REG - BlueRock DiamondsPLC - Holding(s) in Company

Bluerock DiamondsAnnouncement

23/05/2019 07:05

RNS Number : 9205Z
BlueRock Diamonds PLC
23 May 2019
 


TR-1: Standard form for notification of major holdings
 




NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i




 




1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:


BlueRock Diamonds PLC




1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)




Non-UK issuer


 




2. Reason for the notification (please mark the appropriate box or boxes with an "X")




An acquisition or disposal of voting rights


 




An acquisition or disposal of financial instruments


 




An event changing the breakdown of voting rights


X




Other (please specify)iii:                                      


 




3. Details of person subject to the notification obligationiv




Name


Morton PTC Limited as Trustee of The Morton Family Trust (MFT),  Hawk Investment Holdings Limited (HIHL)




City and country of registered office (if applicable)


HIHL - St Peter Port, Guernsey
 




4. Full name of shareholder(s) (if different from 3.)v




Name


Hawk Investment Holdings Limited  




City and country of registered office (if applicable)


 
HIHL - St Peter Port, Guernsey
 




5. Date on which the threshold was crossed or reachedvi:


22nd May 2019




6. Date on which issuer notified (DD/MM/YYYY):


22nd May 2019




7. Total positions of person(s) subject to the notification obligation




 


% of voting rights attached to shares (total of 8. A)


% of voting rights through financial instruments

(total of 8.B 1 + 8.B 2)


Total of both in % (8.A + 8.B)


Total number of voting rights of issuervii




Resulting situation on the date on which threshold was crossed or reached


1.62%


 


1.62%


1,629,001,910




Position of previous notification (if
applicable)


4.15%


 


4.15%


 



 
 
 
 
 
 
 



 




8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii




A: Voting rights attached to shares




Class/type of

shares
ISIN code (if possible)


Number of voting rightsix


% of voting rights




Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)


Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)


Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)


Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)




GB00B84H1764
 


26,333,334
(HIHL)
 


 


 


 




 


 


 


 


 




 


 


 


 


 




SUBTOTAL 8. A


26,333,334


1.62%




 
 




B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))




Type of financial instrument


Expiration

datex


Exercise/

Conversion Periodxi


Number of voting rights that may be acquired if the instrument is
exercised/converted.


% of voting rights




 


 


 


 


 




 


 


 


 


 




 


 


 


 


 




 


 


SUBTOTAL 8. B 1


 


 




 
 




B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))




Type of financial instrument


Expiration

datex


Exercise/

Conversion Period xi


Physical or cash
settlementxii


Number of voting rights


% of voting rights




 


 


 


 


 


 




 


 


 


 


 


 




 


 


 


 


 


 




 


 


 


SUBTOTAL 8.B.2


 


 




 
 
 



 
 
 
 
 
 
 
 
 
 



 




9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an "X")




Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii


 




Full chain of controlled undertakings through which the voting rights and/or the

financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)


x




Namexv


% of voting rights if it equals or is higher than the notifiable threshold


% of voting rights through financial instruments if it equals or is higher than the notifiable threshold


Total of both if it equals or is higher than the notifiable threshold




MFT as sole shareholder of HIHL.  The Board of Directors of the Morton PTC are Albany Directors Limited, Mr Anthony David Holt, Robert Walter Morton (RWM) and Susan Margaret Howard Morton (SMHM).  The adult beneficiaries of MFT are SMHM, RWM, Charles Morton (CNM), Edward Morton (EGM) and Andrew Morton (ARM).


0


0


0




HIHL


1.62%


0


1.62%




 




10. In case of proxy voting, please identify:




Name of the proxy holder


 




The number and % of voting rights held


 




The date until which the voting rights will be held


 




 
 
 




11. Additional informationxvi




                                                                                                                                                                                                                                                                                                                    



 
 
 
 
 



 




Place of completion


Guernsey, Channel Islands




Date of completion


22nd May 2019




 
 




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