REG - BkofA Merrill Lynch CME Group Inc. - Form 8.3 - CME Group Inc
RNS Number : 3531GBank of America Merrill Lynch05 November 2018FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.
KEY INFORMATION
(a)
Full name of discloser:
Managed Account Advisors, LLC
(b)
Owner or controller of interests and short positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies is
insufficient. For a trust, the trustee(s), settlor and
beneficiaries must be named.
(c)
Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offereeCME Group Inc
(d)
If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
Merrill Lynch Portfolio Managers is connected with NEX Group PLC
(e)
Date position held/dealing undertaken:
For an opening position disclosure, state the latest
practicable date prior to the disclosure02/11/2018
(f)
In addition to the company in 1(c) above, is the
discloser making disclosures in respect of any
other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"YES
If YES, specify which:
(NEX Group PLC)
2.
POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a)
Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
Common - US12572Q1058
Interests
Short Positions
Number
%
Number
%
(1)
Relevant securities owned
and/or controlled:4,702,159
1.380%
0
0%
(2)
Cash-settled derivatives:
0
0%
0
0%
(3)
Stock-settled derivatives
(including options) and
agreements to purchase/sell:0
0%
0
0%
TOTAL:
4,702,159
1.380%
0
0%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b)
Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to
which subscription right exists:N/A
Details, including nature of the rights
concerned and relevant percentages:N/A
3.
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a)
Purchases and sales
Class of relevant security
Purchase/sale
Number of
securitiesPrice per unit
Common - ISIN US12572Q1058
Purchase
3
183.09 USD
Common - ISIN US12572Q1058
Purchase
56
183.132 USD
Common - ISIN US12572Q1058
Purchase
159
183.305 USD
Common - ISIN US12572Q1058
Purchase
84
183.374 USD
Common - ISIN US12572Q1058
Purchase
14
183.402 USD
Common - ISIN US12572Q1058
Purchase
67
183.419 USD
Common - ISIN US12572Q1058
Purchase
1,285
183.452 USD
Common - ISIN US12572Q1058
Purchase
139
183.483 USD
Common - ISIN US12572Q1058
Purchase
269
183.491 USD
Common - ISIN US12572Q1058
Purchase
249
183.53 USD
Common - ISIN US12572Q1058
Purchase
293
183.543 USD
Common - ISIN US12572Q1058
Purchase
34
183.555 USD
Common - ISIN US12572Q1058
Purchase
27
183.592 USD
Common - ISIN US12572Q1058
Purchase
1
183.6 USD
Common - ISIN US12572Q1058
Purchase
31
183.668 USD
Common - ISIN US12572Q1058
Purchase
169
183.673 USD
Common - ISIN US12572Q1058
Purchase
7
183.679 USD
Common - ISIN US12572Q1058
Purchase
2
183.68 USD
Common - ISIN US12572Q1058
Purchase
21
183.844 USD
Common - ISIN US12572Q1058
Purchase
122
183.856 USD
Common - ISIN US12572Q1058
Purchase
97
183.885 USD
Common - ISIN US12572Q1058
Purchase
60
183.891 USD
Common - ISIN US12572Q1058
Purchase
294
183.965 USD
Common - ISIN US12572Q1058
Purchase
2
183.985 USD
Common - ISIN US12572Q1058
Purchase
20
184.05 USD
Common - ISIN US12572Q1058
Purchase
25
184.066 USD
Common - ISIN US12572Q1058
Purchase
39
185.433 USD
Class of relevant security
Purchase/sale
Number of
securitiesPrice per unit
Common - ISIN US12572Q1058
Sale
94
183.072 USD
Common - ISIN US12572Q1058
Sale
69
183.097 USD
Common - ISIN US12572Q1058
Sale
4
183.21 USD
Common - ISIN US12572Q1058
Sale
35
183.289 USD
Common - ISIN US12572Q1058
Sale
510
183.336 USD
Common - ISIN US12572Q1058
Sale
41
183.374 USD
Common - ISIN US12572Q1058
Sale
98
183.397 USD
Common - ISIN US12572Q1058
Sale
75
183.405 USD
Common - ISIN US12572Q1058
Sale
1,983
183.442 USD
Common - ISIN US12572Q1058
Sale
48
183.444 USD
Common - ISIN US12572Q1058
Sale
24
183.452 USD
Common - ISIN US12572Q1058
Sale
18
183.461 USD
Common - ISIN US12572Q1058
Sale
11
183.503 USD
Common - ISIN US12572Q1058
Sale
181
183.517 USD
Common - ISIN US12572Q1058
Sale
164
183.6 USD
Common - ISIN US12572Q1058
Sale
1
183.61 USD
Common - ISIN US12572Q1058
Sale
172
183.632 USD
Common - ISIN US12572Q1058
Sale
124
183.65 USD
Common - ISIN US12572Q1058
Sale
8
183.665 USD
Common - ISIN US12572Q1058
Sale
20
183.714 USD
Common - ISIN US12572Q1058
Sale
46
183.792 USD
Common - ISIN US12572Q1058
Sale
63
183.827 USD
Common - ISIN US12572Q1058
Sale
15
183.898 USD
Common - ISIN US12572Q1058
Sale
52
183.91 USD
Common - ISIN US12572Q1058
Sale
14
183.929 USD
Common - ISIN US12572Q1058
Sale
10
183.95 USD
Common - ISIN US12572Q1058
Sale
2
183.994 USD
Common - ISIN US12572Q1058
Sale
1
184.009 USD
Common - ISIN US12572Q1058
Sale
17
184.027 USD
Common - ISIN US12572Q1058
Sale
220
184.08 USD
Common - ISIN US12572Q1058
Sale
125
185.381 USD
(b)
Cash-settled derivative transactions
Class of
relevant securityProduct description
e.g. CFDNature of dealing
e.g. opening/closing a
long/short position, increasing/reducing a
long/short positionNumber of reference securities
Price per unit
N/A
N/A
N/A
N/A
N/A
(c)
Stock-settled derivative transactions (including options)
(i)
Writing, selling, purchasing or varying
Class
of
relevant securityProduct description e.g. call option
Writing, purchasing, selling, varying etc.
Number
of
securities to which option relatesExercise
price
per unitType
e.g. American, European etc.Expiry date
Option money paid/ received per unit
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
(ii)
Exercise
Class of relevant security
Product description
e.g. call optionExercising/
exercised
againstNumber of
securitiesExercise Price per
unitN/A
N/A
N/A
N/A
N/A
(d)
Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversionDetails
Price per unit (if applicable)
N/A
N/A
N/A
N/A
4.
OTHER INFORMATION
(a)
Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the person making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"None
(b)
Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"None
(c)
Attachments
Is a Supplemental Form 8 (Open Positions) attached?
No
Date of disclosure:
05/11/2018
Contact name:
Harshini Gopa
Telephone number:
+44207 996 3410
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.ENDRETFSLFFIFASESF
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