrzej Szyszka
Telephone number: +33(1) 4212 1459 / +48(22) 317 4817
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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