REG-BARCLAYS PLC Form 8.5 (EPT/NON-RI) - CATLIN GROUP PLC - BCSL <Origin Href="QuoteRef">BARC.L</Origin> <Origin Href="QuoteRef">CGL.L</Origin>
27/01/2015 23:32
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LONDON--(Business Wire)--
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE
RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose CATLIN GROUP PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt CATLIN GROUP PLC
principal trader is connected
(d) Date position held/dealing undertaken: 5 January 2015
(e) Has the EPT previously disclosed, or is it YES:
today disclosing, under the Code in respect XL GROUP PLC
of any other party to this offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(b), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: ORD
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 2,041,511 0.56% 693,531 0.19%
(2) Derivatives (other than
options): 495,009 0.14% 1,451,472 0.40%
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
TOTAL: 2,536,520 0.70% 2,145,003 0.59%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be given
on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors` and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of
the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
ORD Purchase 200 6.5550 GBP
ORD Purchase 214 6.5300 GBP
ORD Purchase 463 6.6200 GBP
ORD Purchase 465 6.5250 GBP
ORD Purchase 485 6.5400 GBP
ORD Purchase 525 6.5100 GBP
ORD Purchase 572 6.5050 GBP
ORD Purchase 663 6.5575 GBP
ORD Purchase 1,122 6.5473 GBP
ORD Purchase 1,637 6.5686 GBP
ORD Purchase 2,141 6.5884 GBP
ORD Purchase 2,700 6.6250 GBP
ORD Purchase 2,700 6.6450 GBP
ORD Purchase 4,955 6.5989 GBP
ORD Purchase 5,757 6.6282 GBP
ORD Purchase 10,094 6.5879 GBP
ORD Purchase 10,470 6.5867 GBP
ORD Purchase 15,717 6.5854 GBP
ORD Purchase 55,789 6.5472 GBP
ORD Purchase 64,413 6.5200 GBP
ORD Purchase 730 6.5200 GBP
ORD Purchase 71,191 6.5576 GBP
ORD Sale 214 6.5300 GBP
ORD Sale 465 6.5250 GBP
ORD Sale 485 6.5400 GBP
ORD Sale 515 6.6400 GBP
ORD Sale 525 6.5100 GBP
ORD Sale 572 6.5050 GBP
ORD Sale 794 6.5650 GBP
ORD Sale 992 6.6075 GBP
ORD Sale 1,437 6.6188 GBP
ORD Sale 1,771 6.5896 GBP
ORD Sale 1,907 6.5585 GBP
ORD Sale 2,515 6.6328 GBP
ORD Sale 2,602 6.5184 GBP
ORD Sale 2,700 6.6250 GBP
ORD Sale 2,700 6.6450 GBP
ORD Sale 2,978 6.5617 GBP
ORD Sale 3,066 6.6343 GBP
ORD Sale 5,277 6.5777 GBP
ORD Sale 6,952 6.6099 GBP
ORD Sale 49,230 6.5418 GBP
ORD Sale 63,393 6.5200 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
ORD CFD Long 800 6.5645 GBP
ORD CFD Long 4,200 6.5214 GBP
ORD CFD Long 6,090 6.6334 GBP
ORD CFD Short 15,717 6.5854 GBP
ORD SWAP Short 19,700 6.5394 GBP
ORD CFD Short 27,660 6.5902 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 6 Jan 2015
Contact name: Sushil Vashisht
Telephone number: 020 7773 0744
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel`s Market Surveillance Unit is available
for consultation in relation to the Code`s disclosure requirements on +44 (0)20
7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
BARCLAYS PLC
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