REG - D E Shaw & Co LP AngloGold Ashanti Centamin PLC - Form 8.3 - AngloGold Ashanti plc
22/11/2024 14:00
For best results when printing this announcement, please click on link below:
https://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20241122:nRSV3805Na&default-theme=true
RNS Number : 3805N D E Shaw & Co LP 22 November 2024
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: D. E. Shaw & Co., L.P.
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a
trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form AngloGold Ashanti plc
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: November 21, 2024
For an opening position disclosure, state the latest practicable date
prior to the disclosure
(f) In addition to the company in 1(c) above, is the discloser making Yes, the discloser has previously made disclosures in respect of Centamin plc
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: USD 1 ordinary
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 25,684 0.00% 883,500 0.20%
(2) Cash-settled derivatives: 1,777 0.00% 115,228 0.02%
(3) Stock-settled derivatives (including options) and agreements to 0 0.00% 100,000 0.02%
purchase/sell:
TOTAL: 27,461 0.00% 1,098,728 0.26%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
USD 1 ordinary Purchase 100 USD 24.46
USD 1 ordinary Purchase 100 USD 24.62
USD 1 ordinary Purchase 100 USD 24.63
USD 1 ordinary Purchase 100 USD 24.65
USD 1 ordinary Purchase 100 USD 24.66
USD 1 ordinary Purchase 100 USD 24.67
USD 1 ordinary Purchase 100 USD 24.75
USD 1 ordinary Purchase 100 USD 24.82
USD 1 ordinary Purchase 100 USD 24.88
USD 1 ordinary Purchase 100 USD 24.95
(b) Cash-settled derivative transactions
Class of relevant security Product description e.g. CFD Nature of dealing Number of reference securities Price per unit
e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 1 ordinary Swap Increasing a short position 53 ZAR 449.49
USD 1 ordinary Swap Increasing a short position 20 ZAR 451.02
USD 1 ordinary Swap Increasing a short position 72 ZAR 452.11
USD 1 ordinary Swap Increasing a short position 60 ZAR 452.78
USD 1 ordinary Swap Increasing a short position 35 ZAR 452.83
USD 1 ordinary Swap Increasing a short position 72 ZAR 452.97
USD 1 ordinary Swap Increasing a short position 43 ZAR 454.25
USD 1 ordinary Swap Reducing a long position 123 ZAR 449.48
USD 1 ordinary Swap Reducing a long position 84 ZAR 449.49
USD 1 ordinary Swap Reducing a long position 135 ZAR 449.63
USD 1 ordinary Swap Reducing a long position 162 ZAR 449.65
USD 1 ordinary Swap Reducing a long position 96 ZAR 450.57
USD 1 ordinary Swap Reducing a long position 37 ZAR 450.66
USD 1 ordinary Swap Reducing a long position 155 ZAR 450.90
USD 1 ordinary Swap Reducing a long position 24 ZAR 451.02
USD 1 ordinary Swap Reducing a long position 79 ZAR 451.03
USD 1 ordinary Swap Reducing a long position 100 ZAR 451.31
USD 1 ordinary Swap Reducing a long position 125 ZAR 451.98
USD 1 ordinary Swap Reducing a long position 66 ZAR 452.09
USD 1 ordinary Swap Reducing a long position 188 ZAR 452.14
USD 1 ordinary Swap Reducing a long position 170 ZAR 452.18
USD 1 ordinary Swap Reducing a long position 134 ZAR 452.36
USD 1 ordinary Swap Reducing a long position 91 ZAR 452.45
USD 1 ordinary Swap Reducing a long position 37 ZAR 452.52
USD 1 ordinary Swap Reducing a long position 155 ZAR 452.63
USD 1 ordinary Swap Reducing a long position 93 ZAR 452.79
USD 1 ordinary Swap Reducing a long position 100 ZAR 452.85
USD 1 ordinary Swap Reducing a long position 65 ZAR 452.91
USD 1 ordinary Swap Reducing a long position 148 ZAR 452.98
USD 1 ordinary Swap Reducing a long position 49 ZAR 453.02
USD 1 ordinary Swap Reducing a long position 87 ZAR 453.06
USD 1 ordinary Swap Reducing a long position 99 ZAR 453.09
USD 1 ordinary Swap Reducing a long position 174 ZAR 453.16
USD 1 ordinary Swap Reducing a long position 131 ZAR 453.46
USD 1 ordinary Swap Reducing a long position 130 ZAR 453.53
USD 1 ordinary Swap Reducing a long position 131 ZAR 453.68
USD 1 ordinary Swap Reducing a long position 82 ZAR 453.75
USD 1 ordinary Swap Reducing a long position 90 ZAR 454.25
USD 1 ordinary Swap Reducing a long position 100 ZAR 455.05
USD 1 ordinary Swap Reducing a long position 100 ZAR 455.86
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
none
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
none
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: November 22, 2024
Contact name: Kevin Krist (Compliance Department)
Telephone number*: +44 (0) 20 7409 4420
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natura l person, a telephone number does not need to be
included, provided contact information has been provided to the Panel's Market
Surveillance Unit.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: D. E. Shaw & Co., L.P.
Name of offeror/offeree in relation to whose relevant securities the AngloGold Ashanti plc
disclosure relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security Product description e.g. call option Written or purchased Number of securities to which option or derivative relates Exercise price per unit Type Expiry date
e.g. American, European etc.
USD 1 ordinary Listed Put Option Purchased 100,000 USD 22.00 American 20250321
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
or visit
www.rns.com (http://www.rns.com/)
.
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
. END RETPPGWCGUPCGWPRecent news on Centamin
See all newsREG - Official List - Removal-Centamin PLC
AnnouncementREG - Centamin PLC AngloGold Ashanti - Cancellation of Listing of Centamin Shares
AnnouncementREG - Stock Exch Notice Centamin PLC - Cancellation - Centamin PLC
AnnouncementREG - Takeover Panel - Disclosure Table
AnnouncementREG - SIH Partners LLLP Centamin PLC - Form 8.3 - Centamin PLC
Announcement