REG - RMB Morgan Stanley BHP Group Limited - Form 8.5 (EPT/NON-RI)-BHP Group Limited
26/04/2024 14:15
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RNS Number : 2606M RMB Morgan Stanley Limited 26 April 2024
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR
WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: RMB Morgan Stanley (Pty) Ltd
(b) Name of offeror/offeree in relation to whose relevant securities this form BHP Group Limited
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Anglo American plc
connected:
(d) Date dealing undertaken: 25 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES - Anglo American plc
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(b), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: Ordinary NPV
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 266,588 0.02 8,088 0.00
(2) Cash-settled derivatives: 68,206 0.01 593,991 0.04
(3) Stock-settled derivatives (including options) and agreements to 0 0.00 0 0.00
purchase/sell:
334,794 0.03 602,079 0.05
TOTAL:
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists: N/A
Details, including nature of the rights concerned and relevant percentages: N/A
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received (ZAR)
(ZAR)
Ordinary NPV PURCHASE 271,751 552.60 541.43
Ordinary NPV SALE 229,725 552.58 542.18
(b) Cash-settled derivative transactions
Class of relevant security Product description e.g CFD Nature of dealing e.g opening/closing a long/short position, Number of reference securities Price per unit (ZAR)
increasing/reducing a long/short position
Ordinary NPV CFD SHORT 3 546.97
Ordinary NPV CFD SHORT 14 546.77
Ordinary NPV CFD SHORT 47 544.80
Ordinary NPV CFD SHORT 62 544.82
Ordinary NPV CFD SHORT 79 546.77
Ordinary NPV CFD SHORT 113 547.46
Ordinary NPV CFD SHORT 124 546.77
Ordinary NPV CFD SHORT 134 546.77
Ordinary NPV CFD SHORT 160 544.82
Ordinary NPV CFD SHORT 294 547.46
Ordinary NPV CFD SHORT 378 548.69
Ordinary NPV CFD SHORT 476 546.77
Ordinary NPV CFD SHORT 654 543.80
Ordinary NPV CFD SHORT 1,022 546.77
Ordinary NPV CFD SHORT 1,328 544.82
Ordinary NPV CFD SHORT 2,011 544.82
Ordinary NPV CFD SHORT 2,434 547.46
Ordinary NPV CFD SHORT 2,439 544.82
Ordinary NPV CFD SHORT 3,686 547.46
Ordinary NPV CFD SHORT 4,473 547.46
Ordinary NPV CFD SHORT 4,486 544.08
Ordinary NPV CFD SHORT 7,420 546.13
Ordinary NPV CFD SHORT 34,714 547.35
Ordinary NPV CFD LONG 67 545.68
Ordinary NPV CFD LONG 79 545.68
Ordinary NPV CFD LONG 84 547.23
Ordinary NPV CFD LONG 107 545.68
Ordinary NPV CFD LONG 132 547.23
Ordinary NPV CFD LONG 207 547.23
Ordinary NPV CFD LONG 214 545.68
Ordinary NPV CFD LONG 256 548.45
Ordinary NPV CFD LONG 403 548.45
Ordinary NPV CFD LONG 412 545.68
Ordinary NPV CFD LONG 521 547.23
Ordinary NPV CFD LONG 633 548.45
Ordinary NPV CFD LONG 1,038 543.32
Ordinary NPV CFD LONG 1,585 545.68
Ordinary NPV CFD LONG 1,595 548.45
Ordinary NPV CFD LONG 9,104 547.28
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
none
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 26 April 2024
Contact name: Craig Horsley
Telephone number: +44 141 245-7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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