REG - Societe Generale SA NEX Group PLC CME Group Inc. - Form 8.3 - CME Group Inc

CMEAnnouncement

02/11/2018 08:50

RNS Number : 1663G
Societe Generale SA
02 November 2018
 


                                                                                                                            FORM 8.3
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Full name of discloser:


Société Générale S.A.




(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
     The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.








(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


 CME Group Inc




(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:








(e) Date position held/dealing undertaken:
     For an opening position disclosure, state the latest practicable date prior to the disclosure


01/11/2018




(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
     If it is a cash offer or possible cash offer, state "N/A"


YES: NEX Group Plc



 
2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE
 
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
 
(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
 



Class of relevant security:
 


Ordinary




 
 


Interests


Short positions








Number


%


Number


%




(1) Relevant securities owned and/or controlled:


349,240


0.10


121,226


0.04




(2) Cash-settled derivatives:
 


34,956


0.01


3,094


0.00




(3) Stock-settled derivatives (including options) and agreements to purchase/sell:


0


0.00


0


0.00




 
     TOTAL:


384,196


0.11


124,320


0.04



           
All interests and all short positions should be disclosed.
 
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
 
(b)        Rights to subscribe for new securities (including directors' and other employee options)
 



Class of relevant security in relation to which subscription right exists:








Details, including nature of the rights concerned and relevant percentages:







 
 
3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)           Purchases and sales
 



Class of relevant security


Purchase/sale


Number of securities


Price per unit
USD




Ordinary


Purchase


830


186.110407




Ordinary


Purchase


33


183.75




Ordinary


Purchase


63


183.520159




Ordinary


Purchase


5,086


183.979915




Ordinary


Purchase


1,793


183.833586




Ordinary


Purchase


1,200


183.817383




Ordinary


Purchase


1,062


183.75




Ordinary


Purchase


640


183.635844




Ordinary


Purchase


14


183.76




Ordinary


Purchase


14


184.29




Ordinary


Purchase


600


183.36




Ordinary


Purchase


1,485


183.75




Ordinary


Purchase


16


183.75




Ordinary


Purchase


200


183.95




Ordinary


Purchase


256,589


183.985366




Ordinary


Purchase


256,589


183.985366




Ordinary


Sale


100


183.76




Ordinary


Sale


7,265


183.708142




Ordinary


Sale


16,477


184.173308




Ordinary


Sale


100


185.98




Ordinary


Sale


610


184.653607




Ordinary


Sale


200


184.055




Ordinary


Sale


3,100


184.292581




Ordinary


Sale


3,466


184.718647




Ordinary


Sale


1,100


183.75




Ordinary


Sale


31


183.6




Ordinary


Sale


9


183.86




Ordinary


Sale


500


185.198




Ordinary


Sale


800


183.80375




Ordinary


Sale


1,100


183.619091




Ordinary


Sale


300


183.68




Ordinary


Sale


1,400


184.720714




Ordinary


Sale


50


184.72




Ordinary


Sale


15,728


183.24




Ordinary


Sale


13,668


183.75




Ordinary


Sale


200


183.95




Ordinary


Sale


256,589


184.195506




Ordinary


Sale


256,589


184.195506








Total Purchases


526,214












Total Sales


579,382







 
 
(b)        Cash-settled derivative transactions
 



Class of relevant security


Product description
e.g. CFD


Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


Number of reference securities


Price per unit USD

























 
 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



Class of relevant security


Product description e.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date


Option money paid/ received per unit USD





































 
(ii)        Exercise
 



Class of relevant security


Product description
e.g. call option


Exercising/ exercised against


Number of securities


Exercise price per unit USD




















 
 



 
(d)        Other dealings (including subscribing for new securities)
 



Class of relevant security


Nature of dealing
e.g. subscription, conversion


Details


Price per unit (if applicable) USD








 
 











4.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




 
 
 



 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 



Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
 
 



 
(c)        Attachments
 



Is a Supplemental Form 8 (Open Positions) attached?


NO



 
 



Date of disclosure:


02/11/2018




Contact name:


Olivier Vero




Telephone number:


+44 20 7676 6969



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.




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