REG - CAP-XX Limited - Grant of Share Options <Origin Href="QuoteRef">CAPX.L</Origin>
RNS Number : 6487ZCAP-XX Limited18 December 201718 December 2017
CAP-XX Limited
("CAP-XX" or "the Company")
Grant of Share Options
The Board of CAP-XX announces that a total of 17,995,000 options to subscribe for new ordinary shares have today been granted to Directors and various employees of CAP-XX.
The options have been granted pursuant to the CAP-XX Limited Share Option Plan at an exercise price 11.25p per share, being the closing mid-market price on 11 December 2017. The share options have a life of five years, with 25% of the options vesting 12 months after the anniversary of the grant date, with the remainder vesting in equal monthly amounts of 1/48th from this date. Following today's grant, the Company will have a total of 42,865,000 stock options outstanding.
The table below provides details of the options that were granted to persons discharging managerial responsibilities (PDMR) (or persons closely associated with them).
Directors/PDMR
Total number of new Options granted
Total number of options now held following the grant
Patrick Elliot (Non-Executive Chairman)
1,600,000
3,900,000
Bruce Grey (Non-Executive Director)
1,600,000
3,900,000
Anthony Kongats (Chief Executive Officer)
4,800,000
11,400,000
Michael Taylor (Chief Financial Officer)
1,200,000
3,250,000
Pierre Mars (VP, Quality & Applications)
1,200,000
3,100,000
Alex Bilyk (VP, Research & Development)
1,200,000
2,700,000
Mark Hulme (VP, Operations)
1,200,000
2,700,000
Song Hee Lau (Sales Manager, Asia Pacific)
1,200,000
2,700,000
Dan Trujic (Sales Manager - Americas and Europe)
1,200,000
2,700,000
The grant of the December 2017 Options is notifiable pursuant to the EU Market Abuse Regulation. Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them in accordance with the requirements of the EU Market Abuse Regulation can be found below.
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Patrick Elliot
2
Reason for the notification
a)
Position/status
Director - Non-Executive Chairman
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
CAP-XX Limited
b)
LEI
213800HECUSIYXH3WN26
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of no par value each in CAP-XX Limited
Identification code (ISIN) for CAP-XX Limited ordinary shares: AU0000XINAS1
b)
Nature of the transaction
Grant of new options over 1,600,000 ordinary shares with an exercise price of 11.25p
c)
Price(s) and volume(s)
Price(s)
Volume(s)
11.25p exercise price
1,600,000
d)
Aggregated information
- Aggregated volume
- Price
N/A - single transaction
e)
Date of the transaction
18 November 2017
f)
Place of the transaction
Outside of trading venue
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Bruce Grey
2
Reason for the notification
a)
Position/status
Director - Non-Executive
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
CAP-XX Limited
b)
LEI
213800HECUSIYXH3WN26
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of no par value each in CAP-XX Limited
Identification code (ISIN) for CAP-XX Limited ordinary shares: AU0000XINAS1
b)
Nature of the transaction
Grant of new options over 1,600,000 ordinary shares with an exercise price of 11.25p
c)
Price(s) and volume(s)
Price(s)
Volume(s)
11.25p exercise price
1,600,000
d)
Aggregated information
- Aggregated volume
- Price
N/A - single transaction
e)
Date of the transaction
18 December 2017
f)
Place of the transaction
Outside of trading venue
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Anthony Kongats
2
Reason for the notification
a)
Position/status
Director - Chief Executive Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
CAP-XX Limited
b)
LEI
213800HECUSIYXH3WN26
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of no par value each in CAP-XX Limited
Identification code (ISIN) for CAP-XX Limited ordinary shares: AU0000XINAS1
b)
Nature of the transaction
Grant of new options over 4,800,000 ordinary shares with an exercise price of 11.25p
c)
Price(s) and volume(s)
Price(s)
Volume(s)
11.25p exercise price
4,800,000
d)
Aggregated information
- Aggregated volume
- Price
N/A - single transaction
e)
Date of the transaction
18 December 2017
f)
Place of the transaction
Outside of trading venue
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Michael Taylor
2
Reason for the notification
a)
Position/status
Chief Financial Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
CAP-XX Limited
b)
LEI
213800HECUSIYXH3WN26
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of no par value each in CAP-XX Limited
Identification code (ISIN) for CAP-XX Limited ordinary shares: AU0000XINAS1
b)
Nature of the transaction
Grant of new options over 1,200,000 ordinary shares with an exercise price of 11.25p
c)
Price(s) and volume(s)
Price(s)
Volume(s)
11.25p exercise price
1,200,000
d)
Aggregated information
- Aggregated volume
- Price
N/A - single transaction
e)
Date of the transaction
18 December 2017
f)
Place of the transaction
Outside of trading venue
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Pierre Mars
2
Reason for the notification
a)
Position/status
Vice President, Applications & Quality
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
CAP-XX Limited
b)
LEI
213800HECUSIYXH3WN26
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of no par value each in CAP-XX Limited
Identification code (ISIN) for CAP-XX Limited ordinary shares: AU0000XINAS1
b)
Nature of the transaction
Grant of new options over 1,200,000 ordinary shares with an exercise price of 11.25p
c)
Price(s) and volume(s)
Price(s)
Volume(s)
11.25p exercise price
1,200,000
d)
Aggregated information
- Aggregated volume
- Price
N/A - single transaction
e)
Date of the transaction
18 December 2017
f)
Place of the transaction
Outside of trading venue
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Alex Bilyk
2
Reason for the notification
a)
Position/status
Vice President, Research & Development
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
CAP-XX Limited
b)
LEI
213800HECUSIYXH3WN26
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of no par value each in CAP-XX Limited
Identification code (ISIN) for CAP-XX Limited ordinary shares: AU0000XINAS1
b)
Nature of the transaction
Grant of new options over 1,200,000 ordinary shares with an exercise price of 11.25p
c)
Price(s) and volume(s)
Price(s)
Volume(s)
11.25p exercise price
1,200,000
d)
Aggregated information
- Aggregated volume
- Price
N/A - single transaction
e)
Date of the transaction
18 December 2017
f)
Place of the transaction
Outside of trading venue
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Mark Hulme
2
Reason for the notification
a)
Position/status
Vice President, Operations
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
CAP-XX Limited
b)
LEI
213800HECUSIYXH3WN26
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of no par value each in CAP-XX Limited
Identification code (ISIN) for CAP-XX Limited ordinary shares: AU0000XINAS1
b)
Nature of the transaction
Grant of new options over 1,200,000 ordinary shares with an exercise price of 11.25p
c)
Price(s) and volume(s)
Price(s)
Volume(s)
11.25p exercise price
1,200,000
d)
Aggregated information
- Aggregated volume
- Price
N/A - single transaction
e)
Date of the transaction
18 December 2017
f)
Place of the transaction
Outside of trading venue
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Song Hee Lau
2
Reason for the notification
a)
Position/status
Sales Manager - Asia Pacific
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
CAP-XX Limited
b)
LEI
213800HECUSIYXH3WN26
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of no par value each in CAP-XX Limited
Identification code (ISIN) for CAP-XX Limited ordinary shares: AU0000XINAS1
b)
Nature of the transaction
Grant of new options over 1,200,000 ordinary shares with an exercise price of 11.25p
c)
Price(s) and volume(s)
Price(s)
Volume(s)
11.25p exercise price
1,200,000
d)
Aggregated information
- Aggregated volume
- Price
N/A - single transaction
e)
Date of the transaction
18 December 2017
f)
Place of the transaction
Outside of trading venue
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Dan Trujic
2
Reason for the notification
a)
Position/status
Sales Manager - Americas and Europe
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
CAP-XX Limited
b)
LEI
213800HECUSIYXH3WN26
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of no par value each in CAP-XX Limited
Identification code (ISIN) for CAP-XX Limited ordinary shares: AU0000XINAS1
b)
Nature of the transaction
Grant of new options over 1,200,000 ordinary shares with an exercise price of 11.25p
c)
Price(s) and volume(s)
Price(s)
Volume(s)
11.25p exercise price
1,200,000
d)
Aggregated information
- Aggregated volume
- Price
N/A - single transaction
e)
Date of the transaction
18 December 2017
f)
Place of the transaction
Outside of trading venue
For further information contact:
CAP-XX Limited
Anthony Kongats (Chief Executive Officer) +61 (0) 2 9428 0139
Kreab (Financial PR)
Robert Speed +44 (0) 20 7074 1800
Allenby Capital (Nominated Adviser and Broker)
David Hart / Alex Brearley (Corporate Finance) +44 (0) 20 3328 5656
More information is available at www.cap-xx.com
Notes to Editors:
CAP-XX (LSE: CPX) is a world leader in the design and manufacture of thin, flat supercapacitors and energy management systems used in portable and small-scale electronic devices, and large supercapacitor based modules used in larger applications such as automotive and renewable energy. The unique feature of CAP-XX supercapacitors is their very high power density and high energy storage capacity in a space-efficient prismatic package.These attributes are essential in power-hungry consumer and industrial electronics, and deliver similar benefits in automotive and other transportation applications. For more information about CAP-XX, visit www.cap-xx.com
This information is provided by RNSThe company news service from the London Stock ExchangeENDDSHBBBDDGSBBGRI
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