PDMR Dealings
12/09/2023 15:30
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RNS Number : 2032M finnCap Group PLC 12 September 2023
12 September 2023
finnCap Group plc
("finnCap" or the "Company")
PDMR Dealings
Further to the announcement on 7 September 2023 that the recommended all-share
merger (the "Merger") between Cenkos Securities plc, now renamed Cavendish
Securities plc ("Cenkos") and the Company by way of a court-sanctioned scheme
of arrangement under Part 26 of the Companies Act 2006 (the "Scheme") had
become effective, finnCap today announces that rollover awards to participants
in the Cenkos Deferred Bonus Scheme ("Cenkos DBSS") and the Cenkos Short-Term
Incentive Plan ("Cenkos STIP"), as described in the Scheme document, have been
made in respect of their unvested awards under the Cenkos DBSS and the Cenkos
STIP in accordance with the terms of the Cenkos DBSS and the Cenkos STIP (the
"Rollover DBSS Awards" and the "Rollover STIP Awards").
As a result, Julian Morse and Ben Procter (who since the effective date of the
Merger are now Executive Directors and PDMRs of the Company) received the
Rollover DBSS Awards and Rollover STIP Awards over finnCap shares set out in
the notifications below, made in accordance with the requirements of the UK
Market Abuse Regulation.
Contacts
finnCap Group plc
Tel: +44 (0) 20 7220 0500
John Farrugia, Co-Chief Executive Officer
investor.relations@cavendish.com
Julian Morse, Co-Chief Executive Officer
Ben Procter, Chief Financial Officer
Grant Thornton (Nominated Adviser)
Tel: +44 (0) 20 7383 5100
Philip Secrett/Samantha Harrison/Samuel Littler
Oberon Capital (Joint Broker)
Tel: +44 (0) 20 3179 5344
Mike Seabrook
Cavendish Capital Markets Limited (Joint Broker)
Tel: +44 (0) 20 7220 0500
Tim Redfern
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name Julian Morse
2 Reason for the notification
a) Position/status Joint Chief Executive Officer
b) Initial notification /Amendment Initial
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name finnCap Group plc
b) LEI 213800DLRUJW6JVNS533
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Ordinary shares
Identification code GB00BGKPX309
b) Nature of the transaction (1) Grant of rollover award under the Short-Term Incentive Plan
(2) Grant of rollover award under the Deferred Bonus Scheme
c) Price(s) and volume(s)
Price(s) Volume(s)
(1) Nil (1) 2,044,292
(2) Nil (2) 871,017
d) Aggregated information
- Aggregated volume N/A
- Price
e) Date of the transaction 8 September 2023
f) Place of the transaction Outside a trading venue
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name Ben Procter
2 Reason for the notification
a) Position/status Chief Financial Officer
b) Initial notification /Amendment Initial
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name finnCap Group plc
b) LEI 213800DLRUJW6JVNS533
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Ordinary shares
Identification code GB00BGKPX309
b) Nature of the transaction (1) Grant of rollover award under the Short-Term Incentive Plan
(2) Grant of rollover award under the Deferred Bonus Scheme
c) Price(s) and volume(s)
Price(s) Volume(s)
Nil 319,420
Nil 1,014,035
d) Aggregated information
- Aggregated volume N/A
- Price
e) Date of the transaction 8 September 2023
f) Place of the transaction Outside a trading venue
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