REG-Carnival PLC: Notification of Transactions of Directors/PDMRS
14/04/2020 07:05
Carnival Corporation & plc
Notification of Transactions of Directors/PDMRS
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Sir Jonathon Band
2 Reason for the notification
a) Position/status Director
b) Initial notification/ Amendment Initial Notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Carnival Corporation
b) Legal Entity Identifier F1OF2ZSX47CR0BCWA982
4A Details of the transaction:1
a) Description of the financial instrument, type of instrument Identification code Common stock with a nominal value of US$0.01 per share CUSIP: 143658300
b) Nature of the transaction Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.
c) Price(s) and volume(s) Price(s) $0.00 Volume(s) 14,090
d) Aggregated information - Aggregated volume - Price 14,090 $0.00
e) Date of the transaction 2020-04-09
f) Place of the transaction Off Market
4B Details of the transaction:2
a) Description of the financial instrument, type of instrument Identification code Common stock with a nominal value of US$0.01 per share CUSIP: 143658300
b) Nature of the transaction Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2020 Stock Plan, reflects the non-executive director voluntarily deferring their Board of Director retainer and committee fees for April to June 2020 in the form of restricted shares. The restriction on the shares lapses on February 12, 2021.
c) Price(s) and volume(s) Price(s) $12.42 Volume 2,818
d) Aggregated information - Aggregated volume - Price 2,818 $12.42
e) Date of the transaction 2020-04-09
f) Place of the transaction NYSE
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Jason Glen Cahilly
2 Reason for the notification
a) Position/status Director
b) Initial notification/ Amendment Initial Notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Carnival Corporation
b) Legal Entity Identifier F1OF2ZSX47CR0BCWA982
4A Details of the transaction:1
a) Description of the financial instrument, type of instrument Identification code Common stock with a nominal value of US$0.01 per share CUSIP: 143658300
b) Nature of the transaction Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.
c) Price(s) and volume(s) Price(s) $0.00 Volume(s) 14,090
d) Aggregated information - Aggregated volume - Price 14,090 $0.00
e) Date of the transaction 2020-04-09
f) Place of the transaction Off Market
4B Details of the transaction:2
a) Description of the financial instrument, type of instrument Identification code Common stock with a nominal value of US$0.01 per share CUSIP: 143658300
b) Nature of the transaction Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2020 Stock Plan, reflects the non-executive director voluntarily deferring their Board of Director retainer and committee fees for April to June 2020 in the form of restricted shares. The restriction on the shares lapses on February 12, 2021.
c) Price(s) and volume(s) Price(s) $12.42 Volume 2,214
d) Aggregated information - Aggregated volume - Price 2,214 $12.42
e) Date of the transaction 2020-04-09
f) Place of the transaction NYSE
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Helen Deeble
2 Reason for the notification
a) Position/status Director
b) Initial notification/ Amendment Initial Notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Carnival Corporation
b) Legal Entity Identifier F1OF2ZSX47CR0BCWA982
4A Details of the transaction:1
a) Description of the financial instrument, type of instrument Identification code Common stock with a nominal value of US$0.01 per share CUSIP: 143658300
b) Nature of the transaction Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.
c) Price(s) and volume(s) Price(s) $0.00 Volume(s) 14,090
d) Aggregated information - Aggregated volume - Price 14,090 $0.00
e) Date of the transaction 2020-04-09
f) Place of the transaction Off Market
4B Details of the transaction:2
a) Description of the financial instrument, type of instrument Identification code Common stock with a nominal value of US$0.01 per share CUSIP: 143658300
b) Nature of the transaction Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2020 Stock Plan, reflects the non-executive director voluntarily deferring their Board of Director retainer and committee fees for April to June 2020 in the form of restricted shares. The restriction on the shares lapses on February 12, 2021.
c) Price(s) and volume(s) Price(s) $12.42 Volume 2,214
d) Aggregated information - Aggregated volume - Price 2,214 $12.42
e) Date of the transaction 2020-04-09
f) Place of the transaction NYSE
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Arnold W. Donald
2 Reason for the notification
a) Position/status President & Chief Executive Officer of Carnival Corporation & plc / Director
b) Initial notification/ Amendment Initial Notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Carnival Corporation
b) Legal Entity Identifier F1OF2ZSX47CR0BCWA982
4 Details of the transaction:
a) Description of the financial instrument, type of instrument Identification code Common stock with a nominal value of US$0.01 per share CUSIP: 143658300
b) Nature of the transaction Grant of restricted stock units in Carnival Corporation common stock, made pursuant to the Carnival Corporation 2020 Stock Plan, reflects the voluntary deferral of their salary for April to June 2020 in the form of restricted stock units. The restriction on the
RSUs lapses on February 12, 2021.
c) Price(s) and volume(s) Price(s) $12.42 Volume(s) 27,815
d) Aggregated information - Aggregated volume - Price 27,815 $12.42
e) Date of the transaction 2020-04-09
f) Place of the transaction NYSE
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Richard Glasier
2 Reason for the notification
a) Position/status Director
b) Initial notification/ Amendment Initial Notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Carnival Corporation
b) Legal Entity Identifier F1OF2ZSX47CR0BCWA982
4A Details of the transaction:1
a) Description of the financial instrument, type of instrument Identification code Common stock with a nominal value of US$0.01 per share CUSIP: 143658300
b) Nature of the transaction Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.
c) Price(s) and volume(s) Price(s) $0.00 Volume(s) 14,090
d) Aggregated information - Aggregated volume - Price 14,090 $0.00
e) Date of the transaction 2020-04-09
f) Place of the transaction Off Market
4B Details of the transaction: 2
a) Description of the financial instrument, type of instrument Identification code Common stock with a nominal value of US$0.01 per share CUSIP: 143658300
b) Nature of the transaction Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2020 Stock Plan, reflects the non-executive director voluntarily deferring their Board of Director retainer and committee fees for April to June 2020 in the form of restricted shares.
The restriction on the shares lapses on February 12, 2021.
c) Price(s) and volume(s) Price(s) $12.42 Volume(s) 2,818
d) Aggregated information - Aggregated volume - Price 2,818 $12.42
e) Date of the transaction 2020-04-09
f) Place of the transaction NYSE
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Katie Lahey
2 Reason for the notification
a) Position/status Director
b) Initial notification/ Amendment Initial Notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Carnival Corporation
b) Legal Entity Identifier F1OF2ZSX47CR0BCWA982
4A Details of the transaction:1
a) Description of the financial instrument, type of instrument Identification code Common stock with a nominal value of US$0.01 per share CUSIP: 143658300
b) Nature of the transaction Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.
c) Price(s) and volume(s) Price(s) $0.00 Volume(s) 14,090
d) Aggregated information - Aggregated volume - Price 14,090 $0.00
e) Date of the transaction 2020-04-09
f) Place of the transaction Off Market
4B Details of the transaction:2
a) Description of the financial instrument, type of instrument Identification code Common stock with a nominal value of US$0.01 per share CUSIP: 143658300
b) Nature of the transaction Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2020 Stock Plan, reflects the non-executive director voluntarily deferring their Board of Director retainer and committee fees for April to June 2020 in the form of restricted shares. The restriction on the
shares lapses on February 12, 2021.
c) Price(s) and volume(s) Price(s) $12.42 Volume 2,214
d) Aggregated information - Aggregated volume - Price 2,214 $12.42
e) Date of the transaction 2020-04-09
f) Place of the transaction NYSE
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Sir John Parker
2 Reason for the notification
a) Position/status Director
b) Initial notification/ Amendment Initial Notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Carnival Corporation
b) Legal Entity Identifier F1OF2ZSX47CR0BCWA982
4A Details of the transaction:1
a) Description of the financial instrument, type of instrument Identification code Common stock with a nominal value of US$0.01 per share CUSIP: 143658300
b) Nature of the transaction Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.
c) Price(s) and volume(s) Price(s) $0.00 Volume(s) 14,090
d) Aggregated information - Aggregated volume - Price 14,090 $0.00
e) Date of the transaction 2020-04-09
f) Place of the transaction Off Market
4B Details of the transaction:2
a) Description of the financial instrument, type of instrument Identification code Common stock with a nominal value of US$0.01 per share CUSIP: 143658300
b) Nature of the transaction Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2020 Stock Plan, reflects the non-executive director voluntarily deferring their Board of Director retainer and committee fees for April to June 2020 in the form of restricted shares. The restriction on the shares lapses on February 12, 2021.
c) Price(s) and volume(s) Price(s) $12.42 Volume 2,214
d) Aggregated information - Aggregated volume - Price 2,214 $12.42
e) Date of the transaction 2020-04-09
f) Place of the transaction NYSE
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Stuart Subotnick
2 Reason for the notification
a) Position/status Director
b) Initial notification/ Amendment Initial Notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Carnival Corporation
b) Legal Entity Identifier F1OF2ZSX47CR0BCWA982
4A Details of the transaction:1
a) Description of the financial instrument, type of instrument Identification code Common stock with a nominal value of US$0.01 per share CUSIP: 143658300
b) Nature of the transaction Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.
c) Price(s) and volume(s) Price(s) $0.00 Volume(s) 14,090
d) Aggregated information - Aggregated volume - Price 14,090 $0.00
e) Date of the transaction 2020-04-09
f) Place of the transaction Off Market
4B Details of the transaction:2
a) Description of the financial instrument, type of instrument Identification code Common stock with a nominal value of US$0.01 per share CUSIP: 143658300
b) Nature of the transaction Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2020 Stock Plan, reflects the non-executive director voluntarily deferring their Board of Director retainer and committee fees for
April to June 2020 in the form of restricted shares. The restriction on the shares lapses on February 12, 2021.
c) Price(s) and volume(s) Price(s) $12.42 Volume 2,818
d) Aggregated information - Aggregated volume - Price 2,818 $12.42
e) Date of the transaction 2020-04-09
f) Place of the transaction NYSE
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Laura Weil
2 Reason for the notification
a) Position/status Director
b) Initial notification/ Amendment Initial Notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Carnival Corporation
b) Legal Entity Identifier F1OF2ZSX47CR0BCWA982
4A Details of the transaction:1
a) Description of the financial instrument, type of instrument Identification code Common stock with a nominal value of US$0.01 per share CUSIP: 143658300
b) Nature of the transaction Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.
c) Price(s) and volume(s) Price(s) $0.00 Volume(s) 14,090
d) Aggregated information - Aggregated volume - Price 14,090 $0.00
e) Date of the transaction 2020-04-09
f) Place of the transaction Off Market
4B Details of the transaction:2
a) Description of the financial instrument, type of instrument Identification code Common stock with a nominal value of US$0.01 per share CUSIP: 143658300
b) Nature of the transaction Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2020 Stock Plan, reflects the non-executive director voluntarily deferring their Board of Director retainer and committee fees for April to June 2020 in the form of restricted shares. The restriction on the shares lapses on February 12, 2021.
c) Price(s) and volume(s) Price(s) $12.42 Volume 2,214
d) Aggregated information - Aggregated volume - Price 2,214 $12.42
e) Date of the transaction 2020-04-09
f) Place of the transaction NYSE
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Randall Weisenburger
2 Reason for the notification
a) Position/status Director
b) Initial notification/ Amendment Initial Notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Carnival Corporation
b) Legal Entity Identifier F1OF2ZSX47CR0BCWA982
4A Details of the transaction:1
a) Description of the financial instrument, type of instrument Identification code Common stock with a nominal value of US$0.01 per share CUSIP: 143658300
b) Nature of the transaction Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.
c) Price(s) and volume(s) Price(s) $0.00 Volume(s) 14,090
d) Aggregated information - Aggregated volume - Price 14,090 $0.00
e) Date of the transaction 2020-04-09
f) Place of the transaction Off Market
4B Details of the transaction:2
a) Description of the financial instrument, type of instrument Identification code Common stock with a nominal value of US$0.01 per share CUSIP: 143658300
b) Nature of the transaction Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2020 Stock Plan, reflects the non-executive director voluntarily deferring their Board of Director retainer and committee fees for April to June 2020 in the form of restricted shares. The restriction on the shares lapses on February 12, 2021.
c) Price(s) and volume(s) Price(s) $12.42 Volume 3,925
d) Aggregated information - Aggregated volume - Price 3,925 $12.42
e) Date of the transaction 2020-04-09
f) Place of the transaction NYSE
Arnaldo Perez
General Counsel & Secretary
Carnival Corporation & plc
3655 NW 87(th) Avenue
MLGL-815
Miami, FL 33178
T: 305.599.2600
Copyright (c) 2020 PR Newswire Association,LLC. All Rights ReservedRecent news on Carnival
See all newsREG-Carnival PLC: CARNIVAL PLC - VOTING RIGHTS AND CAPITAL
AnnouncementREG-Carnival PLC: PUBLICATION OF SHAREHOLDER DOCUMENT
AnnouncementREG-Carnival PLC: Carnival Plc Annual Report
AnnouncementREG-Carnival PLC: Current Report on Form 8-K
AnnouncementREG-Carnival PLC: Carnival Corporation & plc Announces Exchange Rate for Quarterly Dividend
Announcement