REG - BioPharma Credit PLC - Holding(s) in Company

Biopharma CreditAnnouncement

04/08/2020 11:15

RNS Number : 0844V
  
BioPharma Credit PLC
  
04 August 2020
  
 

TR-1: Standard form for notification of major holdings
 



NOTIFICATION OF MAJOR HOLDINGS 










1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: 


BIOPHARMA CREDIT PLC
Beaufort House, 51 New North Road, Exeter, EX4 4EP, United Kingdom
LEI : 213800AV55PYXAS7SY24




1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)




Non-UK issuer








2. Reason for the notification (please mark the appropriate box or boxes with an "X")




An acquisition or disposal of voting rights


X




An acquisition or disposal of financial instruments








An event changing the breakdown of voting rights








Other (please specify):








3. Details of person subject to the notification obligation




Name


Newton Investment Management Limited




City and country of registered office (if applicable)


London, England




4. Full name of shareholder(s) (if different from 3.)




Name


N/A




City and country of registered office (if applicable)


N/A




5. Date on which the threshold was crossed or reached:


31 July 2020




6. Date on which issuer notified (DD/MM/YYYY):


03 August 2020




7. Total positions of person(s) subject to the notification obligation








% of voting rights attached to shares (total of 8. A)


% of voting rights through financial instruments

(total of 8.B 1 + 8.B 2)


Total of both in % (8.A + 8.B)


Total number of voting rights of issuer




Resulting situation on the date on which threshold was crossed or reached


10.02%


N/A


10.02%


1,373,872,373




Position of previous notification (if 
applicable)


8.10%


N/A


8.10%
















 



8. Notified details of the resulting situation on the date on which the threshold was crossed or reached




A: Voting rights attached to shares




Class/type of

shares
ISIN code (if possible)


Number of voting rights


% of voting rights




Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)


Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)


Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)


Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)




Ordinary Shares
GB00BDGKMY29


137,600,609


N/A


10.02%


N/A
















































SUBTOTAL 8. A


137,600,609


10.02%




 
 




B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))




Type of financial instrument


Expiration

date


Exercise/

Conversion Period


Number of voting rights that may be acquired if the instrument is 
exercised/converted.


% of voting rights




N/A


N/A


N/A


N/A


N/A
























































SUBTOTAL 8. B 1


N/A


N/A




 
 




B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))




Type of financial instrument


Expiration

date


Exercise/

Conversion Period 


Physical or cash 
settlement


Number of voting rights 


% of voting rights




N/A


N/A


N/A


N/A


N/A


N/A




































































SUBTOTAL 8.B.2


N/A


N/A




 
 















 



9. Information in relation to the person subject to the notification obligation (please mark the 
applicable box with an "X")




Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer


X




Full chain of controlled undertakings through which the voting rights and/or the

financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary)








Name


% of voting rights if it equals or is higher than the notifiable threshold


% of voting rights through financial instruments if it equals or is higher than the notifiable threshold


Total of both if it equals or is higher than the notifiable threshold




N/A


N/A


N/A


N/A


















































































10. In case of proxy voting, please identify:




Name of the proxy holder


N/A




The number and % of voting rights held


N/A




The date until which the voting rights will be held


N/A










11. Additional information




N/A










 



Place of completion


Uniondale, New York




Date of completion


03 August 2020



 


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