REG-Carnival PLC: Notification of Transaction/PDMRS

CarnivalAnnouncement

01/09/2020 16:35

Carnival Corporation & plc

Notification of Transactions of Directors/PDMRS

 1   Details of the person discharging managerial responsibilities/person closely associated                                                                                                                                                                                                                                                                                                                                                                                                                                            
 a)  Name                                                                             Arnold W. Donald                                                                                                                                                                                                                                                                                                                                                                                                                                  
 2   Reason for the notification                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        
 a)  Position/status                                                                  President, Chief Executive Officer & Director of Carnival Corporation & plc                                                                                                                                                                                                                                                                                                                                                                       
 b)  Initial notification/ Amendment                                                  Initial Notification                                                                                                                                                                                                                                                                                                                                                                                                                              
 3   Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor                                                                                                                                                                                                                                                                                                                                                                                                                      
 a)  Name                                                                             Carnival Corporation                                                                                                                                                                                                                                                                                                                                                                                                                              
 b)  Legal Entity Identifier                                                          F1OF2ZSX47CR0BCWA982                                                                                                                                                                                                                                                                                                                                                                                                                              
 4A  Details of the transaction 1                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                       
 a)  Description of the financial instrument, type of instrument Identification code  Common stock with a nominal value of US$0.01 per share  CUSIP: 143658300                                                                                                                                                                                                                                                                                                                                                                          
 b)  Nature of the transaction                                                        Grant of performance-based restricted stock units (“PBS RSUs”) pursuant to the Carnival Corporation 2020 Stock Plan. Each PBS RSU represents one share of Carnival Corporation common stock. Each holder of PBS RSUs may earn from 0-150% of the stated target amount of PBS RSUs to the extent that Carnival Corporation & plc's metrics exceed certain specified environmental, social & governance performance goals over the 2020-2022        
                                                                                      performance period.                                                                                                                                                                                                                                                                                                                                                                                                                               
 c)  Price(s) and volume(s)                                                                                                                                                                Price(s) $0.00                                                                                                                                                                                                         Volume(s) 150,000                                                                                                     
 d)  Aggregated information - Aggregated volume - Price                               150,000 $0.00                                                                                                                                                                                                                                                                                                                                                                                                                                     
 e)  Date of the transaction                                                          2020-08-28                                                                                                                                                                                                                                                                                                                                                                                                                                        
 f)  Place of the transaction                                                         Off Market                                                                                                                                                                                                                                                                                                                                                                                                                                        
 4B  Details of the transaction 2                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                       
 a)  Description of the financial instrument, type of instrument Identification code  Common stock with a nominal value of US$0.01 per share  CUSIP: 143658300                                                                                                                                                                                                                                                                                                                                                                          
 b)  Nature of the transaction                                                        Grant of retention restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Grant of RSUs represents a hypothetical interest in Carnival Corporation common stock. The RSUs will vest every 6 months on a 25% pro-rata basis beginning in January 2021. The RSUs may only be settled in shares.                                                                                                                 
 c)  Price(s) and volume(s)                                                                                                                                                                Price(s) $0.00                                                                                                                                                                                                         Volume(s) 150,000                                                                                                     
 d)  Aggregated information - Aggregated volume - Price                               150,000 $0.00                                                                                                                                                                                                                                                                                                                                                                                                                                     
 e)  Date of the transaction                                                          2020-08-28                                                                                                                                                                                                                                                                                                                                                                                                                                        
 f)  Place of the transaction                                                         Off Market                                                                                                                                                                                                                                                                                                                                                                                                                                        

Arnaldo Perez
General Counsel & Secretary
Carnival Corporation & plc

3655 NW 87(th) Avenue
MLGL-815
Miami, FL 33178
T: 305.599.2600

#32147493



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