REG - Morgan Stanley & Co. Signature Aviation - Form 8.5 (EPT/RI)-Replacement of SignatureAviation

CarlyleAnnouncement

18/01/2021 16:15

RNS Number : 0755M
  
Morgan Stanley & Co. Int'l plc
  
18 January 2021
  
 

AMENDMENT(2(a), 2(b))
FORM 8.5 (EPT/RI)
 
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 




(a) Name of exempt principal trader:


Morgan Stanley & Co. International plc




(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


SIGNATURE AVIATION PLC




(c) Name of the party to the offer with which exempt principal trader is connected:


CARLYLE INVESTMENT MANAGEMENT LLC




(d) Date dealing undertaken:


13 January 2021




(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
     If it is a cash offer or possible cash offer, state "N/A"


NO




 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales
 




Class of relevant security


Purchases/ sales
 


Total number of securities


Highest price per unit paid/received


Lowest price per unit paid/received




37P ORDINARY


PURCHASES


4,563,468


4.3580 GBP


4.2400 GBP




37P ORDINARY


SALES


4,603,545


4.3660 GBP


4.2400 GBP




37P ORDINARY


PURCHASES


432,717


5.9078 USD


5.8461 USD




37P ORDINARY


SALES


202,000


5.9167 USD


5.9019 USD




 
(b)        Cash-settled derivative transactions
 




Class of relevant security


Product description
e.g. CFD


Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


Number of reference securities


Price per unit




37P ORDINARY


CFD


LONG


1,294


4.2958 GBP




37P ORDINARY


CFD


LONG


27,618


4.2999 GBP




37P ORDINARY


CFD


LONG


11,205


4.3076 GBP




37P ORDINARY


CFD


LONG


37,987


4.3080 GBP




37P ORDINARY


CFD


LONG


278


4.3080 GBP




37P ORDINARY


CFD


LONG


110


4.3080 GBP




37P ORDINARY


CFD


LONG


286


4.3080 GBP




37P ORDINARY


CFD


LONG


43,225


4.3109 GBP




37P ORDINARY


CFD


LONG


1,618


4.3182 GBP




37P ORDINARY


CFD


LONG


1,237


4.3251 GBP




37P ORDINARY


CFD


SHORT


4,974


4.2871 GBP




37P ORDINARY


CFD


SHORT


2,402


4.3080 GBP




37P ORDINARY


CFD


SHORT


11,205


4.3080 GBP




37P ORDINARY


CFD


SHORT


661


4.3084 GBP




37P ORDINARY


CFD


SHORT


10


4.3165 GBP




37P ORDINARY


CFD


SHORT


35,139


4.3171 GBP




37P ORDINARY


CFD


SHORT


424


4.3211 GBP




37P ORDINARY


CFD


SHORT


6,009


4.3219 GBP




37P ORDINARY


CFD


SHORT


790


4.3221 GBP




37P ORDINARY


CFD


SHORT


2,058


4.3254 GBP




37P ORDINARY


CFD


SHORT


3,100


4.3274 GBP




37P ORDINARY


CFD


SHORT


1,000


4.3274 GBP




37P ORDINARY


CFD


SHORT


51,914


4.3274 GBP




37P ORDINARY


CFD


SHORT


20,699


5.8461 USD




37P ORDINARY


CFD


SHORT


66,826


5.8983 USD




37P ORDINARY


CFD


SHORT


53,794


5.8983 USD




37P ORDINARY


CFD


SHORT


29,380


5.8983 USD




 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 




Class of relevant security


Product description e.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date


Option money paid/ received per unit




N/A


N/A


N/A


N/A


N/A


N/A


N/A


N/A




 
(ii)        Exercise
 




Class of relevant security


Product description
e.g. call option


Exercising/ exercised against


Number of securities


Exercise price per unit




N/A


N/A


N/A


N/A


N/A




 
(d)        Other dealings (including subscribing for new securities)
 




Class of relevant security


Nature of dealing
e.g. subscription, conversion


Details


Price per unit (if applicable)




N/A


N/A


N/A


N/A




 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 




Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




NONE
 




 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 




Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




NONE
 




 
 




Date of disclosure:


18 January 2021




Contact name:


Craig Horsley




Telephone number:


+44 141 245-7736




 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.  
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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