REG-Canaccord Gen Grp: Blocklisting - Interim Review <Origin Href="QuoteRef">CF.TO</Origin>

Canaccord GenuityAnnouncement

28/01/2015 24:32

BLOCK LISTING SIX MONTHLY RETURN                        

 

Date: 12 January 2015

 

Name of applicant:                     Canaccord Genuity Group Inc.            
                                                                               
Name of scheme:                        (a)   CSH Replacement ABED share scheme 
                                                                               
                                       (b)   CSH Replacement LTIP share scheme 
                                                                               
                                       (c)   Long Term Incentive Plan (LTIP)   
                                                                               
                                       (d)   Share Option Plan                 
                                                                               
Period of return:            From:     1 July 2014      To:   31 December 2014 
                                                                               
Balance of unallotted securities under (a)   123,764 common shares             
scheme(s):                                                                     
                                       (b)   197,836 common shares             
                                                                               
                                       (c)   0 common shares                   
                                                                               
                                       (d)   0 common shares                   
                                                                               
Plus:  The amount by which the block   (a)   0                                 
scheme(s) has been increased since the                                         
date of the last return (if any        (b)   0                                 
increase has been applied for):                                                
                                       (c)   1,500,000                         
                                                                               
                                       (d)   1,871,643                         
                                                                               
Less:  Number of securities issued/    (a)   (29,898)                          
allotted under scheme(s) during period                                         
(see LR3.5.7G):                        (b)   (54,496)                          
                                                                               
                                       (c)   (456,605)                         
                                                                               
                                       (d)   (146,647)                         
                                                                               
Equals:  Balance under scheme(s) not   (a)   93,866                            
yet issued/allotted at end of period:                                          
                                       (b)   143,340                           
                                                                               
                                       (c)   1,043,395                         
                                                                               
                                       (d)   1,724,996                         
                                                                               

 

Name of contact:                        Martin L. MacLachlan, Corporate        
                                        Secretary                              
                                                                               
Telephone number of contact:            +1 (416) 867-6078                      
                                                                               

 

 

(CF. CF)



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