REG - Citadel Group CME Group Inc. - Form 8.3 - CME Group Inc

CMEAnnouncement

01/11/2018 15:00

RNS Number : 0312G
Citadel Group
01 November 2018
 






















































































 
 
FORM 8.3
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION

































































































(a) Full name of discloser:


Citadel Group




(b) Owner or controller of interests and short positions        
     disclosed, if different from 1(a):
     The naming of nominee or vehicle companies is
     insufficient.  For a trust, the trustee(s), settlor and
     beneficiaries must be named.








(c) Name of offeror/offeree in relation to whose relevant
     securities this form relates:
     Use a separate form for each offeror/offeree


CME GROUP INC




(d) If an exempt fund manager connected with an
     offeror/offeree, state this and specify identity of
     offeror/offeree:








(e) Date position held/dealing undertaken:
For an opening position disclosure, state the latest
practicable date prior to the disclosure


31 October, 2018




(f)  In addition to the company in 1(c) above, is the
     discloser making disclosures in respect of any other
     party to the offer?
If it is a cash offer or possible cash offer, state "N/A"


NEX GROUP PLC

































































































2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE
 
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
 
(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

























































































Class of relevant security:


Common Stock  ISIN  US12572Q1058








Interests


Short Positions








Number


%


Number


%




(1) Relevant securities owned and/or controlled:


7,977


0.00


1,329,668


0.39




(2) Cash-settled derivatives:


20,000


0.01


0


0.00




(3) Stock-settled derivatives (including options) and agreements to purchase/sell:


0


0.00


0


0.00




    TOTAL:


27,977


0.01


1,329,668


0.39


























































































































All interests and all short positions should be disclosed.
 
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
 
(b)        Rights to subscribe for new securities (including directors' and other employee options)





























































































Class of relevant security in relation to which subscription right exists:








Details, including nature of the rights concerned and relevant percentages:

































































































3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales





































































































Class of relevant security
ISIN  US12572Q1058


Purchase/sale


Number of securities


Price per unit




Common Stock


a buy


45,149


183.24  USD




Common Stock


a sell


-45,149


183.24  USD




Common Stock


Purchase


100


182.5  USD




Common Stock


Purchase


71


182.58  USD




Common Stock


Purchase


54


182.61  USD




Common Stock


Purchase


89


182.65  USD




Common Stock


Purchase


100


182.95  USD




Common Stock


Purchase


100


182.96  USD




Common Stock


Purchase


100


182.99  USD




Common Stock


Purchase


1,670


183  USD




Common Stock


Purchase


100


183.15  USD




Common Stock


Purchase


200


183.18  USD




Common Stock


Purchase


410


183.2  USD




Common Stock


Purchase


200


183.22  USD




Common Stock


Purchase


49


183.23  USD




Common Stock


Purchase


105


183.24  USD




Common Stock


Purchase


100


183.25  USD




Common Stock


Purchase


100


183.31  USD




Common Stock


Purchase


100


183.36  USD




Common Stock


Purchase


20


183.39  USD




Common Stock


Purchase


321


183.41  USD




Common Stock


Purchase


100


183.66  USD




Common Stock


Purchase


103


183.7  USD




Common Stock


Purchase


453


183.71  USD




Common Stock


Purchase


453


183.74  USD




Common Stock


Purchase


644


183.75  USD




Common Stock


Purchase


755


183.752483  USD




Common Stock


Purchase


1,629


183.757241  USD




Common Stock


Purchase


10


183.77  USD




Common Stock


Purchase


964


183.8  USD




Common Stock


Purchase


703


183.819573  USD




Common Stock


Purchase


211


183.819716  USD




Common Stock


Purchase


100


183.85  USD




Common Stock


Purchase


100


183.88  USD




Common Stock


Purchase


200


183.89  USD




Common Stock


Purchase


1,551


183.9  USD




Common Stock


Purchase


66


183.91  USD




Common Stock


Purchase


200


183.95  USD




Common Stock


Purchase


1,699


183.97  USD




Common Stock


Purchase


600


183.99  USD




Common Stock


Purchase


400


184  USD




Common Stock


Purchase


2,351


184.001251  USD




Common Stock


Purchase


100


184.02  USD




Common Stock


Purchase


100


184.03  USD




Common Stock


Purchase


29


184.032759  USD




Common Stock


Purchase


1,200


184.05  USD




Common Stock


Purchase


222


184.1  USD




Common Stock


Purchase


15


184.12  USD




Common Stock


Purchase


4


184.13  USD




Common Stock


Purchase


617


184.142577  USD




Common Stock


Purchase


2,500


184.171  USD




Common Stock


Purchase


5,759


184.175562  USD




Common Stock


Purchase


100


184.18  USD




Common Stock


Purchase


500


184.222  USD




Common Stock


Purchase


3,300


184.223636  USD




Common Stock


Purchase


561


184.3  USD




Common Stock


Purchase


137


184.304745  USD




Common Stock


Purchase


100


184.31  USD




Common Stock


Purchase


111


184.32  USD




Common Stock


Purchase


100


184.34  USD




Common Stock


Purchase


200


184.35  USD




Common Stock


Purchase


25


184.36  USD




Common Stock


Purchase


225


184.39  USD




Common Stock


Purchase


120


184.41  USD




Common Stock


Purchase


187


184.44  USD




Common Stock


Purchase


663


184.45  USD




Common Stock


Purchase


138


184.51  USD




Common Stock


Purchase


100


184.6  USD




Common Stock


Purchase


95


184.61  USD




Common Stock


Purchase


98


184.75  USD




Common Stock


Purchase


92


184.76  USD




Common Stock


Purchase


200


184.81  USD




Common Stock


Purchase


100


185.04  USD




Common Stock


Purchase


300


185.08  USD




Common Stock


Sale


-100


182.3  USD




Common Stock


Sale


-100


182.37  USD




Common Stock


Sale


-45


182.395  USD




Common Stock


Sale


-100


182.49  USD




Common Stock


Sale


-24


182.5  USD




Common Stock


Sale


-200


182.85  USD




Common Stock


Sale


-43


182.99  USD




Common Stock


Sale


-205


183.21  USD




Common Stock


Sale


-100


183.28  USD




Common Stock


Sale


-100


183.3  USD




Common Stock


Sale


-914


183.38  USD




Common Stock


Sale


-1,497


183.398621  USD




Common Stock


Sale


-100


183.4  USD




Common Stock


Sale


-764


183.42176  USD




Common Stock


Sale


-119


183.433529  USD




Common Stock


Sale


-100


183.47  USD




Common Stock


Sale


-100


183.475  USD




Common Stock


Sale


-100


183.565  USD




Common Stock


Sale


-500


183.58  USD




Common Stock


Sale


-1,307


183.619434  USD




Common Stock


Sale


-707


183.631124  USD




Common Stock


Sale


-100


183.71  USD




Common Stock


Sale


-395


183.72  USD




Common Stock


Sale


-100


183.73  USD




Common Stock


Sale


-953


183.74  USD




Common Stock


Sale


-100


183.75  USD




Common Stock


Sale


-96


183.78  USD




Common Stock


Sale


-300


183.79  USD




Common Stock


Sale


-110


183.8  USD




Common Stock


Sale


-300


183.815  USD




Common Stock


Sale


-300


183.82  USD




Common Stock


Sale


-480


183.830365  USD




Common Stock


Sale


-68


183.84  USD




Common Stock


Sale


-137


183.87  USD




Common Stock


Sale


-28


183.871786  USD




Common Stock


Sale


-1,880


183.88  USD




Common Stock


Sale


-600


183.89  USD




Common Stock


Sale


-387


183.9  USD




Common Stock


Sale


-53,604


183.907449  USD




Common Stock


Sale


-142


183.92  USD




Common Stock


Sale


-503


183.93  USD




Common Stock


Sale


-100


183.94  USD




Common Stock


Sale


-280


183.97  USD




Common Stock


Sale


-100


183.98  USD




Common Stock


Sale


-200


183.99  USD




Common Stock


Sale


-32,959


184.023459  USD




Common Stock


Sale


-9,533


184.026078  USD




Common Stock


Sale


-600


184.04  USD




Common Stock


Sale


-100


184.06  USD




Common Stock


Sale


-200


184.08  USD




Common Stock


Sale


-100


184.09  USD




Common Stock


Sale


-300


184.11  USD




Common Stock


Sale


-354


184.13  USD




Common Stock


Sale


-241


184.16  USD




Common Stock


Sale


-400


184.17  USD




Common Stock


Sale


-200


184.19  USD




Common Stock


Sale


-356


184.2  USD




Common Stock


Sale


-200


184.21  USD




Common Stock


Sale


-100


184.28  USD




Common Stock


Sale


-102


184.29  USD




Common Stock


Sale


-101


184.33  USD




Common Stock


Sale


-42


184.34  USD




Common Stock


Sale


-291


184.35  USD




Common Stock


Sale


-30


184.36  USD




Common Stock


Sale


-86


184.37  USD




Common Stock


Sale


-140


184.4  USD




Common Stock


Sale


-160


184.42  USD




Common Stock


Sale


-100


184.47  USD




Common Stock


Sale


-8


184.55  USD




Common Stock


Sale


-123


184.56  USD




Common Stock


Sale


-79


184.57  USD




Common Stock


Sale


-100


184.6  USD




Common Stock


Sale


-300


184.72  USD




Common Stock


Sale


-100


184.83  USD




Common Stock


Sale


-100


184.87  USD











































































































(b)        Cash-settled derivative transactions































































































Class of relevant security
 
ISIN  US12572Q1058


Product description
e.g. CFD


Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


Number of reference securities


Price per unit




Common Stock


CFD


Opening a long


20,000


183.95215  USD



















































































































(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying





































































































Class of relevant security
 


Product description e.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date


Option money paid/ received per unit











































































































(ii)        Exercise





























































































Class of relevant security


Product description
e.g. call option


Exercising/ exercised against


Number of securities


Exercise price per unit















































































































(d)        Other dealings (including subscribing for new securities)

























































































Class of relevant security


Nature of dealing
e.g. subscription, conversion


Details


Price per unit (if applicable)











































































































4.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements





















































































Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




None





















































































(b)        Agreements, arrangements or understandings relating to options or derivatives





















































































Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




None

















































































(c)        Attachments

















































































Is a Supplemental Form 8 (Open Positions) attached?


NO





















































































 Date of disclosure:


01 November, 2018




 Contact name:


Jamison Van Doesburg




 Telephone number*:


020 7645 9700





















































































Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
 
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.






























































































































 




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