REG - Stock Exch Notice CAP-XX Limited - N04/24 - CAP-XX Limited - Suspension of trading

CAP XXAnnouncement

27/03/2024 07:30

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RNS Number : 4851I  London Stock Exchange Notice  27 March 2024

 Market Notice
 27 March 2024

 N04/24 - CAP-XX Limited - Suspension of trading and settlement situation

 

1.      London Stock Exchange ("the Exchange") has been monitoring the
settlement situation in CAP-XX Limited (TIDM: CPX, ISIN: AU0000XINAS1)
following the Company's recent notification regarding a fundraise, part of
which is conditional on shareholder consent.  As a result of the
deterioration in settlement performance, trading of CAP-XX Limited shares has
been temporarily suspended under Rule 1510 of the Rules of the London Stock
Exchange.  Settlement of outstanding transactions can continue whilst the
security is suspended.  The Exchange will continue to monitor the settlement
situation and when trading is to be restored, the market will be notified by
Stock Exchange Notice.

 

2.      Rule 5000 (Obligation to settle) and its associated guidance
places an obligation on member firms to ensure that every on Exchange trade is
duly settled on the agreed settlement date.  This obligation remains even if
the reason for non-settlement is a customer or counterparty having failed to
settle other transactions in the same security.

 

3.      Any queries on this Notice should be addressed to Market
Supervision, Market Regulation, telephone +44 (0)20 7797 3666 (STX 33666)
option 2.

 

 

 

 

Liam Smith

 

Head of Market Supervision

 

This Stock Exchange Notice will be available on the website at
https://www.londonstockexchange.com/resources/london-stock-exchange-notices
(https://www.londonstockexchange.com/resources/london-stock-exchange-notices)

 

Calls to the London Stock Exchange plc may be recorded to enable the London
Stock Exchange to carry out its regulatory responsibilities.

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