REG - CAP-XX Limited - Holding(s) in Company

CAP-XXAnnouncement

08/06/2023 08:45

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RNS Number : 0975C  CAP-XX Limited  08 June 2023

TR-1: Standard form for notification of major holdings

 

 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the
 FCA in Microsoft Word format if possible)(i)

 1a. Identity of the issuer or the underlying issuer of existing shares to  CAP-XX LTD
 which voting rights are attached(ii):
 1b. Please indicate if the issuer is a non-UK issuer  (please mark with an
 "X" if appropriate)
 Non-UK issuer                                                                                          X
 2. Reason for the notification (please mark the appropriate box or boxes with
 an "X")
 An acquisition or disposal of voting rights                                                            X
 An acquisition or disposal of financial instruments
 An event changing the breakdown of voting rights                                                       X
 Other (please specify)(iii):
 3. Details of person subject to the notification obligation(iv)
 Name                                                                       CANACCORD GENUITY GROUP INC
 City and country of registered office (if applicable)                      VANCOUVER, CANADA
 4. Full name of shareholder(s) (if different from 3.)(v)
 Name                                                                       DISCRETIONARY CLIENTS
 City and country of registered office (if applicable)                      As above
 5. Date on which the threshold was crossed or reached(vi):                 06 JUNE 2023
 6. Date on which issuer notified (DD/MM/YYYY):                             07 JUNE 2023

 

 

 7. Total positions of person(s) subject to the notification obligation
                                                                            % of voting rights attached to shares (total of 8. A)  % of voting rights through financial instruments  Total of both in % (8.A + 8.B)  Total number of voting rights held in issuer (8.A + 8.B) (vii)

(total of 8.B 1 + 8.B 2)
 Resulting situation on the date on which threshold was crossed or reached  17.2966                                                                                                  17.2966                         123,846,953
 Position of previous notification (if                                      11.9298                                                                                                  11.9298

 applicable)

 

 

 

 

 

 

 8. Notified details of the resulting situation on the date on which the
 threshold was crossed or reached(viii)
 A: Voting rights attached to shares
 Class/type of             Number of voting rights(ix)     % of voting rights

shares

 ISIN code (if possible)
                           Direct          Indirect        Direct      Indirect

                           (DTR5.1)         (DTR5.2.1)     (DTR5.1)    (DTR5.2.1)
 AU0000XINAS1                              123,846,953                 17.2966

 

 SUBTOTAL 8. A                                  123,846,953                                                                17.2966

 B 1: Financial Instruments according to DTR5.3.1R (1) (a)
 Type of financial instrument                   Expiration  Exercise/                              Number of voting rights that may be acquired if the instrument is        % of voting rights

date(x)
Conversion Period(xi)

                                                                                                   exercised/converted.

                                                            SUBTOTAL 8. B 1

 B 2: Financial Instruments with similar economic effect according to DTR5.3.1R
 (1) (b)
 Type of financial instrument  Expiration                   Exercise/                Physical or cash                                              Number of voting rights  % of voting rights

date(x)
Conversion Period (xi)

                                                                                     settlement(xii)

                                                                                     SUBTOTAL 8.B.2

 

 9. Information in relation to the person subject to the notification
 obligation (please mark the

 applicable box with an "X")
 Person subject to the notification obligation is not controlled by any natural
 person or legal entity and does not control any other undertaking(s) holding
 directly or indirectly an interest in the (underlying) issuer(xiii)
 Full chain of controlled undertakings through which the voting rights and/or                                                                                                                                                                                               X
 the

financial instruments are effectively held starting with the ultimate
 controlling natural person or legal entity(xiv) (please add additional rows as
 necessary)
 Name(xv)                                                                      % of voting rights if it equals or is higher than the notifiable threshold  % of voting rights through financial instruments if it equals or is higher  Total of both if it equals or is higher than the notifiable threshold
                                                                                                                                                           than the notifiable threshold
 Canaccord Genuity Group Inc.                                                  17.2966                                                                                                                                                 17.2966
 Canaccord Genuity Wealth Group Holdings Limited                               17.2966                                                                                                                                                 17.2966
 Canaccord Genuity Wealth Group Holdings (Jersey) Limited                      17.2966                                                                                                                                                 17.2966
 Canaccord Genuity Wealth Group Limited                                        17.2966                                                                                                                                                 17.2966
 Canaccord Genuity Asset Management Limited (formerly Hargreave Hale Limited)  17.2966                                                                                                                                                 17.2966

 10. In case of proxy voting, please identify:
 Name of the proxy holder
 The number and % of voting rights held
 The date until which the voting rights will be held

 11. Additional information(xvi)
 The change in the percentage of shares held is due entirely to issue of new
 shares by CAP-XX Limited & participation in the corporate action. The
 shares from which were admitted to AIM on 06/06/2023.

 

 Place of completion  BLACKPOOL, ENGLAND
 Date of completion   07 JUNE 2023

 

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