REG - D E Shaw & Co LP AngloGold Ashanti Centamin PLC - Form 8.3 - AngloGold Ashanti plc
13/09/2024 13:45
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RNS Number : 1780E D E Shaw & Co LP 13 September 2024
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: D. E. Shaw & Co., L.P.
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a
trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form AngloGold Ashanti plc
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: September 12, 2024
For an opening position disclosure, state the latest practicable date
prior to the disclosure
(f) In addition to the company in 1(c) above, is the discloser making Yes, the discloser has previously made disclosures in respect of Centamin plc
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: common stock
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 21,084 0.00% 883,500 0.21%
(2) Cash-settled derivatives: 15,324 0.00% 86,062 0.02%
(3) Stock-settled derivatives (including options) and agreements to 100 0.00% 118,700 0.02%
purchase/sell:
TOTAL: 36,508 0.00% 1,088,262 0.25%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
(b) Cash-settled derivative transactions
Class of relevant security Product description e.g. CFD Nature of dealing Number of reference securities Price per unit
e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 1 ordinary Swap Increasing a short position 110 ZAR 479.84
USD 1 ordinary Swap Increasing a short position 50 ZAR 479.91
USD 1 ordinary Swap Increasing a short position 153 ZAR 479.94
USD 1 ordinary Swap Increasing a short position 119 ZAR 479.95
USD 1 ordinary Swap Increasing a short position 35 ZAR 479.96
USD 1 ordinary Swap Increasing a short position 11 ZAR 480.02
USD 1 ordinary Swap Increasing a short position 27 ZAR 480.14
USD 1 ordinary Swap Increasing a short position 27 ZAR 480.18
USD 1 ordinary Swap Increasing a short position 1 ZAR 480.31
USD 1 ordinary Swap Increasing a short position 290 ZAR 480.44
USD 1 ordinary Swap Increasing a short position 224 ZAR 480.78
USD 1 ordinary Swap Increasing a short position 93 ZAR 480.80
USD 1 ordinary Swap Increasing a short position 18 ZAR 480.85
USD 1 ordinary Swap Increasing a short position 70 ZAR 481.08
USD 1 ordinary Swap Increasing a short position 191 ZAR 481.10
USD 1 ordinary Swap Increasing a short position 257 ZAR 481.17
USD 1 ordinary Swap Increasing a short position 1 ZAR 481.18
USD 1 ordinary Swap Increasing a short position 43 ZAR 481.22
USD 1 ordinary Swap Increasing a short position 1 ZAR 481.28
USD 1 ordinary Swap Increasing a short position 66 ZAR 481.43
USD 1 ordinary Swap Increasing a short position 100 ZAR 481.50
USD 1 ordinary Swap Increasing a short position 46 ZAR 481.74
USD 1 ordinary Swap Increasing a short position 34 ZAR 481.85
USD 1 ordinary Swap Increasing a short position 15 ZAR 481.99
USD 1 ordinary Swap Increasing a short position 254 ZAR 482.11
USD 1 ordinary Swap Increasing a short position 51 ZAR 482.30
USD 1 ordinary Swap Increasing a short position 100 ZAR 482.37
USD 1 ordinary Swap Increasing a short position 85 ZAR 482.53
USD 1 ordinary Swap Increasing a short position 15 ZAR 483.00
USD 1 ordinary Swap Increasing a short position 94 ZAR 483.01
USD 1 ordinary Swap Increasing a short position 78 ZAR 483.06
USD 1 ordinary Swap Increasing a short position 24 ZAR 483.22
USD 1 ordinary Swap Increasing a short position 16 ZAR 483.36
USD 1 ordinary Swap Increasing a short position 103 ZAR 483.53
USD 1 ordinary Swap Increasing a short position 3 ZAR 483.79
USD 1 ordinary Swap Increasing a short position 303 ZAR 483.83
USD 1 ordinary Swap Increasing a short position 44 ZAR 483.85
USD 1 ordinary Swap Increasing a short position 160 ZAR 483.86
USD 1 ordinary Swap Increasing a short position 43 ZAR 483.98
USD 1 ordinary Swap Increasing a short position 257 ZAR 484.00
USD 1 ordinary Swap Increasing a short position 140 ZAR 484.13
USD 1 ordinary Swap Increasing a short position 51 ZAR 484.30
USD 1 ordinary Swap Increasing a short position 79 ZAR 484.45
USD 1 ordinary Swap Increasing a short position 73 ZAR 484.52
USD 1 ordinary Swap Increasing a short position 54 ZAR 484.68
USD 1 ordinary Swap Increasing a short position 167 ZAR 484.83
USD 1 ordinary Swap Increasing a short position 76 ZAR 485.81
USD 1 ordinary Swap Increasing a short position 1 ZAR 485.89
USD 1 ordinary Swap Increasing a short position 10 ZAR 486.26
USD 1 ordinary Swap Increasing a short position 98 ZAR 486.27
USD 1 ordinary Swap Increasing a short position 57 ZAR 486.41
USD 1 ordinary Swap Increasing a short position 1 ZAR 486.49
USD 1 ordinary Swap Increasing a short position 119 ZAR 486.95
USD 1 ordinary Swap Increasing a short position 81 ZAR 486.96
USD 1 ordinary Swap Increasing a short position 5 ZAR 488.79
USD 1 ordinary Swap Increasing a short position 106 ZAR 488.80
USD 1 ordinary Swap Increasing a short position 171 ZAR 489.81
USD 1 ordinary Swap Increasing a short position 12 ZAR 489.88
USD 1 ordinary Swap Increasing a short position 17 ZAR 489.89
USD 1 ordinary Swap Increasing a short position 146 ZAR 492.11
USD 1 ordinary Swap Increasing a short position 35 ZAR 493.92
USD 1 ordinary Swap Increasing a short position 18 ZAR 496.49
USD 1 ordinary Swap Increasing a short position 40 ZAR 497.07
USD 1 ordinary Swap Increasing a short position 40 ZAR 497.08
USD 1 ordinary Swap Increasing a short position 764 ZAR 497.42
USD 1 ordinary Swap Increasing a short position 90 ZAR 497.48
USD 1 ordinary Swap Increasing a short position 1 ZAR 497.55
USD 1 ordinary Swap Increasing a short position 142 ZAR 497.68
USD 1 ordinary Swap Increasing a short position 101 ZAR 498.09
USD 1 ordinary Swap Increasing a short position 45 ZAR 498.36
USD 1 ordinary Swap Increasing a short position 393 ZAR 498.44
USD 1 ordinary Swap Increasing a short position 41 ZAR 499.59
USD 1 ordinary Swap Increasing a short position 214 ZAR 499.62
USD 1 ordinary Swap Increasing a short position 65 ZAR 499.76
USD 1 ordinary Swap Increasing a short position 174 ZAR 499.80
USD 1 ordinary Swap Increasing a short position 37 ZAR 499.81
USD 1 ordinary Swap Increasing a short position 23 ZAR 499.92
USD 1 ordinary Swap Increasing a short position 17 ZAR 500.40
USD 1 ordinary Swap Increasing a short position 41 ZAR 500.42
USD 1 ordinary Swap Increasing a short position 113 ZAR 500.67
USD 1 ordinary Swap Increasing a short position 90 ZAR 501.28
USD 1 ordinary Swap Increasing a short position 1 ZAR 501.35
USD 1 ordinary Swap Increasing a short position 103 ZAR 501.42
USD 1 ordinary Swap Increasing a short position 90 ZAR 501.45
USD 1 ordinary Swap Increasing a short position 2 ZAR 501.64
USD 1 ordinary Swap Reducing a short position 58 ZAR 481.34
USD 1 ordinary Swap Reducing a short position 3 ZAR 483.42
USD 1 ordinary Swap Reducing a short position 67 ZAR 485.46
USD 1 ordinary Swap Reducing a short position 33 ZAR 485.48
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
none
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
none
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: September 13, 2024
Contact name: Kevin Krist (Compliance Department)
Telephone number*: +44 (0) 20 7409 4420
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel's Market
Surveillance Unit.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: D. E. Shaw & Co., L.P.
Name of offeror/offeree in relation to whose relevant securities the AngloGold Ashanti plc
disclosure relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security Product description e.g. call option Written or purchased Number of securities to which option or derivative relates Exercise price per unit Type Expiry date
e.g. American, European etc.
USD 1 ordinary Listed Call Option Purchased 100 USD 30.00 American 20241018
USD 1 ordinary Listed Put Option Purchased 100,000 USD 22.00 American 20250321
USD 1 ordinary Listed Put Option Purchased 400 USD 26.00 American 20241018
USD 1 ordinary Listed Put Option Purchased 2,600 USD 27.00 American 20241018
USD 1 ordinary Listed Put Option Purchased 100 USD 28.00 American 20240920
USD 1 ordinary Listed Put Option Purchased 15,600 USD 29.00 American 20240920
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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