REG-Carnival PLC: Notification of Transactions of Directors/PDMRS

CarnivalAnnouncement

20/02/2019 16:35

Carnival Corporation & plc

Notification of Transactions of Directors/PDMRS

 1   Details of the person discharging managerial responsibilities/person closely associated                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 
 a)  Name                                                                             Arnold W. Donald                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                       
 2   Reason for the notification                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             
 a)  Position/status                                                                  President & Chief Executive Officer of Carnival Corporation & plc / Director                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           
 b)  Initial notification/ Amendment                                                  Initial Notification                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   
 3   Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           
 a)  Name                                                                             Carnival Corporation                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   
 b)  Legal Entity Identifier                                                          F1OF2ZSX47CR0BCWA982                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   
 4A  Details of the transaction: 1                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           
 a)  Description of the financial instrument, type of instrument Identification code  Common stock with a nominal value of US$0.01 per share  CUSIP: 143658300                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               
 b)  Nature of the transaction                                                        Acquired 73,302 shares on the vesting of a grant of performance-based restricted stock units (“PBS RSUs”) originally made on April 13, 2016 pursuant to the Carnival Corporation 2011 Stock Plan. Each PBS RSU represented one share of Carnival Corporation common stock. The reporting person was eligible to earn from 0-200% of the stated target amount of PBS RSUs to the extent that Carnival Corporation & plc's annual operating income, as adjusted for certain fuel price changes and currency exchange rate impact for each of the three fiscal years in the 2016-2018 performance cycle   
                                                                                      and return on invested capital at the end of the three year performance cycle exceed specified performance goals, as modified at the end of the three year performance cycle for Carnival Corporation & plc's total shareholder return rank relative to peers. This includes shares from the settlement of dividend equivalents accumulated during the PBS RSU restricted period.                                                                                                                                                                                                                      
 c)  Price(s) and volume(s)                                                                                                                                                                                                                                                                                       Price(s) $0.00                                                                                                                                                                                                                                                                                    Volume(s) 73,302                                                         
 d)  Aggregated information - Aggregated volume - Price                               73,302 $0.00                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           
 e)  Date of the transaction                                                          2019-02-15                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             
 f)  Place of the transaction                                                         NYSE                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   
 4B  Details of the transaction: 2                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           
 a)  Description of the financial instrument, type of instrument Identification code  Common stock with a nominal value of US$0.01 per share  CUSIP: 143658300                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               
 b)  Nature of the transaction                                                        Represents a surrender of shares to satisfy the tax obligation on the release of vested PBS RSUs.                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      
 c)  Price(s) and volume(s)                                                                                                                                                                                                                                                                                     Price(s) $57.0837                                                                                                                                                                                                                                                                                   Volume(s) 28,846                                                         
 d)  Aggregated information - Aggregated volume - Price                               28,846 $57.0837                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        
 e)  Date of the transaction                                                          2019-02-15                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             
 f)  Place of the transaction                                                         Off Market                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             

Arnaldo Perez

General Counsel & Secretary

Carnival Corporation & plc

3655 NW 87(th) Avenue

MLGL-815

Miami, FL 33178

T: 305.599.2600



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