REG - Citadel Group Centamin PLC - Form 8.3 - Endeavour Mining Corporation
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser:
Citadel Group
(b) Owner or controller of interests and short positions
disclosed, if different from 1(a):
The naming of nominee or vehicle companies is
insufficient. For a trust, the trustee(s), settlor and
beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant
securities this form relates:
Use a separate form for each offeror/offeree
ENDEAVOUR MINING CORP
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken:
For an opening position disclosure, state the latest
practicable date prior to the disclosure
23 December, 2019
(f) In addition to the company in 1(c) above, is the
discloser making disclosures in respect of any other
party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
CENTAMIN PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
Convertible Bond ISIN US29257YAA29
Interests
Short Positions
Number
%
Number
%
(1) Relevant securities owned and/or controlled:
26,835,000
8.13
0
0.00
(2) Cash-settled derivatives:
0
0.00
0
0.00
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:
0
0.00
0
0.00
TOTAL:
26,835,000
8.13
0
0.00
Class of relevant security:
Common Stock ISIN KYG3040R1589
Interests
Short Positions
Number
%
Number
%
(1) Relevant securities owned and/or controlled:
15,614
0.01
617,472
0.56
(2) Cash-settled derivatives:
0
0.00
0
0.00
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:
0
0.00
72,600
0.07
TOTAL:
15,614
0.01
690,072
0.63
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
ISIN KYG3040R1589
Purchase/sale
Number of securities
Price per unit
Common Stock
Purchase
100
22.9 CAD
Common Stock
Purchase
600
23.05083333 CAD
Common Stock
Purchase
100
23.06 CAD
Common Stock
Purchase
200
23.08 CAD
Common Stock
Purchase
1,200
23.0925 CAD
Common Stock
Purchase
500
23.23 CAD
Common Stock
Purchase
700
23.23857143 CAD
Common Stock
Purchase
1,200
23.265 CAD
Common Stock
Purchase
300
23.29666667 CAD
Common Stock
Purchase
600
23.32666667 CAD
Common Stock
Purchase
200
23.335 CAD
Common Stock
Purchase
500
23.34 CAD
Common Stock
Purchase
100
23.39 CAD
Common Stock
Purchase
1,467
23.39803681 CAD
Common Stock
Purchase
8,300
23.41409639 CAD
Common Stock
Purchase
300
23.42666667 CAD
Common Stock
Purchase
9,200
23.43456522 CAD
Common Stock
Purchase
500
23.512 CAD
Common Stock
Purchase
600
23.60666667 CAD
Common Stock
Purchase
7,740
23.62836176 CAD
Common Stock
Purchase
4,800
23.68458333 CAD
Common Stock
Purchase
2,300
23.69304348 CAD
Common Stock
Purchase
600
23.78833333 CAD
Common Stock
Purchase
500
23.848 CAD
Common Stock
Purchase
200
23.98 CAD
Common Stock
Sale
-300
23.39 CAD
Common Stock
Sale
-1,000
23.404 CAD
Common Stock
Sale
-8,336
23.47432582 CAD
Common Stock
Sale
-300
23.47666667 CAD
Common Stock
Sale
-5,500
23.49545455 CAD
Common Stock
Sale
-200
23.55 CAD
Common Stock
Sale
-2,000
23.5755 CAD
Common Stock
Sale
-1,200
23.60166667 CAD
Common Stock
Sale
-1,300
23.62192308 CAD
Common Stock
Sale
-6,900
23.64217391 CAD
Common Stock
Sale
-100
23.72 CAD
Common Stock
Sale
-1,400
23.73 CAD
Common Stock
Sale
-4,500
23.772 CAD
Common Stock
Sale
-2,200
23.78931818 CAD
Common Stock
Sale
-300
23.79666667 CAD
Common Stock
Sale
-1,800
23.8025 CAD
Common Stock
Sale
-3,537
23.81876166 CAD
Common Stock
Sale
-300
23.85666667 CAD
Common Stock
Sale
-6,400
23.85820313 CAD
Common Stock
Sale
-700
23.89285714 CAD
Common Stock
Sale
-200
23.92 CAD
Common Stock
Sale
-100
23.96 CAD
Common Stock
Sale
-700
23.97 CAD
Common Stock
Sale
-100
24.02 CAD
(b) Cash-settled derivative transactions
Class of relevant security
ISIN
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit
(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached?
YES
Date of disclosure:
24 December, 2019
Contact name:
Katie Bonds
Telephone number*:
020 7645 9700
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure:
Citadel Group
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:
ENDEAVOUR MINING CORP
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security
ISIN
KYG3040R1589
Product description e.g. call option
Written or purchased
Number of securities to which option or derivative relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Common
Put Option
Purchased
-11000
20 CAD
American
17/04/2020
Common
Put Option
Purchased
-61600
17 DOL
American
17/01/2020
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.ENDRETCKQDDDBDDBBB
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