REG-Canaccord Gen Grp: Director/PDMR Shareholding <Origin Href="QuoteRef">CF.TO</Origin>

Canaccord GenuityAnnouncement

08/12/2014 07:10

NOTIFICATION OF TRANSACTIONS OF DIRECTORS/PERSONS DISCHARGING MANAGERIAL
RESPONSIBILITY AND CONNECTED PERSONS

Annex DTR3

1.  Name of the issuer             2.   State whether the notification relates to (i) a transaction notified  
                                        in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance  
                                        with LR 9.8.6R(1) or (iii) a disclosure made in accordance with       
                                        section 793 of the Companies Act (2006).                              
    CANACCORD GENUITY GROUP INC .                                                                             
                                                                                                              
                                                                                                              
                                        DTR 3.1.2 R                                                           
                                                                                                              
                                                                                                              
                                                                                                              
3.  Name of person discharging     4.   State whether notification relates to a person connected with a person
    managerial responsibilities/        discharging managerial responsibilities/director named in 3 and       
    director                            identify the connected person                                         
                                                                                                              
                                                                                                              
                                                                                                              
    DAVID KASSIE                        N/A                                                                   
                                                                                                              
    PAUL REYNOLDS                                                                                             
                                                                                                              
    BRAD KOTUSH                                                                                               
                                                                                                              
    MATTHEW GAASENBEEK                                                                                        
                                                                                                              
    DANIEL DAVIAU                                                                                             
    STUART RAFTUS                                                                                             
                                                                                                              
                                                                                                              
                                                                                                              
                                                                                                              
                                                                                                              
5.  Indicate whether the           6.   Description of shares (including class), debentures or derivatives or 
    notification is in respect of       financial instruments relating to shares                              
    a holding of the person                                                                                   
    referred to in 3 or 4 above or                                                                            
    in respect of a non-beneficial                                                                            
    interest                                                                                                  
                                                                                                              
                                        RESTRICTED SHARE UNITS                                                
                                                                                                              
    NOTIFICATION RELATES TO THE                                                                               
                                                                                                              
    PERSONS NAMED IN 3.                                                                                       
                                                                                                              
                                                                                                              
                                                                                                              
7.  Name of registered             8    State the nature of the transaction                                   
    shareholders(s) and, if more                                                                              
    than one, the number of shares                                                                            
    held by each of them                                                                                      
                                                                                                              
                                                                                                              
    DAVID KASSIE: 3,630,202             GRANT OF RESTRICTED SHARE UNITS                                       
                                                                                                              
    PAUL REYNOLDS: 1,514,673                                                                                  
                                                                                                              
    BRAD KOTUSH: 501,363                                                                                      
                                                                                                              
    MATTHEW GAASENBEEK: 395,577                                                                               
                                                                                                              
    DANIEL DAVIAU: 1,035,854                                                                                  
                                                                                                              
    STUART RAFTUS: 200,000                                                                                    
                                                                                                              
                                                                                                              
                                                                                                              
                                                                                                              
                                                                                                              
9.  Number of shares, debentures   10.  Percentage of issued class acquired (treasury shares of that class    
    or financial instruments            should not be taken into account when calculating percentage)         
    relating to shares acquired                                                                               
                                                                                                              
                                                                                                              
                                        DAVID KASSIE: 0.0028%                                                 
                                                                                                              
                                        PAUL REYNOLDS: 0.0034%                                                
    DAVID KASSIE: 2,892                                                                                       
                                        BRAD KOTUSH: 0.0034%                                                  
    PAUL REYNOLDS: 3,471                                                                                      
                                        MATTHEW GAASENBEEK: 0.0028%                                           
    BRAD KOTUSH: 3,471                                                                                        
                                        DANIEL DAVIAU: 0.0067%                                                
    MATTHEW GAASENBEEK: 2,892                                                                                 
                                        STUART RAFTUS: 0.0023%                                                
    DANIEL DAVIAU: 6,857                                                                                      
                                                                                                              
    STUART RAFTUS: 2,314                                                                                      
                                                                                                              
                                                                                                              
11. Number of shares, debentures   12.  Percentage of issued class disposed (treasury shares of that class    
    or financial instruments            should not be taken into account when calculating percentage)         
    relating to shares disposed                                                                               
                                                                                                              
                                                                                                              
                                        N/A                                                                   
    N/A                                                                                                       
                                                                                                              
                                                                                                              
                                                                                                              
13. Price per share or value of    14.  Date and place of transaction                                         
    transaction                                                                                               
                                                                                                              
                                                                                                              
                                        TORONTO - DECEMBER 1, 2014                                            
    PRICE PER SHARE ON GRANT OF                                                                               
    RESTRICTED SHARE UNITS:                                                                                   
    CAD$9.07682                                                                                               
                                                                                                              
                                                                                                              
                                                                                                              
                                                                                                              
                                                                                                              
15. Total holding following        16.  Date issuer informed of transaction                                   
    notification and total                                                                                    
    percentage holding following                                                                              
    notification (any treasury                                                                                
    shares should not be taken          DECEMBER 5, 2014                                                      
    into account when calculating                                                                             
    percentage)                                                                                               
                                                                                                              
                                                                                                              
                                                                                                              
    DAVID KASSIE: 3,630,202 /                                                                                 
    3.548%                                                                                                    
                                                                                                              
    PAUL REYNOLDS: 1,514,673 /                                                                                
    1.48%                                                                                                     
                                                                                                              
    BRAD KOTUSH: 501,363 / 0.49%                                                                              
                                                                                                              
    MATTHEW GAASENBEEK: 395,577  /                                                                            
    0.387%                                                                                                    
                                                                                                              
    DANIEL DAVIAU: 1,035,854 /                                                                                
    1.012%                                                                                                    
    STUART RAFTUS: 200,000 /                                                                                  
    0.195%                                                                                                    
                                                                                                              
                                                                                                              
                                                                                                              
                                                                                                              
                                                                                                              
                                                                                                              
                                                                                                              

 

If a person discharging managerial responsibilities has been granted options by
the issuer complete the following boxes

 

17   Date of grant                   18.  Period during which or date on    
                                          which exercisable                 
                                                                            
                                                                            
                                                                            
                                                                            
                                                                            
19.  Total amount paid (if any) for  20.  Description of shares or          
     grant of the option                  debentures involved (class and    
                                          number)                           
                                                                            
                                                                            
                                                                            
                                                                            
                                                                            
21.  Exercise price (if fixed at     22.  Total number of shares or         
     time of grant) or indication         debentures over which options held
     that price is to be fixed at         following notification            
     the time of exercise                                                   
                                                                            
                                                                            
                                                                            
                                                                            
                                                                            

 

23.  Any additional information      24.  Name of contact and telephone     
                                          number for queries                
                                                                            
                                                                            
     NONE                                                                   
                                          MARTIN MACLACHLAN