REG - CAP-XX Limited - Notification of transactions by PDMRs
RNS Number : 8840TCAP-XX Limited30 March 202130 March 2021
CAP-XX Limited
("CAP-XX" or "the Company")
Notification of transactions by persons discharging managerial responsibilities
CAP-XX Limited, a world leader in the design and manufacture of thin, flat supercapacitors and energy management systems, announces the following sales of the Company's ordinary shares of no par value each ("Ordinary Shares"). These sales of Ordinary Shares occurred via the CAP-XX employee share plan and follow the exercise of share options by CAP-XX's Directors and employees which was announced on 10 December 2020. The CAP-XX employee share plan is managed by an independent third party and the Ordinary Shares resulting from exercised share options are sold as a single consolidated holding rather than individuals providing separate instructions to a broker.
In total 525,000 Ordinary Shares were sold on behalf of Directors and employees and the transactions associated with the Company's directors and persons discharging managerial responsibilities ("PDMRs") were as follows :-
On 26 March 2021, Mr Patrick Elliott, Non Executive Chairman, sold 39,184 Ordinary Shares at a weighted average price of 9.82p per share. Following this sale, Mr Elliott is interested in 9,241,241 Ordinary Shares, equivalent to 2.0% of the voting rights in the Company.
On 26 March 2021, Mr Bruce Grey, Non Executive Director, sold 68,572 Ordinary Shares at a weighted average price of 9.82p per share. Following this sale, Mr Grey is interested in 8,217,004 Ordinary Shares, equivalent to 1.8% of the voting rights in the Company.
On 26 March 2021, Mr Anthony Kongats, Chief Executive Officer, sold 235,105 Ordinary Shares at a weighted average price of 9.82p per share. Following this sale, Mr Kongats is interested in 15,758,561 Ordinary Shares, equivalent to 3.4% of the voting rights in the Company.
On 26 March 2021, Mr Pierre Mars, Vice President of Quality and Applications, sold 29,388 Ordinary Shares at a weighted average price of 9.82p per share.
On 26 March 2021, Mr Mike Taylor, Chief Financial Officer, sold 19,592 Ordinary Shares at a weighted average price of 9.82p per share.
On 26 March 2021, Dr Alex Bilyk, Vice President of Research & Development, sold 58,776 Ordinary Shares at a weighted average price of 9.82p per share.
On 26 March 2021, Mr Song Hee Lau, Sales Manager Asia Pacific, sold 23,266 Ordinary Shares at a weighted average price of 9.82p per share.
The FCA notifications, made in accordance with the requirements of the EU Market Abuse Regulation which forms part of Domestic UK Law pursuant to the European Union (Withdrawal) Act 2018 are appended below.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
PDMRs:
Mr Patrick Elliott
Director - Non Executive Chairman
Mr Bruce Grey
Director - Non Executive Director
Mr Anthony Kongats
Director - Chief Executive Officer
Mr Mike Taylor
PDMR - Chief Financial Officer
Mr Pierre Mars
PDMR - Vice President, Quality & Applications
Dr Alex Bilyk
PDMR - Vice President - Research & Development
Mr Song Hee Lau
PDMR - Sales Manager - Asia Pacific
2
Reason for the notification
a)
Position/status
See 1a) above
b)
Initial notification /Amendment
Initial notifications
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
CAP-XX Limited
b)
LEI
213800HECUSIYXH3WN26
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of no par value each in CAP-XX Limited
Identification code (ISIN) for CAP-XX Limited Ordinary Shares: AU0000XINAS1
b)
Nature of the transaction
Sale of Ordinary Shares
c)
Price(s) and volume(s)
Price
Volumes
10.0 p
Mr Patrick Elliott
7,464
Mr Bruce Grey
13,061
Mr Anthony Kongats
44,782
Mr Mike Taylor
3,732
Mr Pierre Mars
5,598
Dr Alex Bilyk
11,195
Mr Song Hee Lau
4,432
Price
Volumes
9.8 p
Mr Patrick Elliott
29,855
Mr Bruce Grey
52,246
Mr Anthony Kongats
179,128
Mr Mike Taylor
14,927
Mr Pierre Mars
22,391
Dr Alex Bilyk
44,782
Mr Song Hee Lau
17,726
Price
Volumes
9.5 p
Mr Patrick Elliott
1,866
Mr Bruce Grey
3,265
Mr Anthony Kongats
11,195
Mr Mike Taylor
933
Mr Pierre Mars
1,399
Dr Alex Bilyk
2,799
Mr Song Hee Lau
1,108
d)
Aggregated information
- Aggregated volume
- Price
Aggregated volume
Mr Patrick Elliott
39,185
Mr Bruce Grey
68,572
Mr Anthony Kongats
235,105
Mr Mike Taylor
19,592
Mr Pierre Mars
29,388
Dr Alex Bilyk
58,776
Mr Song Hee Lau
23,266
Aggregated price
Mr Patrick Elliott
£3,849.46
Mr Bruce Grey
£6,736.38
Mr Anthony Kongats
£23,096.27
Mr Mike Taylor
£1,924.68
Mr Pierre Mars
£2,887.02
Dr Alex Bilyk
£5,774.04
Mr Song Hee Lau
£2,285.61
e)
Date of the transaction
26 March 2021
f)
Place of the transaction
London Stock Exchange (XLON), AIM market
**ENDS**
For further information contact:
CAP-XX Limited
Anthony Kongats (Chief Executive Officer) +61 (0) 2 9428 0139
Kreab (Financial PR)
Robert Speed +44 (0) 20 7074 1800
Allenby Capital (Nominated Adviser and Broker)
David Hart / Alex Brearley (Corporate Finance) +44 (0) 20 3328 5656
Tony Quirke (Sales and Corporate Broking)
More information is available at www.cap-xx.com
Notes to Editors:
CAP-XX (LSE: CPX) is a world leader in the design and manufacture of thin, flat supercapacitors and energy management systems used in portable and small-scale electronic devices, and large supercapacitor based modules used in larger applications such as automotive and renewable energy. The unique feature of CAP-XX supercapacitors is their very high power density and high energy storage capacity in a space-efficient prismatic package. These attributes are essential in power-hungry consumer and industrial electronics, and deliver similar benefits in automotive and other transportation applications. For more information about CAP-XX, visit www.cap-xx.com
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