REG-BARCLAYS PLC Form 8 (DD) - CME GROUP PLC
. Form 8 (DD) - CME GROUP PLC
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | CME GROUP INC | |||
| relevant securities this form relates: | |||||
| (d) | Status of person making the disclosure: | CONNECTED TO THE OFFEROR | |||
| (e) | Date position held/dealing undertaken: | 01 November 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
| disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
| Class of relevant security: | USD 0.01 Class A common | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 114,258 | 0.03% | 19,482 | 0.01% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 73,100 | 0.02% | 102,100 | 0.03% | |||||||
| TOTAL: | 187,358 | 0.06% | 121,582 | 0.04% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| USD 0.01 Class A common | Purchase | 1 | 183.8700 USD | ||||
| USD 0.01 Class A common | Purchase | 3 | 183.3700 USD | ||||
| USD 0.01 Class A common | Purchase | 63 | 183.8200 USD | ||||
| USD 0.01 Class A common | Purchase | 77 | 184.7055 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 183.4500 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 185.1100 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 183.6700 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 184.5700 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 185.9750 USD | ||||
| USD 0.01 Class A common | Purchase | 110 | 183.4745 USD | ||||
| USD 0.01 Class A common | Purchase | 126 | 183.4200 USD | ||||
| USD 0.01 Class A common | Purchase | 200 | 183.8800 USD | ||||
| USD 0.01 Class A common | Purchase | 200 | 184.6200 USD | ||||
| USD 0.01 Class A common | Purchase | 200 | 184.3100 USD | ||||
| USD 0.01 Class A common | Purchase | 300 | 184.4666 USD | ||||
| USD 0.01 Class A common | Purchase | 300 | 183.4800 USD | ||||
| USD 0.01 Class A common | Purchase | 422 | 184.2417 USD | ||||
| USD 0.01 Class A common | Purchase | 436 | 184.1254 USD | ||||
| USD 0.01 Class A common | Purchase | 500 | 184.6822 USD | ||||
| USD 0.01 Class A common | Purchase | 642 | 183.3583 USD | ||||
| USD 0.01 Class A common | Purchase | 700 | 186.1053 USD | ||||
| USD 0.01 Class A common | Purchase | 732 | 185.4707 USD | ||||
| USD 0.01 Class A common | Purchase | 751 | 183.4228 USD | ||||
| USD 0.01 Class A common | Purchase | 753 | 184.0454 USD | ||||
| USD 0.01 Class A common | Purchase | 800 | 184.9475 USD | ||||
| USD 0.01 Class A common | Purchase | 952 | 184.0572 USD | ||||
| USD 0.01 Class A common | Purchase | 1,000 | 183.9680 USD | ||||
| USD 0.01 Class A common | Purchase | 1,200 | 185.5525 USD | ||||
| USD 0.01 Class A common | Purchase | 1,498 | 184.3977 USD | ||||
| USD 0.01 Class A common | Purchase | 1,600 | 184.5007 USD | ||||
| USD 0.01 Class A common | Purchase | 1,814 | 185.6437 USD | ||||
| USD 0.01 Class A common | Purchase | 1,915 | 184.2165 USD | ||||
| USD 0.01 Class A common | Purchase | 3,129 | 184.3437 USD | ||||
| USD 0.01 Class A common | Purchase | 3,150 | 185.6057 USD | ||||
| USD 0.01 Class A common | Purchase | 3,600 | 184.2391 USD | ||||
| USD 0.01 Class A common | Purchase | 4,189 | 185.6562 USD | ||||
| USD 0.01 Class A common | Purchase | 4,511 | 185.5210 USD | ||||
| USD 0.01 Class A common | Purchase | 4,539 | 185.7071 USD | ||||
| USD 0.01 Class A common | Purchase | 5,540 | 184.6072 USD | ||||
| USD 0.01 Class A common | Purchase | 5,546 | 185.6658 USD | ||||
| USD 0.01 Class A common | Purchase | 6,363 | 185.6597 USD | ||||
| USD 0.01 Class A common | Purchase | 6,875 | 185.9913 USD | ||||
| USD 0.01 Class A common | Purchase | 7,430 | 185.7254 USD | ||||
| USD 0.01 Class A common | Purchase | 7,782 | 184.1112 USD | ||||
| USD 0.01 Class A common | Purchase | 10,000 | 184.2647 USD | ||||
| USD 0.01 Class A common | Purchase | 12,961 | 183.9218 USD | ||||
| USD 0.01 Class A common | Purchase | 13,051 | 185.6184 USD | ||||
| USD 0.01 Class A common | Purchase | 14,193 | 185.4054 USD | ||||
| USD 0.01 Class A common | Purchase | 18,133 | 184.3443 USD | ||||
| USD 0.01 Class A common | Purchase | 25,800 | 184.2807 USD | ||||
| USD 0.01 Class A common | Purchase | 30,774 | 183.7500 USD | ||||
| USD 0.01 Class A common | Purchase | 39,275 | 184.4720 USD | ||||
| USD 0.01 Class A common | Purchase | 52,532 | 184.4927 USD | ||||
| USD 0.01 Class A common | Purchase | 64,106 | 184.8776 USD | ||||
| USD 0.01 Class A common | Sale | 2 | 184.0350 USD | ||||
| USD 0.01 Class A common | Sale | 9 | 184.0400 USD | ||||
| USD 0.01 Class A common | Sale | 41 | 183.7900 USD | ||||
| USD 0.01 Class A common | Sale | 63 | 183.8200 USD | ||||
| USD 0.01 Class A common | Sale | 77 | 184.7055 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 183.6000 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 183.7901 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 183.9200 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 184.0300 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 184.2600 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 184.5200 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 184.6200 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 184.7400 USD | ||||
| USD 0.01 Class A common | Sale | 102 | 185.8500 USD | ||||
| USD 0.01 Class A common | Sale | 108 | 184.6370 USD | ||||
| USD 0.01 Class A common | Sale | 140 | 185.0371 USD | ||||
| USD 0.01 Class A common | Sale | 189 | 184.0241 USD | ||||
| USD 0.01 Class A common | Sale | 200 | 183.9550 USD | ||||
| USD 0.01 Class A common | Sale | 200 | 185.1600 USD | ||||
| USD 0.01 Class A common | Sale | 200 | 183.8800 USD | ||||
| USD 0.01 Class A common | Sale | 200 | 184.2700 USD | ||||
| USD 0.01 Class A common | Sale | 200 | 186.0600 USD | ||||
| USD 0.01 Class A common | Sale | 200 | 184.2200 USD | ||||
| USD 0.01 Class A common | Sale | 200 | 184.2150 USD | ||||
| USD 0.01 Class A common | Sale | 240 | 184.4850 USD | ||||
| USD 0.01 Class A common | Sale | 300 | 184.1166 USD | ||||
| USD 0.01 Class A common | Sale | 300 | 183.8400 USD | ||||
| USD 0.01 Class A common | Sale | 300 | 184.2650 USD | ||||
| USD 0.01 Class A common | Sale | 304 | 185.4535 USD | ||||
| USD 0.01 Class A common | Sale | 320 | 184.1646 USD | ||||
| USD 0.01 Class A common | Sale | 400 | 183.8900 USD | ||||
| USD 0.01 Class A common | Sale | 400 | 184.4650 USD | ||||
| USD 0.01 Class A common | Sale | 440 | 184.2563 USD | ||||
| USD 0.01 Class A common | Sale | 460 | 184.7234 USD | ||||
| USD 0.01 Class A common | Sale | 500 | 184.2050 USD | ||||
| USD 0.01 Class A common | Sale | 500 | 184.5920 USD | ||||
| USD 0.01 Class A common | Sale | 500 | 184.3900 USD | ||||
| USD 0.01 Class A common | Sale | 519 | 184.5880 USD | ||||
| USD 0.01 Class A common | Sale | 627 | 184.7808 USD | ||||
| USD 0.01 Class A common | Sale | 651 | 184.0458 USD | ||||
| USD 0.01 Class A common | Sale | 654 | 184.5760 USD | ||||
| USD 0.01 Class A common | Sale | 700 | 184.4157 USD | ||||
| USD 0.01 Class A common | Sale | 716 | 184.0791 USD | ||||
| USD 0.01 Class A common | Sale | 787 | 185.0168 USD | ||||
| USD 0.01 Class A common | Sale | 790 | 184.9721 USD | ||||
| USD 0.01 Class A common | Sale | 900 | 184.4200 USD | ||||
| USD 0.01 Class A common | Sale | 1,000 | 184.2690 USD | ||||
| USD 0.01 Class A common | Sale | 1,200 | 184.2691 USD | ||||
| USD 0.01 Class A common | Sale | 1,215 | 184.2408 USD | ||||
| USD 0.01 Class A common | Sale | 1,300 | 184.3953 USD | ||||
| USD 0.01 Class A common | Sale | 1,471 | 184.9494 USD | ||||
| USD 0.01 Class A common | Sale | 1,655 | 184.5543 USD | ||||
| USD 0.01 Class A common | Sale | 1,800 | 184.7344 USD | ||||
| USD 0.01 Class A common | Sale | 1,917 | 184.1359 USD | ||||
| USD 0.01 Class A common | Sale | 2,100 | 184.1802 USD | ||||
| USD 0.01 Class A common | Sale | 2,100 | 184.8575 USD | ||||
| USD 0.01 Class A common | Sale | 2,551 | 185.2693 USD | ||||
| USD 0.01 Class A common | Sale | 3,022 | 185.2905 USD | ||||
| USD 0.01 Class A common | Sale | 3,091 | 183.5641 USD | ||||
| USD 0.01 Class A common | Sale | 3,111 | 184.0819 USD | ||||
| USD 0.01 Class A common | Sale | 3,731 | 184.5403 USD | ||||
| USD 0.01 Class A common | Sale | 3,764 | 184.8469 USD | ||||
| USD 0.01 Class A common | Sale | 3,806 | 183.9194 USD | ||||
| USD 0.01 Class A common | Sale | 5,087 | 184.7177 USD | ||||
| USD 0.01 Class A common | Sale | 6,920 | 184.2599 USD | ||||
| USD 0.01 Class A common | Sale | 7,264 | 185.1184 USD | ||||
| USD 0.01 Class A common | Sale | 9,128 | 185.3392 USD | ||||
| USD 0.01 Class A common | Sale | 10,070 | 184.0394 USD | ||||
| USD 0.01 Class A common | Sale | 13,251 | 185.5992 USD | ||||
| USD 0.01 Class A common | Sale | 15,204 | 184.3024 USD | ||||
| USD 0.01 Class A common | Sale | 15,902 | 184.1368 USD | ||||
| USD 0.01 Class A common | Sale | 24,690 | 183.7500 USD | ||||
| USD 0.01 Class A common | Sale | 26,983 | 184.6327 USD | ||||
| USD 0.01 Class A common | Sale | 73,211 | 184.4388 USD | ||||
| USD 0.01 Class A common | Sale | 99,318 | 185.1773 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
| Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
| Class of relevant security |
Product description
e.g. CFD |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position |
Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| USD 0.01 Class A common | Put Options | Purchasing | 100 | 185 USD | American | 18 Jan 2019 | 7.9600 USD | ||||||||
| USD 0.01 Class A common | Put Options | Selling | 100 | 170 USD | American | 18 Jan 2019 | 2.4600 USD |
(ii) Exercise
| Class of relevant security |
Product description
e.g. call option |
Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security |
Nature of dealing
e.g. subscription, conversion |
Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the party to the offer or person acting in concert making
the disclosure and any other person:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or
informal, between the party to the offer or person acting in concert
making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(c) Attachments
Are any Supplemental Forms attached?
| Supplemental Form 8 (Open Positions) | YES | ||
| Supplemental Form 8 (SBL) | NO | ||
| Date of disclosure: | 2 Nov 2018 | ||
| Contact name: | Large Holdings Regulatory Operations | ||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | CME GROUP INC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 115.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 125.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 160.0000 | American | 15 Mar 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 165.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 183.0000 | American | 16 Nov 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 240.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 230.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 183.0000 | American | 2 Nov 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 165.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 190.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 185.0000 | American | 2 Nov 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 178.0000 | American | 2 Nov 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 190.0000 | American | 21 Jun 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 175.0000 | American | 15 Mar 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 170.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 300 | 120.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 300 | 160.0000 | American | 16 Nov 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 300 | 140.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 300 | 135.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 400 | 185.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 400 | 145.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 135.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 170.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 160.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 155.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 220.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 600 | 155.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 700 | 145.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 700 | 200.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 700 | 150.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 900 | 130.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,000 | 210.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,100 | 180.0000 | American | 2 Nov 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,200 | 175.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,300 | 175.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,700 | 180.0000 | American | 16 Nov 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,900 | 150.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 3,000 | 160.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 3,200 | 200.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 5,200 | 185.0000 | American | 16 Nov 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 15,800 | 175.0000 | American | 16 Nov 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -41,200 | 175.0000 | American | 16 Nov 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -6,700 | 170.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -5,100 | 190.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Written | -3,200 | 140.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,300 | 160.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,100 | 185.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,100 | 200.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,000 | 210.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,000 | 195.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -900 | 180.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -900 | 180.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -100 | 178.0000 | American | 9 Nov 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -5,000 | 60.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -4,000 | 160.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -3,500 | 85.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -3,400 | 65.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -2,500 | 140.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -2,200 | 90.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,900 | 200.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,400 | 170.0000 | American | 16 Nov 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,400 | 145.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,200 | 100.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,100 | 183.0000 | American | 16 Nov 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,100 | 180.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,100 | 95.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,100 | 130.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,000 | 170.0000 | American | 15 Mar 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -800 | 110.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -700 | 140.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -700 | 120.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -600 | 75.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -500 | 175.0000 | American | 16 Nov 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -500 | 125.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -400 | 175.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -300 | 90.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -300 | 190.0000 | American | 15 Mar 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -300 | 160.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -300 | 175.0000 | American | 2 Nov 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -200 | 135.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 178.0000 | American | 9 Nov 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 180.0000 | American | 2 Nov 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 160.0000 | American | 2 Nov 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 70.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 200.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 173.0000 | American | 16 Nov 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 210.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 165.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 85.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 115.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 180.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 170.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 90.0000 | American | 15 Mar 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 190.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 135.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Written | 200 | 150.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 200 | 70.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Written | 400 | 170.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 500 | 155.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 700 | 145.0000 | American | 9 Nov 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 800 | 105.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 800 | 150.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 900 | 125.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 1,400 | 185.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 2,100 | 145.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 2,600 | 115.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 3,600 | 90.0000 | American | 15 Jan 2021 | |||||||
| USD 0.01 Class A common | Put Options | Written | 4,900 | 150.0000 | American | 17 Jan 2020 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20181102005360/en/
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