REG-Carnival PLC: Director/PDMR Shareholding

CarnivalAnnouncement

01/02/2022 16:35

Carnival Corporation & plc

Notification of Transactions of Directors/PDMRS

 1   Details of the person discharging managerial responsibilities/person closely associated                                                                                                                                                                                                                                                                                                                
 a)  Name                                                                             Arnold W. Donald                                                                                                                                                                                                                                                                                                      
 2   Reason for the notification                                                                                                                                                                                                                                                                                                                                                                            
 a)  Position/status                                                                  President, Chief Executive Officer and Chief Climate Officer of Carnival Corporation & plc / Director                                                                                                                                                                                                                 
 b)  Initial notification/ Amendment                                                  Initial Notification                                                                                                                                                                                                                                                                                                  
 3   Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor                                                                                                                                                                                                                                                                                          
 a)  Name                                                                             Carnival Corporation                                                                                                                                                                                                                                                                                                  
 b)  Legal Entity Identifier                                                          F1OF2ZSX47CR0BCWA982                                                                                                                                                                                                                                                                                                  
 4A  Details of the transaction: 1                                                                                                                                                                                                                                                                                                                                                                          
 a)  Description of the financial instrument, type of instrument Identification code  Common stock with a nominal value of US$0.01 per share  CUSIP: 143658300                                                                                                                                                                                                                                              
 b)  Nature of the transaction                                                        Vesting of Management Incentive Plan tied restricted stock units ("MTE") granted January 17, 2020, including the settlement of dividend equivalent shares associated with the release of MTE.                                                                                                                         
 c)  Price(s) and volume(s)                                                                                                                                            Price(s) $0.00                                                                                                                                            Volume(s) 11,146                                                           
 d)  Aggregated information - Aggregated volume - Price                               11,146 $0.00                                                                                                                                                                                                                                                                                                          
 e)  Date of the transaction                                                          2022-01-28                                                                                                                                                                                                                                                                                                            
 f)  Place of the transaction                                                         Off Market                                                                                                                                                                                                                                                                                                            
 4B  Details of the transaction: 2                                                                                                                                                                                                                                                                                                                                                                          
 a)  Description of the financial instrument, type of instrument Identification code  Common stock with a nominal value of US$0.01 per share  CUSIP: 143658300                                                                                                                                                                                                                                              
 b)  Nature of the transaction                                                        Vesting of retention restricted stock units (“RSUs”) granted August 28, 2020.                                                                                                                                                                                                                                         
 c)  Price(s) and volume(s)                                                                                                                                            Price(s) $0.00                                                                                                                                            Volume(s) 37,500                                                           
 d)  Aggregated information - Aggregated volume - Price                               37,500 $0.00                                                                                                                                                                                                                                                                                                          
 e)  Date of the transaction                                                          2022-01-28                                                                                                                                                                                                                                                                                                            
 f)  Place of the transaction                                                         Off Market                                                                                                                                                                                                                                                                                                            
 4C  Details of the transaction: 3                                                                                                                                                                                                                                                                                                                                                                          
 a)  Description of the financial instrument, type of instrument Identification code  Common stock with a nominal value of US$0.01 per share  CUSIP: 143658300                                                                                                                                                                                                                                              
 b)  Nature of the transaction                                                        Vesting of time vested RSUs granted January 19, 2021.                                                                                                                                                                                                                                                                 
 c)  Price(s) and volume(s)                                                                                                                                            Price(s) $0.00                                                                                                                                           Volume(s) 118,986                                                           
 d)  Aggregated information - Aggregated volume - Price                               118,986 $0.00                                                                                                                                                                                                                                                                                                         
 e)  Date of the transaction                                                          2022-01-28                                                                                                                                                                                                                                                                                                            
 f)  Place of the transaction                                                         Off Market                                                                                                                                                                                                                                                                                                            
 4D  Details of the transaction: 4                                                                                                                                                                                                                                                                                                                                                                          
 a)  Description of the financial instrument, type of instrument Identification code  Common stock with a nominal value of US$0.01 per share  CUSIP: 143658300                                                                                                                                                                                                                                              
 b)  Nature of the transaction                                                        Sale of shares, including sale to satisfy the tax obligation on the vesting of time vested restricted stock units granted January 19, 2021.                                                                                                                                                                           
 c)  Price(s) and volume(s)                                                           Price(s) $19.005 $19.01 $19.015 $19.02 $19.025 $19.03 $19.055 $19.06 $19.065 $19.07 $19.075 $19.08 $19.10 $19.1075 $19.11 $19.115 $19.1175 $19.12 $19.125 $19.13 $19.155 $19.18  Volume(s) 400 5,100 4,100 2,400 200 1,497 5,350 6,770 200 9,900 4,600 19,600 300 1,600 1,900 14,100 2,400 6,062 400 6,367 2,450 100  
 d)  Aggregated information - Aggregated volume - Price                               95,796 $19.0819 (avg.)                                                                                                                                                                                                                                                                                                
 e)  Date of the transaction                                                          2022-01-28                                                                                                                                                                                                                                                                                                            
 f)  Place of the transaction                                                         NYSE                                                                                                                                                                                                                                                                                                                  
                                                                                                                                                                                                                                                                                                                                                                                                            

Arnaldo Perez

Company Secretary

Carnival Corporation & plc

3655 NW 87(th) Avenue

Miami, FL 33178

T: 305.599.2600



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