REG-Canaccord Gen Grp: Notification of Transactions of Directors <Origin Href="QuoteRef">CF.TO</Origin>

Canaccord GenuityAnnouncement

18/12/2014 07:10

NOTIFICATION OF TRANSACTIONS OF DIRECTORS/PERSONS DISCHARGING MANAGERIAL
RESPONSIBILITY AND CONNECTED PERSONS

Annex DTR3

1.   Name of the issuer              2.   State whether the notification   
                                          relates to (i) a transaction     
                                          notified in accordance with DTR  
                                          3.1.2 R, (ii) a disclosure made  
     CANACCORD GENUITY GROUP INC .        in accordance with LR 9.8.6R(1)  
                                          or (iii) a disclosure made in    
                                          accordance with section 793 of   
                                          the Companies Act (2006).        
                                                                           
                                                                           
                                                                           
                                          DTR 3.1.2 R                      
                                                                           
                                                                           
                                                                           
3.   Name of person discharging      4.   State whether notification       
     managerial responsibilities/         relates to a person connected    
     director                             with a person discharging        
                                          managerial responsibilities/     
                                          director named in 3 and identify 
                                          the connected person             
                                                                           
     MASSIMO CARELLO                                                       
                                                                           
                                          N/A                              
                                                                           
                                                                           
                                                                           
5.   Indicate whether the            6.   Description of shares (including 
     notification is in respect of a      class), debentures or derivatives
     holding of the person referred       or financial instruments relating
     to in 3 or 4 above or in             to shares                        
     respect of a non-beneficial                                           
     interest                                                              
                                                                           
                                                                           
                                          COMMON SHARES                    
     NOTIFICATION RELATES TO THE                                           
                                                                           
     PERSON NAMED IN 3.                                                    
                                                                           
                                                                           
                                                                           
7.   Name of registered shareholders 8    State the nature of the          
     (s) and, if more than one, the       transaction                      
     number of shares held by each                                         
     of them                                                               
                                                                           
                                                                           
     MASSIMO CARELLO: 55,000                                               
                                                                           
                                          PURCHASE IN THE OPEN MARKET      
                                                                           
                                                                           
                                                                           
9.   Number of shares, debentures or 10.  Percentage of issued class       
     financial instruments relating       acquired (treasury shares of that
     to shares acquired                   class should not be taken into   
                                          account when calculating         
                                          percentage)                      
                                                                           
                                                                           
     10,000                                                                
                                          0.0098%                          
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
11.  Number of shares, debentures or 12.  Percentage of issued class       
     financial instruments relating       disposed (treasury shares of that
     to shares disposed                   class should not be taken into   
                                          account when calculating         
                                          percentage)                      
                                                                           
     N/A                                                                   
                                                                           
                                          N/A                              
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
13.  Price per share or value of     14.  Date and place of transaction    
     transaction                                                           
                                                                           
                                                                           
                                          ITALY - DECEMBER 16, 2014        
     PRICE PER SHARE ON PURCHASE IN                                        
     THE OPEN MARKET: CAD$7.03                                             
                                                                           
                                                                           
                                                                           
15.  Total holding following         16.  Date issuer informed of          
     notification and total               transaction                      
     percentage holding following                                          
     notification (any treasury                                            
     shares should not be taken into                                       
     account when calculating             DECEMBER 16, 2014                
     percentage)                                                           
                                                                           
                                                                           
                                                                           
     MASSIMO CARELLO: 65,000/ 0.064%                                       
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           
                                                                           

 

If a person discharging managerial responsibilities has been granted options by
the issuer complete the following boxes

 

17   Date of grant                   18.  Period during which or date on    
                                          which exercisable                 
                                                                            
                                                                            
                                                                            
                                                                            
                                                                            
19.  Total amount paid (if any) for  20.  Description of shares or          
     grant of the option                  debentures involved (class and    
                                          number)                           
                                                                            
                                                                            
                                                                            
                                                                            
                                                                            
21.  Exercise price (if fixed at     22.  Total number of shares or         
     time of grant) or indication         debentures over which options held
     that price is to be fixed at         following notification            
     the time of exercise                                                   
                                                                            
                                                                            
                                                                            
                                                                            
                                                                            

 

23.  Any additional information      24.  Name of contact and telephone     
                                          number for queries                
                                                                            
                                                                            
     NONE                                                                   
                                          MARTIN MACLACHLAN                 
                                          1-416-867-6078                    
                                                                            
                                                                            
                                                                            

 

Name of authorised official of issuer responsible for making notification  
                                                                           
                                                                           
                                                                           
MARTIN MACLACHLAN,                                                         
                                                                           
SVP, GENERAL COUNSEL AND CORPORATE SECRETARY                               
                                                                           
                                                                           
                                                                           
Date of Notification:  DECEMBER 17, 2014                                   
                                                                           
                                                                           
                                                                           

 

Notes:    This form is intended for use by an issuer to make a RIS notification
required by DTR 3.1.4.

(1)           An issuer making a notification in respect of a transaction
relating to the shares or debentures of the issuer should complete boxes 1 to
16, 23 and 24.

(2)           An issuer making a notification in respect of a derivative
relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14,
16, 23 and 24.

(3)           An issuer making a notification in respect of options granted to
a director/person discharging managerial responsibilities should complete boxes
1 to 3 and 17 to 24.

(4)           An issuer making a notification in respect of a financial
instrument relating to the shares of the issuer (other than a debenture) should
complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.

 



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