REG - Mattioli Woods PLC - Director/PDMR Shareholding
11/02/2022 17:30
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RNS Number : 4966B Mattioli Woods PLC 11 February 2022
11 February 2022
Mattioli Woods plc
("Mattioli Woods" or "the Company")
Notification of Transactions of Persons Discharging Managerial
Responsibilities ("PDMRs")
As required by Article 19.3 of Regulation (EU) No. 596/2014 on market abuse,
Mattioli Woods (AIM: MTW.L), the specialist wealth and asset management
business, announces that on 10 February 2022, 32,203 options with an exercise
price of 1 pence ("Nominal Cost Options") were exercised into ordinary shares
of 1 pence each in the Company ("Ordinary Shares") under the Mattioli Woods
2010 Long Term Incentive Plan ("LTIP") by PDMRs Michael Wright and Nathan
Imlach.
The transactions by PDMRs were as follows:
Director/PDMR Interest in Nominal Cost Options prior to the option exercises Date of option exercise Nominal Cost Options exercised Interest in Nominal Cost Options following the option exercises
Michael Wright 83,000 10 Feb 2022 3,000 80,000
Nathan Imlach 99,203 10 Feb 2022 29,203 70,000
Following this exercise, the executive directors and PDMRs hold 504,200
unexercised LTIP Nominal Cost Options, of which 1,000 are capable of being
exercised.
As a result of these exercises, the total number of options in issue is
1,106,091, equivalent to 2.2 percent of the current issued share capital of
the Company.
Following the exercise of the options, on 10 February 2022 Ian Mattioli,
Michael Wright, Nathan Imlach and Simon Gibson sold 226,870 Ordinary Shares at
a price of 800 pence per share. On 11 February 2022, Ian Mattioli sold a
further 200,000 Ordinary Shares, plus 30,000 shares previously held by The Ian
and Clare Mattioli Charitable Trust under his direction, at a price of 800
pence per share. Aside from the sale of 14,260 shares on 7 January 2022, Ian's
last share sale was over six years ago in November 2015. This sale was
completed as part of a previously announced instruction that was unable to
complete due to Ian being classed as an insider under MAR until the release of
The Company's interim results on 8 February 2022.
Their resultant interests in the Company are:
Director/PDMR Date of transaction Number of shares purchased Purchase price Date of transaction Number of shares sold Sale price Total shares held Percentage of issued share capital
Ian Mattioli* - - - 10-11 Feb 2022 415,756 800p 3,173,432 6.23%
Michael Wright 10 Feb 2022 3,000 1p 10 Feb 2022 1,418 800p 20,660 0.04%
Nathan Imlach 10 Feb 2022 29,203 1p 10 Feb 2022 29,203 800p 121,712 0.24%
Simon Gibson - - - 10 Feb 2022 10,493 800p 125,901 0.25%
*of which 30,000 shares sold from The Ian and Clare Mattioli Charitable Trust
The above information is provided by the Company in accordance with its
obligations under the FCA's Disclosure and Transparency Rules.
Notification and public disclosure of transactions by persons discharging
managerial responsibilities and persons closely associated with them
The information set out below is provided in accordance with the requirements
of Article 19(3) of the EU Market Abuse Regulation No 596/2014.
1 Details of the person discharging managerial responsibilities/person closely
associated
a) Name 1. Michael Wright
2. Nathan Imlach
2 Reason for the notification
a) Position/status 1. PDMR, Group Managing Director
2. PDMR, Chief Strategic Advisor
b) Initial notification /Amendment Initial Notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Mattioli Woods plc
b) LEI 2138003LAM79SNI63R97
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Ordinary Shares of 1 pence each
Identification code
ISIN: GB00B0MT3Y97
b) Nature of the transaction Exercise of options
c) Price(s) and volume(s) Price(s) Volume(s)
1. 1p per ordinary share 1. 3,000
2. 1p per ordinary share 2. 29,203
d) Aggregated information
- Aggregated volume N/a (Single transaction)
- Price 1. £3.00
2. £292.03
e) Date of the transaction 10 February 2022
f) Place of the transaction Outside of a trading venue
1 Details of the person discharging managerial responsibilities/person closely
associated
a) Name 1,2. Ian Mattioli
3. Michael Wright
4. Nathan Imlach
5. Simon Gibson
2 Reason for the notification
a) Position/status 1,2. PDMR, Chief Executive Officer
3. PDMR, Group Managing Director
4. PDMR, Chief Strategic Advisor
5. PDMR, Chief Investment Officer
b) Initial notification /Amendment Initial Notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Mattioli Woods plc
b) LEI 2138003LAM79SNI63R97
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Ordinary Shares of 1 pence each
Identification code
ISIN: GB00B0MT3Y97
b) Nature of the transaction Sale of shares
c) Price(s) and volume(s) Price(s) Volume(s)
1. 800p per ordinary share 1. 185,756
2. 800p per ordinary share 2. 230,000
3. 800p per ordinary share 3. 1,418
4. 800p per ordinary share 4. 29,203
5. 800p per ordinary share 5. 10,493
d) Aggregated information
- Aggregated volume N/a (Single transaction)
- Price 1. £1,486,048.00
2. £1,840,000.00
3. £11,344.00
4. £233,624.00
5. £83,944.00
e) Date of the transaction 1,3,4,5. 10 February 2022
2. 11 February 2022
f) Place of the transaction London Stock Exchange, AIM
- Ends -
For further information please contact:
Mattioli Woods plc
Ravi Tara, Chief Financial Officer Tel: +44 (0) 116 240 8700
www.mattioliwoods.com (http://www.mattioliwoods.com)
Canaccord Genuity Limited (Nominated Adviser and Joint Broker)
Adam James Tel: +44 (0) 20 7523 8000
Thomas Diehl www.canaccordgenuity.com (http://www.canaccordgenuity.com)
Singer Capital Markets (Joint Broker)
Justin McKeegan Tel: +44 (0) 20 7496 3000
Tom Salvesen www.singercm.com (http://www.singercm.com/)
Alaina Wong
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