REG - Citadel Group CME Group Inc. - Form 8.3 - CME Group Inc

CMEAnnouncement

02/11/2018 15:00

RNS Number : 2056G
Citadel Group
02 November 2018
 






















































































 
 
FORM 8.3
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION

































































































(a) Full name of discloser:


Citadel Group




(b) Owner or controller of interests and short positions        
     disclosed, if different from 1(a):
     The naming of nominee or vehicle companies is
     insufficient.  For a trust, the trustee(s), settlor and
     beneficiaries must be named.








(c) Name of offeror/offeree in relation to whose relevant
     securities this form relates:
     Use a separate form for each offeror/offeree


CME GROUP INC




(d) If an exempt fund manager connected with an
     offeror/offeree, state this and specify identity of
     offeror/offeree:








(e) Date position held/dealing undertaken:
For an opening position disclosure, state the latest
practicable date prior to the disclosure


01 November, 2018




(f)  In addition to the company in 1(c) above, is the
     discloser making disclosures in respect of any other
     party to the offer?
If it is a cash offer or possible cash offer, state "N/A"


NEX GROUP PLC

































































































2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE
 
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
 
(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

























































































Class of relevant security:


Common Stock  ISIN  US12572Q1058








Interests


Short Positions








Number


%


Number


%




(1) Relevant securities owned and/or controlled:


6,256


0.00


1,459,206


0.43




(2) Cash-settled derivatives:


20,000


0.01


0


0.00




(3) Stock-settled derivatives (including options) and agreements to purchase/sell:


0


0.00


0


0.00




    TOTAL:


26,256


0.01


1,459,206


0.43


























































































































All interests and all short positions should be disclosed.
 
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
 
(b)        Rights to subscribe for new securities (including directors' and other employee options)





























































































Class of relevant security in relation to which subscription right exists:








Details, including nature of the rights concerned and relevant percentages:

































































































3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales





































































































Class of relevant security
ISIN  US12572Q1058


Purchase/sale


Number of securities


Price per unit




Common Stock


a buy


25,599


183.75  USD




Common Stock


a sell


-25,599


183.75  USD




Common Stock


Purchase


100


183.16  USD




Common Stock


Purchase


100


183.17  USD




Common Stock


Purchase


200


183.24  USD




Common Stock


Purchase


200


183.28  USD




Common Stock


Purchase


100


183.31  USD




Common Stock


Purchase


60


183.34  USD




Common Stock


Purchase


7


183.36  USD




Common Stock


Purchase


600


183.360833  USD




Common Stock


Purchase


10


183.39  USD




Common Stock


Purchase


602


183.406246  USD




Common Stock


Purchase


31


183.41  USD




Common Stock


Purchase


10


183.42  USD




Common Stock


Purchase


20


183.45  USD




Common Stock


Purchase


300


183.478333  USD




Common Stock


Purchase


300


183.51  USD




Common Stock


Purchase


500


183.529  USD




Common Stock


Purchase


20


183.53  USD




Common Stock


Purchase


2,061


183.545983  USD




Common Stock


Purchase


30


183.55  USD




Common Stock


Purchase


600


183.6175  USD




Common Stock


Purchase


87


183.63  USD




Common Stock


Purchase


1,820


183.703258  USD




Common Stock


Purchase


100


183.735  USD




Common Stock


Purchase


700


183.74  USD




Common Stock


Purchase


586


183.75  USD




Common Stock


Purchase


90


183.79  USD




Common Stock


Purchase


310


183.8  USD




Common Stock


Purchase


236


183.861271  USD




Common Stock


Purchase


100


183.9  USD




Common Stock


Purchase


100


183.98  USD




Common Stock


Purchase


5,584


184  USD




Common Stock


Purchase


3,314


184.468259  USD




Common Stock


Purchase


1,267


184.5  USD




Common Stock


Purchase


100


184.56  USD




Common Stock


Purchase


100


184.7  USD




Common Stock


Purchase


97


184.71  USD




Common Stock


Purchase


10


184.78  USD




Common Stock


Purchase


100


184.79  USD




Common Stock


Purchase


527


184.8  USD




Common Stock


Purchase


82


184.96  USD




Common Stock


Purchase


100


185.38  USD




Common Stock


Purchase


200


185.46  USD




Common Stock


Purchase


1,000


185.5  USD




Common Stock


Purchase


10


185.65  USD




Common Stock


Purchase


10


185.67  USD




Common Stock


Purchase


100


185.68  USD




Common Stock


Purchase


199


185.94  USD




Common Stock


Purchase


207


185.95  USD




Common Stock


Sale


-18


183.23  USD




Common Stock


Sale


-2


183.25  USD




Common Stock


Sale


-111


183.31  USD




Common Stock


Sale


-100


183.37  USD




Common Stock


Sale


-1,693


183.401979  USD




Common Stock


Sale


-142


183.424366  USD




Common Stock


Sale


-14,010


183.458472  USD




Common Stock


Sale


-6,789


183.459983  USD




Common Stock


Sale


-3,435


183.46337  USD




Common Stock


Sale


-40


183.48  USD




Common Stock


Sale


-100


183.58  USD




Common Stock


Sale


-301


183.61  USD




Common Stock


Sale


-200


183.62  USD




Common Stock


Sale


-180


183.624444  USD




Common Stock


Sale


-285


183.627018  USD




Common Stock


Sale


-200


183.63  USD




Common Stock


Sale


-500


183.65  USD




Common Stock


Sale


-100


183.665  USD




Common Stock


Sale


-200


183.67  USD




Common Stock


Sale


-16


183.68  USD




Common Stock


Sale


-225


183.71  USD




Common Stock


Sale


-27


183.73  USD




Common Stock


Sale


-104


183.735385  USD




Common Stock


Sale


-391


183.74  USD




Common Stock


Sale


-60


183.75  USD




Common Stock


Sale


-810


183.755247  USD




Common Stock


Sale


-200


183.765  USD




Common Stock


Sale


-100


183.77  USD




Common Stock


Sale


-100


183.795  USD




Common Stock


Sale


-200


183.8  USD




Common Stock


Sale


-300


183.81  USD




Common Stock


Sale


-100


183.82  USD




Common Stock


Sale


-4,699


183.829747  USD




Common Stock


Sale


-400


183.83  USD




Common Stock


Sale


-200


183.84  USD




Common Stock


Sale


-100


183.87  USD




Common Stock


Sale


-522


183.87182  USD




Common Stock


Sale


-603


183.88  USD




Common Stock


Sale


-191


183.89  USD




Common Stock


Sale


-1,500


183.898667  USD




Common Stock


Sale


-100


183.9  USD




Common Stock


Sale


-100


183.91  USD




Common Stock


Sale


-78


183.92  USD




Common Stock


Sale


-500


183.93  USD




Common Stock


Sale


-10


183.94  USD




Common Stock


Sale


-136


183.95  USD




Common Stock


Sale


-2,410


183.962469  USD




Common Stock


Sale


-196


183.97  USD




Common Stock


Sale


-150


183.975  USD




Common Stock


Sale


-8


183.99  USD




Common Stock


Sale


-2,955


184.009117  USD




Common Stock


Sale


-280


184.04  USD




Common Stock


Sale


-20


184.1  USD




Common Stock


Sale


-88


184.10375  USD




Common Stock


Sale


-1,598


184.125867  USD




Common Stock


Sale


-183


184.141858  USD




Common Stock


Sale


-200


184.15  USD




Common Stock


Sale


-100


184.175  USD




Common Stock


Sale


-600


184.18  USD




Common Stock


Sale


-300


184.2  USD




Common Stock


Sale


-8,013


184.200804  USD




Common Stock


Sale


-161


184.21  USD




Common Stock


Sale


-99


184.23  USD




Common Stock


Sale


-286


184.28  USD




Common Stock


Sale


-800


184.29  USD




Common Stock


Sale


-100


184.31  USD




Common Stock


Sale


-480


184.318687  USD




Common Stock


Sale


-268


184.32  USD




Common Stock


Sale


-100


184.34  USD




Common Stock


Sale


-100


184.35  USD




Common Stock


Sale


-200


184.38  USD




Common Stock


Sale


-200


184.39  USD




Common Stock


Sale


-1


184.47  USD




Common Stock


Sale


-100


184.49  USD




Common Stock


Sale


-100


184.52  USD




Common Stock


Sale


-47,930


184.520684  USD




Common Stock


Sale


-100


184.55  USD




Common Stock


Sale


-11


184.57  USD




Common Stock


Sale


-100


184.58  USD




Common Stock


Sale


-4,619


184.581868  USD




Common Stock


Sale


-5


184.59  USD




Common Stock


Sale


-340


184.61  USD




Common Stock


Sale


-1,500


184.624667  USD




Common Stock


Sale


-23


184.63  USD




Common Stock


Sale


-15,356


184.64346  USD




Common Stock


Sale


-400


184.65  USD




Common Stock


Sale


-100


184.67  USD




Common Stock


Sale


-100


184.68  USD




Common Stock


Sale


-300


184.69  USD




Common Stock


Sale


-200


184.71  USD




Common Stock


Sale


-100


184.8  USD




Common Stock


Sale


-6


184.85  USD




Common Stock


Sale


-100


184.86  USD




Common Stock


Sale


-100


184.91  USD




Common Stock


Sale


-200


184.92  USD




Common Stock


Sale


-100


184.95  USD




Common Stock


Sale


-94


185.17  USD




Common Stock


Sale


-900


185.241111  USD




Common Stock


Sale


-483


185.26  USD




Common Stock


Sale


-170


185.335882  USD




Common Stock


Sale


-100


185.55  USD




Common Stock


Sale


-1,100


185.6  USD




Common Stock


Sale


-100


185.61  USD




Common Stock


Sale


-100


185.75  USD




Common Stock


Sale


-200


185.82  USD




Common Stock


Sale


-98


185.86  USD




Common Stock


Sale


-601


185.9  USD




Common Stock


Sale


-100


185.92  USD




Common Stock


Sale


-2,580


185.923473  USD




Common Stock


Sale


-4,995


185.923693  USD




Common Stock


Sale


-10,244


185.923893  USD




Common Stock


Sale


-881


185.926405  USD




Common Stock


Sale


-100


185.94  USD




Common Stock


Sale


-100


186.56  USD











































































































(b)        Cash-settled derivative transactions

























































































Class of relevant security
 
ISIN 


Product description
e.g. CFD


Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


Number of reference securities


Price per unit



























































































































(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying





































































































Class of relevant security
 


Product description e.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date


Option money paid/ received per unit











































































































(ii)        Exercise





























































































Class of relevant security


Product description
e.g. call option


Exercising/ exercised against


Number of securities


Exercise price per unit















































































































(d)        Other dealings (including subscribing for new securities)

























































































Class of relevant security


Nature of dealing
e.g. subscription, conversion


Details


Price per unit (if applicable)











































































































4.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements





















































































Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




None





















































































(b)        Agreements, arrangements or understandings relating to options or derivatives





















































































Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




None

















































































(c)        Attachments

















































































Is a Supplemental Form 8 (Open Positions) attached?


NO





















































































 Date of disclosure:


02 November, 2018




 Contact name:


Jamison Van Doesburg




 Telephone number*:


020 7645 9700





















































































Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
 
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.






























































































































 




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