REG - UBS AG (EPT) BHP Group Limited - Form 8.5 (EPT/RI) - Anglo American Plc
03/05/2024 16:30
For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20240503:nRSC2507Na&default-theme=true
RNS Number : 2507N UBS AG (EPT) 03 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form Anglo American plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is BHP Group Limited connected to UBS
connected:
(d) Date dealing undertaken: 02 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES, BHP Group Limited
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.54945 ordinary Buy 689786 26.61630 GBP 25.8850 GBP
USD 0.54945 ordinary Sell 2184963 26.62000 GBP 25.8550
GBP
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary CFD Long 20094 26.615 GBP
USD 0.54945 ordinary CFD Long 900 26.4257057118 GBP
USD 0.54945 ordinary CFD Long 10 26.5505 GBP
USD 0.54945 ordinary CFD Long 19034 26.6149267101009 GBP
USD 0.54945 ordinary CFD Long 56814 26.540898 GBP
USD 0.54945 ordinary CFD Long 3163 26.51229 GBP
USD 0.54945 ordinary CFD Long 9469 26.40283299 GBP
USD 0.54945 ordinary CFD Long 50714 26.38233557 GBP
USD 0.54945 ordinary CFD Long 2828 26.431701 GBP
USD 0.54945 ordinary CFD Long 2079430 26.445 GBP
USD 0.54945 ordinary CFD Long 55165 26.28806 GBP
USD 0.54945 ordinary CFD Long 88 26.37 GBP
USD 0.54945 ordinary CFD Long 44 25.855 GBP
USD 0.54945 ordinary CFD Long 44 25.875 GBP
USD 0.54945 ordinary CFD Long 44 25.895 GBP
USD 0.54945 ordinary CFD Long 44 25.93 GBP
USD 0.54945 ordinary CFD Long 44 25.95 GBP
USD 0.54945 ordinary CFD Long 44 25.96 GBP
USD 0.54945 ordinary CFD Long 44 26.015 GBP
USD 0.54945 ordinary CFD Long 44 26.145 GBP
USD 0.54945 ordinary CFD Long 44 26.18 GBP
USD 0.54945 ordinary CFD Long 44 26.365 GBP
USD 0.54945 ordinary CFD Long 44 26.515 GBP
USD 0.54945 ordinary CFD Long 20 26.115 GBP
USD 0.54945 ordinary CFD Long 212 26.37528302 GBP
USD 0.54945 ordinary CFD Long 9 26.39666667 GBP
USD 0.54945 ordinary CFD Long 11336 26.3617725620201 GBP
USD 0.54945 ordinary CFD Long 7536 26.60238843 GBP
USD 0.54945 ordinary CFD Long 1367 26.615004 GBP
USD 0.54945 ordinary CFD Long 3046 26.49132633 GBP
USD 0.54945 ordinary CFD Long 2132 26.53033537 GBP
USD 0.54945 ordinary CFD Long 20511 26.613669 GBP
USD 0.54945 ordinary CFD Long 78 26.221241 GBP
USD 0.54945 ordinary CFD Long 50 25.919791 GBP
USD 0.54945 ordinary CFD Long 2489 26.255645 GBP
USD 0.54945 ordinary CFD Long 19 26.322883 GBP
USD 0.54945 ordinary CFD Long 1 26.373862 GBP
USD 0.54945 ordinary CFD Long 654 26.252362 GBP
USD 0.54945 ordinary CFD Short 1350 26.1447145855 GBP
USD 0.54945 ordinary CFD Short 129 26.39589514 GBP
USD 0.54945 ordinary CFD Short 5517 26.2416485427388 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 03 May 2024
Contact name: Richard Howard
Telephone number: +44 (0)207 568 9128
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
or visit
www.rns.com (http://www.rns.com/)
.
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
. END FERAJMATMTBMBTIRecent news on BHP
See all newsREG-The Vanguard Group, Inc. Form 8.3 - The Vanguard Group, Inc.: BHP Group Limited
AnnouncementREG - BlackRock Group BHP Group Limited - Form 8.3 - BHP Group Limited
AnnouncementREG - Macquarie Group Ltd Macquarie Group Ltd BHP Group Limited - Form 8.3 - BHP Group Ltd
AnnouncementREG - State Street Global Anglo American PLC BHP Group Limited - Form 8.3 - BHP Group Limited
AnnouncementREG - State Street Global BHP Group Limited Anglo American PLC - Form 8.3 - Anglo American plc
Announcement