REG - CAP-XX Limited - Holding(s) in Company <Origin Href="QuoteRef">CAPX.L</Origin>

CAP XXAnnouncement

01/02/2017 07:06

RNS Number : 6359V
CAP-XX Limited
01 February 2017
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:ii
CAP-XX LTD
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the
notification obligation:iii
HARGREAVE HALE LIMITED
4. Full name of shareholder(s)
(if different from 3.):iv
DISCRETIONARY CLIENTS
5. Date of the transaction and date on
which the threshold is crossed or
reached:v
30 JANUARY 2017
6. Date on which issuer notified:
31 JANUARY 2017
7. Threshold(s) that is/are crossed or
reached: vi, vii
5%
8. Notified details:
A: Voting rights attached to sharesviii, ix
Class/type of
shares

if possible using
the ISIN CODE
Situation previous
to the triggering
transaction
Resulting situation after the triggering transaction
Number
of
Shares
Number
of
Voting
Rights
Number
of shares
Number of voting
rights
% of voting rights x
Direct
Indirect
Direct xi
Indirect xii
Direct
Indirect
AU0000XINAS1
8,765,000
8,765,000
28,765,000
28,765,000
9.6623%
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial
instrument
Expiration
date xiii
Exercise/
Conversion Period xiv
Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.
% of voting
rights
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction
Type of financial
instrument
Exercise price
Expiration date xvii
Exercise/
Conversion period xviii
Number of voting rights instrument refers to
% of voting rights xix, xx
Nominal
Delta
Total (A+B+C)
Number of voting rights
Percentage of voting rights
28,765,000
9.6623%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi
28,750,000 of these shares are held for unit trusts operated by Marlborough Fund Managers Ltd, for whom Hargreave Hale Ltd manages the investments on a discretionary basis. The remaining balance is held on behalf of other discretionary clients.
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will ceaseto hold:
12. Date on which proxy holder will cease to hold
voting rights:

13. Additional information:
The change in the percentage of shares held is due entirely to participation in the placing by CAP-XX Ltd, the shares from which were admitted to AIM on 30/01/2017.
14. Contact name:
David Clueit
Hargreave Hale Limited
15. Contact telephone number:
01253 754739

This information is provided by RNS
The company news service from the London Stock Exchange
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