REG-BARCLAYS PLC Form 8 (DD) - CME GROUP INC - AMENDMENT
. Form 8 (DD) - CME GROUP INC - AMENDMENT
FORM 8 (DD)
Amendment to Purchase and Sales
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | CME GROUP INC | |||
| relevant securities this form relates: | |||||
| (d) | Status of person making the disclosure: | CONNECTED TO THE OFFEROR | |||
| (e) | Date position held/dealing undertaken: | 31 October 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
| disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
| Class of relevant security: | USD 0.01 Class A common | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 114,799 | 0.03% | 21,196 | 0.01% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 73,100 | 0.02% | 102,100 | 0.03% | |||||||
| (4) | |||||||||||
| TOTAL: | 187,899 | 0.06% | 123,296 | 0.04% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| USD 0.01 Class A common | Purchase | 3 | 183.9700 USD | ||||
| USD 0.01 Class A common | Purchase | 22 | 183.7100 USD | ||||
| USD 0.01 Class A common | Purchase | 44 | 183.8800 USD | ||||
| USD 0.01 Class A common | Purchase | 55 | 183.5720 USD | ||||
| USD 0.01 Class A common | Purchase | 60 | 183.4100 USD | ||||
| USD 0.01 Class A common | Purchase | 68 | 183.3050 USD | ||||
| USD 0.01 Class A common | Purchase | 83 | 183.2616 USD | ||||
| USD 0.01 Class A common | Purchase | 85 | 184.2400 USD | ||||
| USD 0.01 Class A common | Purchase | 85 | 183.9200 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 183.3000 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 182.8400 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 184.4800 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 184.4300 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 184.0200 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 183.9500 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 183.7700 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 183.7600 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 183.6800 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 183.5500 USD | ||||
| USD 0.01 Class A common | Purchase | 132 | 183.2821 USD | ||||
| USD 0.01 Class A common | Purchase | 134 | 182.4374 USD | ||||
| USD 0.01 Class A common | Purchase | 136 | 183.6679 USD | ||||
| USD 0.01 Class A common | Purchase | 145 | 183.6820 USD | ||||
| USD 0.01 Class A common | Purchase | 145 | 183.9544 USD | ||||
| USD 0.01 Class A common | Purchase | 154 | 183.7106 USD | ||||
| USD 0.01 Class A common | Purchase | 178 | 184.0165 USD | ||||
| USD 0.01 Class A common | Purchase | 188 | 183.6846 USD | ||||
| USD 0.01 Class A common | Purchase | 200 | 183.3174 USD | ||||
| USD 0.01 Class A common | Purchase | 200 | 183.7000 USD | ||||
| USD 0.01 Class A common | Purchase | 200 | 183.7650 USD | ||||
| USD 0.01 Class A common | Purchase | 200 | 184.4000 USD | ||||
| USD 0.01 Class A common | Purchase | 200 | 184.0000 USD | ||||
| USD 0.01 Class A common | Purchase | 200 | 184.4200 USD | ||||
| USD 0.01 Class A common | Purchase | 240 | 183.7258 USD | ||||
| USD 0.01 Class A common | Purchase | 261 | 184.1952 USD | ||||
| USD 0.01 Class A common | Purchase | 274 | 184.1333 USD | ||||
| USD 0.01 Class A common | Purchase | 278 | 183.8425 USD | ||||
| USD 0.01 Class A common | Purchase | 285 | 183.5489 USD | ||||
| USD 0.01 Class A common | Purchase | 288 | 184.1269 USD | ||||
| USD 0.01 Class A common | Purchase | 298 | 183.2800 USD | ||||
| USD 0.01 Class A common | Purchase | 300 | 183.9966 USD | ||||
| USD 0.01 Class A common | Purchase | 300 | 183.5633 USD | ||||
| USD 0.01 Class A common | Purchase | 300 | 184.1500 USD | ||||
| USD 0.01 Class A common | Purchase | 300 | 184.5033 USD | ||||
| USD 0.01 Class A common | Purchase | 300 | 183.8966 USD | ||||
| USD 0.01 Class A common | Purchase | 400 | 183.4665 USD | ||||
| USD 0.01 Class A common | Purchase | 400 | 183.9600 USD | ||||
| USD 0.01 Class A common | Purchase | 415 | 183.3277 USD | ||||
| USD 0.01 Class A common | Purchase | 494 | 183.5423 USD | ||||
| USD 0.01 Class A common | Purchase | 500 | 183.9900 USD | ||||
| USD 0.01 Class A common | Purchase | 500 | 183.8320 USD | ||||
| USD 0.01 Class A common | Purchase | 500 | 183.7300 USD | ||||
| USD 0.01 Class A common | Purchase | 527 | 183.9918 USD | ||||
| USD 0.01 Class A common | Purchase | 577 | 183.3200 USD | ||||
| USD 0.01 Class A common | Purchase | 591 | 183.9610 USD | ||||
| USD 0.01 Class A common | Purchase | 600 | 183.8283 USD | ||||
| USD 0.01 Class A common | Purchase | 680 | 184.0692 USD | ||||
| USD 0.01 Class A common | Purchase | 700 | 183.9257 USD | ||||
| USD 0.01 Class A common | Purchase | 719 | 183.7701 USD | ||||
| USD 0.01 Class A common | Purchase | 724 | 183.6721 USD | ||||
| USD 0.01 Class A common | Purchase | 840 | 184.4729 USD | ||||
| USD 0.01 Class A common | Purchase | 865 | 183.2115 USD | ||||
| USD 0.01 Class A common | Purchase | 900 | 183.7611 USD | ||||
| USD 0.01 Class A common | Purchase | 1,000 | 182.5595 USD | ||||
| USD 0.01 Class A common | Purchase | 1,100 | 182.7772 USD | ||||
| USD 0.01 Class A common | Purchase | 1,145 | 183.8537 USD | ||||
| USD 0.01 Class A common | Purchase | 1,228 | 183.8802 USD | ||||
| USD 0.01 Class A common | Purchase | 1,287 | 183.7704 USD | ||||
| USD 0.01 Class A common | Purchase | 1,314 | 183.9608 USD | ||||
| USD 0.01 Class A common | Purchase | 1,498 | 183.8950 USD | ||||
| USD 0.01 Class A common | Purchase | 1,525 | 183.2121 USD | ||||
| USD 0.01 Class A common | Purchase | 1,900 | 183.7589 USD | ||||
| USD 0.01 Class A common | Purchase | 2,033 | 184.0149 USD | ||||
| USD 0.01 Class A common | Purchase | 2,315 | 183.9798 USD | ||||
| USD 0.01 Class A common | Purchase | 2,600 | 183.7900 USD | ||||
| USD 0.01 Class A common | Purchase | 2,870 | 183.8375 USD | ||||
| USD 0.01 Class A common | Purchase | 3,000 | 182.5553 USD | ||||
| USD 0.01 Class A common | Purchase | 3,128 | 183.9907 USD | ||||
| USD 0.01 Class A common | Purchase | 3,230 | 183.4072 USD | ||||
| USD 0.01 Class A common | Purchase | 3,453 | 183.2191 USD | ||||
| USD 0.01 Class A common | Purchase | 3,991 | 183.9723 USD | ||||
| USD 0.01 Class A common | Purchase | 6,484 | 183.6220 USD | ||||
| USD 0.01 Class A common | Purchase | 7,690 | 183.2400 USD | ||||
| USD 0.01 Class A common | Purchase | 7,995 | 182.6123 USD | ||||
| USD 0.01 Class A common | Purchase | 10,618 | 183.9741 USD | ||||
| USD 0.01 Class A common | Purchase | 10,800 | 184.3272 USD | ||||
| USD 0.01 Class A common | Purchase | 11,111 | 183.9841 USD | ||||
| USD 0.01 Class A common | Purchase | 11,419 | 184.0265 USD | ||||
| USD 0.01 Class A common | Purchase | 16,900 | 184.1103 USD | ||||
| USD 0.01 Class A common | Purchase | 17,986 | 183.6410 USD | ||||
| USD 0.01 Class A common | Purchase | 29,757 | 184.0246 USD | ||||
| USD 0.01 Class A common | Purchase | 30,177 | 183.6419 USD | ||||
| USD 0.01 Class A common | Sale | 3 | 182.6000 USD | ||||
| USD 0.01 Class A common | Sale | 11 | 183.3000 USD | ||||
| USD 0.01 Class A common | Sale | 15 | 182.7001 USD | ||||
| USD 0.01 Class A common | Sale | 44 | 183.4709 USD | ||||
| USD 0.01 Class A common | Sale | 50 | 183.4200 USD | ||||
| USD 0.01 Class A common | Sale | 75 | 184.6000 USD | ||||
| USD 0.01 Class A common | Sale | 78 | 183.2100 USD | ||||
| USD 0.01 Class A common | Sale | 84 | 183.7629 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 183.3200 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 182.8800 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 182.3700 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 184.2200 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 183.4500 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 184.0950 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 184.0800 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 184.0700 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 184.0500 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 184.0100 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 183.4700 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 184.1200 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 183.3700 USD | ||||
| USD 0.01 Class A common | Sale | 106 | 183.4458 USD | ||||
| USD 0.01 Class A common | Sale | 145 | 182.8706 USD | ||||
| USD 0.01 Class A common | Sale | 160 | 183.2300 USD | ||||
| USD 0.01 Class A common | Sale | 164 | 183.6019 USD | ||||
| USD 0.01 Class A common | Sale | 185 | 184.0805 USD | ||||
| USD 0.01 Class A common | Sale | 200 | 183.3301 USD | ||||
| USD 0.01 Class A common | Sale | 200 | 183.4900 USD | ||||
| USD 0.01 Class A common | Sale | 200 | 183.4800 USD | ||||
| USD 0.01 Class A common | Sale | 200 | 183.7800 USD | ||||
| USD 0.01 Class A common | Sale | 200 | 182.3250 USD | ||||
| USD 0.01 Class A common | Sale | 200 | 184.0550 USD | ||||
| USD 0.01 Class A common | Sale | 236 | 184.1159 USD | ||||
| USD 0.01 Class A common | Sale | 260 | 183.4100 USD | ||||
| USD 0.01 Class A common | Sale | 271 | 183.4827 USD | ||||
| USD 0.01 Class A common | Sale | 274 | 184.1333 USD | ||||
| USD 0.01 Class A common | Sale | 300 | 183.9266 USD | ||||
| USD 0.01 Class A common | Sale | 300 | 184.3633 USD | ||||
| USD 0.01 Class A common | Sale | 300 | 184.4200 USD | ||||
| USD 0.01 Class A common | Sale | 309 | 184.6238 USD | ||||
| USD 0.01 Class A common | Sale | 386 | 184.0026 USD | ||||
| USD 0.01 Class A common | Sale | 395 | 183.4406 USD | ||||
| USD 0.01 Class A common | Sale | 500 | 184.0507 USD | ||||
| USD 0.01 Class A common | Sale | 510 | 184.0109 USD | ||||
| USD 0.01 Class A common | Sale | 567 | 184.2145 USD | ||||
| USD 0.01 Class A common | Sale | 587 | 183.6962 USD | ||||
| USD 0.01 Class A common | Sale | 600 | 184.3417 USD | ||||
| USD 0.01 Class A common | Sale | 611 | 184.0071 USD | ||||
| USD 0.01 Class A common | Sale | 670 | 183.9947 USD | ||||
| USD 0.01 Class A common | Sale | 918 | 183.4649 USD | ||||
| USD 0.01 Class A common | Sale | 1,000 | 183.4735 USD | ||||
| USD 0.01 Class A common | Sale | 1,100 | 184.0310 USD | ||||
| USD 0.01 Class A common | Sale | 1,800 | 183.8463 USD | ||||
| USD 0.01 Class A common | Sale | 2,134 | 183.7635 USD | ||||
| USD 0.01 Class A common | Sale | 2,200 | 183.5787 USD | ||||
| USD 0.01 Class A common | Sale | 2,215 | 183.1460 USD | ||||
| USD 0.01 Class A common | Sale | 2,400 | 183.3985 USD | ||||
| USD 0.01 Class A common | Sale | 2,600 | 183.7900 USD | ||||
| USD 0.01 Class A common | Sale | 2,755 | 183.7108 USD | ||||
| USD 0.01 Class A common | Sale | 3,100 | 183.9770 USD | ||||
| USD 0.01 Class A common | Sale | 3,300 | 184.0503 USD | ||||
| USD 0.01 Class A common | Sale | 3,453 | 183.2191 USD | ||||
| USD 0.01 Class A common | Sale | 3,500 | 184.2248 USD | ||||
| USD 0.01 Class A common | Sale | 4,108 | 183.2400 USD | ||||
| USD 0.01 Class A common | Sale | 7,334 | 183.9663 USD | ||||
| USD 0.01 Class A common | Sale | 8,214 | 183.9800 USD | ||||
| USD 0.01 Class A common | Sale | 9,967 | 183.7254 USD | ||||
| USD 0.01 Class A common | Sale | 10,100 | 184.2828 USD | ||||
| USD 0.01 Class A common | Sale | 11,600 | 184.1167 USD | ||||
| USD 0.01 Class A common | Sale | 12,429 | 182.5927 USD | ||||
| USD 0.01 Class A common | Sale | 14,102 | 183.5888 USD | ||||
| USD 0.01 Class A common | Sale | 44,485 | 183.9786 USD | ||||
| USD 0.01 Class A common | Sale | 47,816 | 183.7781 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
| Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
| Class of relevant security |
Product description
e.g. CFD |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position |
Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| USD 0.01 Class A common | Call Options | Selling | 300 | 180 USD | American | 21 Dec 2018 | 8.6600 USD |
(ii) Exercise
| Class of relevant security |
Product description
e.g. call option |
Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security |
Nature of dealing
e.g. subscription, conversion |
Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the party to the offer or person acting in concert making
the disclosure and any other person:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or
informal, between the party to the offer or person acting in concert
making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(c) Attachments
Are any Supplemental Forms attached?
| Supplemental Form 8 (Open Positions) | YES | ||
| Supplemental Form 8 (SBL) | NO | ||
| Date of disclosure: | 5 Nov 2018 | ||
| Contact name: | Large Holdings Regulatory Operations | ||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | CME GROUP INC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 125.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 183.0000 | American | 16 Nov 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 165.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 240.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 160.0000 | American | 15 Mar 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 115.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 230.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 165.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 178.0000 | American | 2 Nov 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 175.0000 | American | 15 Mar 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 190.0000 | American | 21 Jun 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 170.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 190.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 185.0000 | American | 2 Nov 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 183.0000 | American | 2 Nov 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 300 | 160.0000 | American | 16 Nov 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 300 | 140.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 300 | 135.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 300 | 120.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 400 | 185.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 400 | 145.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 220.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 160.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 135.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 170.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 155.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 600 | 155.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 700 | 145.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 700 | 150.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 700 | 200.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 900 | 130.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,000 | 210.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,100 | 180.0000 | American | 2 Nov 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,200 | 175.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,300 | 175.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,700 | 180.0000 | American | 16 Nov 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,900 | 150.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 3,000 | 160.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 3,200 | 200.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 5,200 | 185.0000 | American | 16 Nov 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 15,800 | 175.0000 | American | 16 Nov 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -41,200 | 175.0000 | American | 16 Nov 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -6,700 | 170.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -5,100 | 190.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Written | -3,200 | 140.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,300 | 160.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,100 | 200.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,100 | 185.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,000 | 210.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,000 | 195.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -900 | 180.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -900 | 180.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -100 | 178.0000 | American | 9 Nov 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -5,000 | 60.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -4,000 | 160.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -3,500 | 85.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -3,400 | 65.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -2,500 | 140.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -2,200 | 90.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,900 | 200.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,400 | 145.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,400 | 170.0000 | American | 16 Nov 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,200 | 100.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,100 | 183.0000 | American | 16 Nov 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,100 | 130.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,100 | 95.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,100 | 180.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,000 | 170.0000 | American | 15 Mar 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -800 | 110.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -700 | 120.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -700 | 140.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -600 | 75.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -500 | 175.0000 | American | 16 Nov 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -500 | 125.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -400 | 175.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -300 | 175.0000 | American | 2 Nov 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -300 | 190.0000 | American | 15 Mar 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -300 | 90.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -300 | 160.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -200 | 135.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 200.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 165.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 173.0000 | American | 16 Nov 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 210.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 178.0000 | American | 9 Nov 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 85.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 70.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 180.0000 | American | 2 Nov 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 160.0000 | American | 2 Nov 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 115.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 190.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 90.0000 | American | 15 Mar 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 180.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 135.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Written | 200 | 150.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 200 | 70.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Written | 400 | 170.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 500 | 155.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 700 | 145.0000 | American | 9 Nov 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 800 | 105.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 800 | 150.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 900 | 125.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 1,500 | 185.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 2,100 | 145.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 2,600 | 115.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 3,600 | 90.0000 | American | 15 Jan 2021 | |||||||
| USD 0.01 Class A common | Put Options | Written | 4,900 | 150.0000 | American | 17 Jan 2020 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20181105005325/en/
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