REG - BlueRock DiamondsPLC - Holding(s) in Company

Bluerock DiamondsAnnouncement

24/11/2021 10:45

For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20211124:nRSX4610Ta&default-theme=true

RNS Number : 4610T  BlueRock Diamonds PLC  24 November 2021

TR-1: Standard form for notification of major holdings

 

 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the
 FCA in Microsoft Word format if possible)(i)

 1a. Identity of the issuer or the underlying issuer of existing shares to                                                                                                  BlueRock Diamonds plc
 which voting rights are attached(ii):

                                                                                                                                                                            GB00BKKJK954
 1b. Please indicate if the issuer is a non-UK issuer  (please mark with an
 "X" if appropriate)

 2. Reason for the notification (please mark the appropriate box or boxes with
 an "X")
 An acquisition or disposal of voting rights                                                                                                                                                                                                                                                       X
 An acquisition or disposal of financial instruments
 An event changing the breakdown of voting rights
 Other (please specify)(iii):
 3. Details of person subject to the notification obligation(iv)
 Name                                                                                                                                                                       UBS Investment Bank

                                                                                                                                                                            UBS Group AG
 City and country of registered office (if applicable)                                                                                                                      Zürich

                                                                                                                                                                            Switzerland
 4. Full name of shareholder(s) (if different from 3.)(v)
 Name                                                                                                                                                                       UBS AG London Branch
 City and country of registered office (if applicable)                                                                                                                      London, United Kingdom
 5. Date on which the threshold was crossed or reached(vi):                                                                                                                 19 November 2021
 6. Date on which issuer notified (DD/MM/YYYY):                                                                                                                             23 November 2021
 7. Total positions of person(s) subject to the notification obligation
                                                                                    % of voting rights attached to shares (total of 8. A)     % of voting rights through financial instruments                                Total of both in % (8.A + 8.B)              Total number of voting rights of issuer(vii)

(total of 8.B 1 + 8.B 2)
 Resulting situation on the date on which threshold was crossed or reached          5.905473%                                                 0.000000%                                                                       5.905473%                                   14'121'002
 Position of previous notification (if                                              No Previous                                               No Previous                                                                     No Previous

 applicable)                                                                        Disclosure                                                Disclosure                                                                      Disclosure
 8. Notified details of the resulting situation on the date on which the
 threshold was crossed or reached(viii)
 A: Voting rights attached to shares
 Class/type of                                                                      Number of voting rights(ix)                                                                                            % of voting rights

shares

 ISIN code

 (if possible)
                                        Direct                                      Indirect                                                                                            Direct                                                   Indirect

                                        (Art 9 of Directive 2004/109/EC) (DTR5.1)   (Art 10 of Directive 2004/109/EC) (DTR5.2.1)                                                        (Art 9 of Directive 2004/109/EC) (DTR5.1)                (Art 10 of Directive 2004/109/EC) (DTR5.2.1)
 GB00BKKJK954                                                                                                    833'912                                                                                                                                                  5.905473%

 SUBTOTAL 8. A                                                                      833'912                                                                                                                5.905473%

 B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
 (DTR5.3.1.1 (a))
 Type of financial instrument                                                       Expiration                   Exercise/                                                              Number of voting rights that may be acquired if the instrument is                 % of voting rights

date(x)
Conversion Period(xi)

                                                                                                                                                                                        exercised/converted.

                                                                                                                 SUBTOTAL 8. B 1

 B 2: Financial Instruments with similar economic effect according to Art.
 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
 Type of financial instrument           Expiration                                                               Exercise/                                   Physical or cash                                                                    Number of voting rights  % of voting rights

date(x)
Conversion Period (xi)

                                                                                                                                                             settlement(xii)

                                                                                                                                                             SUBTOTAL 8.B.2

 

 9. Information in relation to the person subject to the notification
 obligation (please mark the

 applicable box with an "X")
 Person subject to the notification obligation is not controlled by any natural
 person or legal entity and does not control any other undertaking(s) holding
 directly or indirectly an interest in the (underlying) issuer(xiii)
 Full chain of controlled undertakings through which the voting rights and/or                                                                                                                                                                                                           X
 the

financial instruments are effectively held starting with the ultimate
 controlling natural person or legal entity(xiv )(please add additional rows as
 necessary)
 Ultimate controlling    Name of controlled undertaking  % of voting rights if it equals or is higher than the notifiable threshold  % of voting rights through financial instruments if it equals or is higher  Total of both if it equals or is higher than the notifiable threshold

                                                                                                                                   than the notifiable threshold
 person
 UBS Group AG (Chain 1)
 UBS Group AG (Chain 1)  UBS AG
 UBS Group AG            UBS AG London Branch            5.905473%                                                                                                                                               5.905473%

 (Chain 1)

 10. In case of proxy voting, please identify:
 Name of the proxy holder
 The number and % of voting rights held
 The date until which the voting rights will be held

 11. Additional information(xvi)

 

 Place of completion  Zurich, Switzerland
 Date of completion   23.11.2021

 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
 or visit
www.rns.com (http://www.rns.com/)
.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
.   END  HOLUSSRRAUUAUAA