REG-BARCLAYS PLC Form 8.5 (EPT/NON-RI) - CATLIN GROUP <Origin Href="QuoteRef">BARC.L</Origin> <Origin Href="QuoteRef">CGL.L</Origin>
03/03/2015 12:01
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LONDON--(Business Wire)--
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE
RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose CATLIN GROUP LTD
relevant securities this form relates:
(c) Name of the party to the offer with which exempt CATLIN GROUP LTD
principal trader is connected
(d) Date position held/dealing undertaken: 2 March 2015
(e) Has the EPT previously disclosed, or is it YES:
today disclosing, under the Code in respect XL GROUP PLC
of any other party to this offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(b), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: ORD
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 806,470 0.22% 340,646 0.09%
(2) Derivatives (other than
options): 110,977 0.03% 514,141 0.14%
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 917,447 0.25% 854,787 0.23%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be given
on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors` and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of
the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
ORD Purchase 541 6.8600 GBP
ORD Purchase 561 6.8850 GBP
ORD Purchase 614 6.8750 GBP
ORD Purchase 1,071 6.8800 GBP
ORD Purchase 1,085 6.8650 GBP
ORD Purchase 2,074 6.8950 GBP
ORD Purchase 2,300 6.8999 GBP
ORD Purchase 2,992 6.9000 GBP
ORD Purchase 4,070 6.9050 GBP
ORD Purchase 5,563 6.8786 GBP
ORD Purchase 53,712 6.9049 GBP
ORD Purchase 132,355 6.9043 GBP
ORD Sale 299 6.8800 GBP
ORD Sale 541 6.8600 GBP
ORD Sale 556 6.8700 GBP
ORD Sale 561 6.8850 GBP
ORD Sale 614 6.8750 GBP
ORD Sale 798 6.8925 GBP
ORD Sale 1,084 6.8650 GBP
ORD Sale 41,403 6.9050 GBP
ORD Sale 1,249 6.8754 GBP
ORD Sale 1,629 6.8550 GBP
ORD Sale 1,787 6.8807 GBP
ORD Sale 1,919 6.8849 GBP
ORD Sale 2,016 6.8559 GBP
ORD Sale 2,074 6.8950 GBP
ORD Sale 2,464 6.8608 GBP
ORD Sale 2,552 6.9050 GBP
ORD Sale 2,992 6.9000 GBP
ORD Sale 7,014 6.8639 GBP
ORD Sale 7,593 6.9012 GBP
ORD Sale 8,130 6.8942 GBP
ORD Sale 9,240 6.8841 GBP
ORD Sale 20,128 6.8902 GBP
ORD Sale 29,785 6.8899 GBP
ORD Sale 44,245 6.8796 GBP
ORD Sale 248,415 6.8969 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
ORD SWAP Long 200 6.8499 GBP
ORD CFD Long 200 6.8695 GBP
ORD SWAP Long 4,251 6.8903 GBP
ORD CFD Long 5,488 6.8595 GBP
ORD SWAP Long 6,198 6.8798 GBP
ORD CFD Long 20,128 6.8902 GBP
ORD SWAP Short 18 6.8500 GBP
ORD SWAP Short 100 6.8601 GBP
ORD SWAP Short 1,000 6.9006 GBP
ORD SWAP Short 4,288 6.8884 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 3 Mar 2015
Contact name: Sushil Vashisht
Telephone number: 0207 773 0744
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel`s Market Surveillance Unit is available
for consultation in relation to the Code`s disclosure requirements on +44 (0)20
7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
BARCLAYS PLC
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