REG - Citadel Group Centamin PLC - Form 8.3 - Endeavour Mining Corporation
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser:
Citadel Group
(b) Owner or controller of interests and short positions
disclosed, if different from 1(a):
The naming of nominee or vehicle companies is
insufficient. For a trust, the trustee(s), settlor and
beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant
securities this form relates:
Use a separate form for each offeror/offeree
ENDEAVOUR MINING CORP
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken:
For an opening position disclosure, state the latest
practicable date prior to the disclosure
06 January, 2020
(f) In addition to the company in 1(c) above, is the
discloser making disclosures in respect of any other
party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
CENTAMIN PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
Convertible Bond ISIN US29257YAA29
Interests
Short Positions
Number
%
Number
%
(1) Relevant securities owned and/or controlled:
26,835,000
8.13
0
0.00
(2) Cash-settled derivatives:
0
0.00
0
0.00
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:
0
0.00
0
0.00
TOTAL:
26,835,000
8.13
0
0.00
Class of relevant security:
Common Stock ISIN KYG3040R1589
Interests
Short Positions
Number
%
Number
%
(1) Relevant securities owned and/or controlled:
835
0.00
617,472
0.56
(2) Cash-settled derivatives:
0
0.00
0
0.00
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:
0
0.00
72,600
0.07
TOTAL:
835
0.00
690,072
0.63
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
ISIN KYG3040R1589
Purchase/sale
Number of securities
Price per unit
Common Stock
Purchase
100
24.51 CAD
Common Stock
Purchase
600
24.58333333 CAD
Common Stock
Purchase
100
24.59 CAD
Common Stock
Purchase
200
24.64 CAD
Common Stock
Purchase
500
24.646 CAD
Common Stock
Purchase
800
24.674375 CAD
Common Stock
Purchase
2,115
24.71747045 CAD
Common Stock
Purchase
300
24.73 CAD
Common Stock
Purchase
4,500
24.74755556 CAD
Common Stock
Purchase
2,700
24.765 CAD
Common Stock
Purchase
800
24.76625 CAD
Common Stock
Purchase
200
24.77 CAD
Common Stock
Purchase
200
24.775 CAD
Common Stock
Purchase
600
24.82 CAD
Common Stock
Purchase
1,000
24.876 CAD
Common Stock
Purchase
700
24.89428571 CAD
Common Stock
Purchase
300
24.92 CAD
Common Stock
Purchase
500
24.982 CAD
Common Stock
Purchase
3,100
24.98677419 CAD
Common Stock
Purchase
1,300
24.98769231 CAD
Common Stock
Purchase
4,306
24.99931026 CAD
Common Stock
Purchase
5,700
25.05649123 CAD
Common Stock
Purchase
500
25.134 CAD
Common Stock
Purchase
900
25.23444444 CAD
Common Stock
Purchase
500
25.31 CAD
Common Stock
Purchase
300
25.34 CAD
Common Stock
Sale
-600
24.57 CAD
Common Stock
Sale
-100
24.62 CAD
Common Stock
Sale
-2,200
24.63681818 CAD
Common Stock
Sale
-700
24.64928571 CAD
Common Stock
Sale
-200
24.66 CAD
Common Stock
Sale
-4,400
24.72409091 CAD
Common Stock
Sale
-100
24.78 CAD
Common Stock
Sale
-3,966
24.81313918 CAD
Common Stock
Sale
-2,200
24.84136364 CAD
Common Stock
Sale
-1,300
24.85384615 CAD
Common Stock
Sale
-500
24.854 CAD
Common Stock
Sale
-200
24.86 CAD
Common Stock
Sale
-200
24.9 CAD
Common Stock
Sale
-300
25.1 CAD
Common Stock
Sale
-400
25.14 CAD
Common Stock
Sale
-100
25.16 CAD
Common Stock
Sale
-4,500
25.17844444 CAD
Common Stock
Sale
-300
25.20333333 CAD
Common Stock
Sale
-500
25.296 CAD
Common Stock
Sale
-1,900
25.31368421 CAD
Common Stock
Sale
-100
25.33 CAD
Common Stock
Sale
-100
25.39 CAD
(b) Cash-settled derivative transactions
Class of relevant security
ISIN
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit
(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached?
YES
Date of disclosure:
07 January, 2020
Contact name:
Katie Bonds
Telephone number*:
020 7645 9700
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure:
Citadel Group
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:
ENDEAVOUR MINING CORP
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security
ISIN
KYG3040R1589
Product description e.g. call option
Written or purchased
Number of securities to which option or derivative relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Common
Put Option
Purchased
-11000
20 CAD
American
17/04/2020
Common
Put Option
Purchased
-61600
17 DOL
American
17/01/2020
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.ENDRETKKOBNKBKDODK
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