REG-BARCLAYS PLC Form 8 (DD) - CME GROUP PLC
. Form 8 (DD) - CME GROUP PLC
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | CME GROUP INC | |||
| relevant securities this form relates: | |||||
| (d) | Status of person making the disclosure: | CONNECTED TO THE OFFEROR | |||
| (e) | Date position held/dealing undertaken: | 02 November 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
| disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
| Class of relevant security: | USD 0.01 Class A common | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 114,558 | 0.03% | 21,291 | 0.01% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 73,100 | 0.02% | 102,500 | 0.03% | |||||||
| TOTAL: | 187,658 | 0.06% | 123,791 | 0.04% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| USD 0.01 Class A common | Purchase | 2 | 183.6300 USD | ||||
| USD 0.01 Class A common | Purchase | 7 | 183.4200 USD | ||||
| USD 0.01 Class A common | Purchase | 42 | 183.1300 USD | ||||
| USD 0.01 Class A common | Purchase | 78 | 183.9561 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 183.7800 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 183.2700 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 183.6700 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 183.4050 USD | ||||
| USD 0.01 Class A common | Purchase | 101 | 183.9301 USD | ||||
| USD 0.01 Class A common | Purchase | 140 | 184.0600 USD | ||||
| USD 0.01 Class A common | Purchase | 140 | 183.9504 USD | ||||
| USD 0.01 Class A common | Purchase | 200 | 183.4925 USD | ||||
| USD 0.01 Class A common | Purchase | 200 | 185.5200 USD | ||||
| USD 0.01 Class A common | Purchase | 200 | 184.1050 USD | ||||
| USD 0.01 Class A common | Purchase | 200 | 183.9125 USD | ||||
| USD 0.01 Class A common | Purchase | 200 | 183.8950 USD | ||||
| USD 0.01 Class A common | Purchase | 300 | 183.9900 USD | ||||
| USD 0.01 Class A common | Purchase | 300 | 183.9500 USD | ||||
| USD 0.01 Class A common | Purchase | 300 | 183.9233 USD | ||||
| USD 0.01 Class A common | Purchase | 300 | 183.8633 USD | ||||
| USD 0.01 Class A common | Purchase | 365 | 183.4775 USD | ||||
| USD 0.01 Class A common | Purchase | 400 | 184.2200 USD | ||||
| USD 0.01 Class A common | Purchase | 400 | 183.3900 USD | ||||
| USD 0.01 Class A common | Purchase | 500 | 183.8320 USD | ||||
| USD 0.01 Class A common | Purchase | 500 | 184.5550 USD | ||||
| USD 0.01 Class A common | Purchase | 1,177 | 184.6012 USD | ||||
| USD 0.01 Class A common | Purchase | 1,200 | 184.2297 USD | ||||
| USD 0.01 Class A common | Purchase | 1,314 | 183.9187 USD | ||||
| USD 0.01 Class A common | Purchase | 1,482 | 183.8800 USD | ||||
| USD 0.01 Class A common | Purchase | 1,796 | 183.8600 USD | ||||
| USD 0.01 Class A common | Purchase | 1,900 | 184.1794 USD | ||||
| USD 0.01 Class A common | Purchase | 2,954 | 183.9240 USD | ||||
| USD 0.01 Class A common | Purchase | 3,000 | 184.4507 USD | ||||
| USD 0.01 Class A common | Purchase | 3,078 | 185.8422 USD | ||||
| USD 0.01 Class A common | Purchase | 3,449 | 184.2722 USD | ||||
| USD 0.01 Class A common | Purchase | 3,600 | 184.4275 USD | ||||
| USD 0.01 Class A common | Purchase | 3,971 | 185.1730 USD | ||||
| USD 0.01 Class A common | Purchase | 4,567 | 184.1722 USD | ||||
| USD 0.01 Class A common | Purchase | 5,735 | 184.6789 USD | ||||
| USD 0.01 Class A common | Purchase | 5,761 | 183.8082 USD | ||||
| USD 0.01 Class A common | Purchase | 6,166 | 184.4847 USD | ||||
| USD 0.01 Class A common | Purchase | 6,962 | 183.8900 USD | ||||
| USD 0.01 Class A common | Purchase | 10,878 | 183.5136 USD | ||||
| USD 0.01 Class A common | Purchase | 15,012 | 183.7821 USD | ||||
| USD 0.01 Class A common | Purchase | 17,071 | 184.1822 USD | ||||
| USD 0.01 Class A common | Purchase | 42,703 | 184.8751 USD | ||||
| USD 0.01 Class A common | Sale | 1 | 183.9400 USD | ||||
| USD 0.01 Class A common | Sale | 13 | 183.5000 USD | ||||
| USD 0.01 Class A common | Sale | 78 | 183.9561 USD | ||||
| USD 0.01 Class A common | Sale | 87 | 183.4800 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 183.7900 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 185.8600 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 183.9300 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 183.4850 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 184.1600 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 185.7850 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 184.0100 USD | ||||
| USD 0.01 Class A common | Sale | 140 | 183.9504 USD | ||||
| USD 0.01 Class A common | Sale | 140 | 184.0600 USD | ||||
| USD 0.01 Class A common | Sale | 200 | 184.9850 USD | ||||
| USD 0.01 Class A common | Sale | 200 | 185.0050 USD | ||||
| USD 0.01 Class A common | Sale | 200 | 183.3413 USD | ||||
| USD 0.01 Class A common | Sale | 200 | 183.2050 USD | ||||
| USD 0.01 Class A common | Sale | 202 | 183.8226 USD | ||||
| USD 0.01 Class A common | Sale | 243 | 183.7374 USD | ||||
| USD 0.01 Class A common | Sale | 283 | 185.0721 USD | ||||
| USD 0.01 Class A common | Sale | 300 | 185.5133 USD | ||||
| USD 0.01 Class A common | Sale | 300 | 183.9900 USD | ||||
| USD 0.01 Class A common | Sale | 300 | 183.8833 USD | ||||
| USD 0.01 Class A common | Sale | 400 | 184.8337 USD | ||||
| USD 0.01 Class A common | Sale | 500 | 183.8400 USD | ||||
| USD 0.01 Class A common | Sale | 500 | 185.2800 USD | ||||
| USD 0.01 Class A common | Sale | 574 | 186.5000 USD | ||||
| USD 0.01 Class A common | Sale | 590 | 185.0374 USD | ||||
| USD 0.01 Class A common | Sale | 600 | 184.7750 USD | ||||
| USD 0.01 Class A common | Sale | 621 | 183.9466 USD | ||||
| USD 0.01 Class A common | Sale | 713 | 185.1283 USD | ||||
| USD 0.01 Class A common | Sale | 760 | 183.2306 USD | ||||
| USD 0.01 Class A common | Sale | 1,000 | 183.5275 USD | ||||
| USD 0.01 Class A common | Sale | 1,000 | 184.1250 USD | ||||
| USD 0.01 Class A common | Sale | 1,314 | 183.9187 USD | ||||
| USD 0.01 Class A common | Sale | 1,500 | 184.3915 USD | ||||
| USD 0.01 Class A common | Sale | 1,796 | 183.8600 USD | ||||
| USD 0.01 Class A common | Sale | 2,000 | 183.6142 USD | ||||
| USD 0.01 Class A common | Sale | 2,200 | 184.4560 USD | ||||
| USD 0.01 Class A common | Sale | 2,200 | 184.1186 USD | ||||
| USD 0.01 Class A common | Sale | 2,364 | 185.7093 USD | ||||
| USD 0.01 Class A common | Sale | 2,698 | 183.4329 USD | ||||
| USD 0.01 Class A common | Sale | 2,800 | 184.2835 USD | ||||
| USD 0.01 Class A common | Sale | 2,856 | 183.8908 USD | ||||
| USD 0.01 Class A common | Sale | 3,077 | 183.5297 USD | ||||
| USD 0.01 Class A common | Sale | 3,137 | 184.4871 USD | ||||
| USD 0.01 Class A common | Sale | 3,631 | 183.8933 USD | ||||
| USD 0.01 Class A common | Sale | 4,461 | 183.8994 USD | ||||
| USD 0.01 Class A common | Sale | 6,862 | 183.8900 USD | ||||
| USD 0.01 Class A common | Sale | 8,368 | 183.8954 USD | ||||
| USD 0.01 Class A common | Sale | 15,214 | 183.7836 USD | ||||
| USD 0.01 Class A common | Sale | 73,237 | 184.6843 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
| Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
| Class of relevant security |
Product description
e.g. CFD |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position |
Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| USD 0.01 Class A common | Put Options | Purchasing | 400 | 185 USD | American | 9 Nov 2018 | 2.7400 USD |
(ii) Exercise
| Class of relevant security |
Product description
e.g. call option |
Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security |
Nature of dealing
e.g. subscription, conversion |
Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the party to the offer or person acting in concert making
the disclosure and any other person:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or
informal, between the party to the offer or person acting in concert
making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(c) Attachments
Are any Supplemental Forms attached?
| Supplemental Form 8 (Open Positions) | YES | ||
| Supplemental Form 8 (SBL) | NO | ||
| Date of disclosure: | 5 Nov 2018 | ||
| Contact name: | Large Holdings Regulatory Operations | ||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | CME GROUP INC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 115.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 125.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 240.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 230.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 183.0000 | American | 16 Nov 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 165.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 160.0000 | American | 15 Mar 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 190.0000 | American | 21 Jun 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 190.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 175.0000 | American | 15 Mar 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 165.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 183.0000 | American | 2 Nov 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 178.0000 | American | 2 Nov 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 185.0000 | American | 2 Nov 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 170.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 300 | 160.0000 | American | 16 Nov 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 300 | 120.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 300 | 135.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 300 | 140.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 400 | 185.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 400 | 145.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 170.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 135.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 160.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 155.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 220.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 600 | 155.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 700 | 145.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 700 | 150.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 700 | 200.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 900 | 130.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,000 | 210.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,100 | 180.0000 | American | 2 Nov 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,200 | 175.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,300 | 175.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,700 | 180.0000 | American | 16 Nov 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,900 | 150.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 3,000 | 160.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 3,200 | 200.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 5,200 | 185.0000 | American | 16 Nov 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 15,800 | 175.0000 | American | 16 Nov 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -41,200 | 175.0000 | American | 16 Nov 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -6,700 | 170.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -5,100 | 190.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Written | -3,200 | 140.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,300 | 160.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,100 | 200.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,100 | 185.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,000 | 195.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,000 | 210.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -900 | 180.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -900 | 180.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -100 | 178.0000 | American | 9 Nov 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -5,000 | 60.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -4,000 | 160.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -3,500 | 85.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -3,400 | 65.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -2,500 | 140.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -2,200 | 90.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,900 | 200.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,400 | 145.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,400 | 170.0000 | American | 16 Nov 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,200 | 100.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,100 | 180.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,100 | 130.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,100 | 183.0000 | American | 16 Nov 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,100 | 95.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,000 | 170.0000 | American | 15 Mar 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -800 | 110.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -700 | 120.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -700 | 140.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -600 | 75.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -500 | 175.0000 | American | 16 Nov 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -500 | 125.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -400 | 175.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -400 | 185.0000 | American | 9 Nov 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -300 | 90.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -300 | 160.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -300 | 175.0000 | American | 2 Nov 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -300 | 190.0000 | American | 15 Mar 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -200 | 135.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 165.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 178.0000 | American | 9 Nov 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 173.0000 | American | 16 Nov 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 70.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 85.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 115.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 200.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 160.0000 | American | 2 Nov 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 210.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 180.0000 | American | 2 Nov 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 135.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 180.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 170.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 90.0000 | American | 15 Mar 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 190.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 200 | 70.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Written | 200 | 150.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 400 | 170.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 500 | 155.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 700 | 145.0000 | American | 9 Nov 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 800 | 105.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 800 | 150.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 900 | 125.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 1,400 | 185.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 2,100 | 145.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 2,600 | 115.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 3,600 | 90.0000 | American | 15 Jan 2021 | |||||||
| USD 0.01 Class A common | Put Options | Written | 4,900 | 150.0000 | American | 17 Jan 2020 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20181105005401/en/
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