REG - CAP-XX Limited - Holding(s) in Company

CAP XXAnnouncement

12/08/2021 07:05

RNS Number : 3747I
  
CAP-XX Limited
  
12 August 2021
  
 

TR-1: Standard form for notification of major holdings
 



NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i










1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: 


CAP-XX LTD




1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)




Non-UK issuer


X




2. Reason for the notification (please mark the appropriate box or boxes with an "X")




An acquisition or disposal of voting rights


X




An acquisition or disposal of financial instruments








An event changing the breakdown of voting rights


X




Other (please specify)iii:








3. Details of person subject to the notification obligationiv




Name


CANACCORD GENUITY GROUP INC




City and country of registered office (if applicable)


VANCOUVER, CANADA




4. Full name of shareholder(s) (if different from 3.)v




Name


DISCRETIONARY CLIENTS




City and country of registered office (if applicable)


As above




5. Date on which the threshold was crossed or reachedvi:


10 AUGUST 2021




6. Date on which issuer notified (DD/MM/YYYY):


11 AUGUST 2021








 
 



7. Total positions of person(s) subject to the notification obligation








% of voting rights attached to shares (total of 8. A)


% of voting rights through financial instruments

(total of 8.B 1 + 8.B 2)


Total of both in % (8.A + 8.B)


Total number of voting rights held in issuer (8.A + 8.B) vii




Resulting situation on the date on which threshold was crossed or reached


14.8195






14.8195


75,347,483




Position of previous notification (if 
applicable)


11.0441






11.0441







 
 
 
 
 
 



8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii




A: Voting rights attached to shares




Class/type of

shares
ISIN code (if possible)


Number of voting rightsix


% of voting rights




Direct
(DTR5.1)


Indirect
 (DTR5.2.1)


Direct
(DTR5.1)


Indirect
(DTR5.2.1)




AU0000XINAS1






75,347,483






14.8195















































 



SUBTOTAL 8. A


75,347,483


14.8195




 
 




B 1: Financial Instruments according to DTR5.3.1R (1) (a)




Type of financial instrument


Expiration

datex


Exercise/

Conversion Periodxi


Number of voting rights that may be acquired if the instrument is 
exercised/converted.


% of voting rights














































































SUBTOTAL 8. B 1












 
 




B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)




Type of financial instrument


Expiration

datex


Exercise/

Conversion Period xi


Physical or cash 
settlementxii


Number of voting rights 


% of voting rights






























































































SUBTOTAL 8.B.2












 
 
 
 
 


















 



9. Information in relation to the person subject to the notification obligation (please mark the 
applicable box with an "X")




Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii








Full chain of controlled undertakings through which the voting rights and/or the

financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)


X




Namexv


% of voting rights if it equals or is higher than the notifiable threshold


% of voting rights through financial instruments if it equals or is higher than the notifiable threshold


Total of both if it equals or is higher than the notifiable threshold




Canaccord Genuity Group Inc.


14.8195






14.8195




Canaccord Genuity Wealth Group Holdings Limited


14.8195






14.8195




Canaccord Genuity Wealth Group Holdings (Jersey) Limited


14.8195






14.8195




Canaccord Genuity Wealth Group Limited


14.8195






14.8195




Hargreave Hale Ltd


14.8195






14.8195










10. In case of proxy voting, please identify:




Name of the proxy holder








The number and % of voting rights held








The date until which the voting rights will be held














11. Additional informationxvi




The change in the percentage of shares held is due entirely to participation in the placing by CAP-XX Ltd, the shares from which were admitted to AIM on 10/08/2021.










 



Place of completion


BLACKPOOL, ENGLAND




Date of completion


11 AUGUST 2021



 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.
 
  END
 
 
HOLFFLLFFVLZBBB