REG - Northern Trust Corp NEX Group PLC CME Group Inc. - Form 8.3 - CME Group Inc.

CMEAnnouncement

02/11/2018 14:30

RNS Number : 2286G
Northern Trust Corporation
02 November 2018
 


 FORM 8.3
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Identity of the person whose positions/dealings are being disclosed:


Northern Trust Corporation




(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
     The naming of nominee or vehicle companies is insufficient








(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


CME Group Inc.




(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:


 
 




(e) Date position held/dealing undertaken:


1st  November 2018
 




(f)  Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer?


YES
Nex Group Plc



 
2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE*
 
(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
 



Class of relevant security:
 


Common Stock




 
 


Interests


Short positions




Number


%


Number


%




(1) Relevant securities owned and/or controlled:


4,243,505


1.24












(2) Derivatives (other than options):




















(3) Options and agreements to purchase/sell:




















 
     TOTAL:


4,243,505


1.24











 
*Note: The difference in holdings from yesterday and today not explained by transactions, can be explained by stock transfers of 4,477 securities out of the relevant accounts.
 
All interests and all short positions should be disclosed.
 
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b)        Rights to subscribe for new securities (including directors' and other executive options)
 



Class of relevant security in relation to which subscription right exists:








Details, including nature of the rights concerned and relevant percentages:







 
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
 
3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
 
(a)        Purchases and sales
 



Class of relevant security


Buy/Sell


Quantity


Price




Common Stock


BUY


48


183.75




Common Stock


BUY


32


183.7316




Common Stock


BUY


202


183.7316




Common Stock


BUY


114


183.7316




Common Stock


BUY


24


183.7316




Common Stock


BUY


9870


183.7316




Common Stock


BUY


2313


183.7316




Common Stock


BUY


281


183.7316




Common Stock


BUY


858


183.7316




Common Stock


BUY


2469


183.7316




Common Stock


BUY


374


183.7316




Common Stock


BUY


823


183.7316




Common Stock


BUY


210


183.7316




Common Stock


BUY


307


183.7316




Common Stock


BUY


145


183.7316




Common Stock


BUY


414


183.7316




Common Stock


BUY


1929


183.7316




Common Stock


BUY


3276


183.7316




Common Stock


BUY


890


183.7316




Common Stock


BUY


351


183.7316




Common Stock


BUY


930


183.7316




Common Stock


BUY


380


183.7316




Common Stock


BUY


4406


183.7316




Common Stock


BUY


604


183.7316




Common Stock


BUY


137


183.7316




Common Stock


BUY


343


183.7316




Common Stock


BUY


848


183.7316




Common Stock


BUY


352


183.7316




Common Stock


BUY


333


183.7316




Common Stock


BUY


1582


183.7316




Common Stock


BUY


6016


183.7316




Common Stock


BUY


233


183.7316




Common Stock


BUY


610


183.7316




Common Stock


BUY


20


183.7316




Common Stock


BUY


250


183.7316




Common Stock


BUY


104


183.7316




Common Stock


BUY


1216


183.7316




Common Stock


BUY


24


183.7316




Common Stock


BUY


151


183.7316




Common Stock


BUY


44


183.7316




Common Stock


SELL


27


184.6




Common Stock


BUY


16


183.75




Common Stock


BUY


19


183.75




Common Stock


SELL


1


183.75




Common Stock


BUY


12


183.75




Common Stock


BUY


8


183.75




Common Stock


BUY


4700


184.345




Common Stock


SELL


46


184.48



 
 
(b)           Derivatives transactions (other than options)
 



Class of relevant security


Product description
e.g. CFD


Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


Number of reference securities


Price per unit

























 
(c)        Options transactions in respect of existing securities
 
(i)         Writing, selling, purchasing or varying
 



Class of relevant security


Product description e.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date


Option money paid/ received per unit





































 
(ii)        Exercising
 



Class of relevant security


Product description
e.g. call option


Number of securities


Exercise price per unit
















 
 



 
(d)        Other dealings (including subscribing for new securities)
 



Class of relevant security


Nature of dealing
e.g. subscription, conversion


Details


Price per unit (if applicable)








 
 











 
The currency of all prices and other monetary amounts should be stated.
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
4.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 



Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
(c)        Attachments
 



Is a Supplemental Form 8 (Open Positions) attached?


No



 
 
 



Date of disclosure:


 2nd November 2018




Contact name:


Simon Jeal




Telephone number:


020 7982 2158



           
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.




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