REG - State Street Global NEX Group PLC CME Group Inc. - Form 8.3 - NEX Group plc

CMEAnnouncement

02/11/2018 14:55

RNS Number : 2340G
State Street Global Advisors
02 November 2018
 


FORM 8.3
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Full name of discloser:


State Street Global Advisors & Affiliates
 




(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
     The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.








(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


 
NEX Group plc




(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:








(e) Date position held/dealing undertaken:
     For an opening position disclosure, state the latest practicable date prior to the disclosure


 
01-November-2018




(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
     If it is a cash offer or possible cash offer, state "N/A"


YES / NO / N/A
If YES, specify which:
 
Yes - CME Group Inc.



 
2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE
 
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
 
(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
 



Class of relevant security:
 


17.5p ordinary - 1,398,660 Shares
ADR - 400 Shares (1 ADR = 2 ordinary shares)




 
 


Interests


Short positions








Number


%


Number


%




(1) Relevant securities owned and/or controlled:


1,399,460


0.36702%












(2) Cash-settled derivatives:
 




















(3) Stock-settled derivatives (including options) and agreements to purchase/sell:




















 
     TOTAL:


1,399,460


0.36702%











 
 
The change in the holding of 1,066,315 shares since the last disclosure for dealing 31 October 2018 is due to the transfer in of a discretionary holding.
 
All interests and all short positions should be disclosed.
 
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
 
(b)        Rights to subscribe for new securities (including directors' and other employee options)
 



Class of relevant security in relation to which subscription right exists:








Details, including nature of the rights concerned and relevant percentages:







 
 
3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales
 



Class of relevant security


Purchase/sale
 


Number of securities


Price per unit




17.5p ordinary


Sale


8,836


 
        GBP 11.29
 




17.5p ordinary


Sale


255,143


 
        GBP 11.2734
 




17.5p ordinary


Sale


255,143


 
        GBP 11.29
 




17.5p ordinary


Sale


125,876


 
        GBP 11.29
 




17.5p ordinary


Sale


125,877


 
        GBP 11.2734
 




17.5p ordinary


Sale


112,145


 
        GBP 11.29
 




17.5p ordinary


Sale


61,169


 
        GBP 11.29
 




17.5p ordinary


Sale


11,025


 
        GBP 11.2734
 




17.5p ordinary


Sale


11,025


 
        GBP 11.29
 




17.5p ordinary


Sale


27,772


 
        GBP 11.29
 




17.5p ordinary


Sale


21,004


 
        GBP 11.2736
 




17.5p ordinary


Sale


47,277


 
        GBP 11.29
 




17.5p ordinary


Sale


2,099


 
        GBP 11.29
 




17.5p ordinary


Sale


2,098


 
        GBP 11.273398




17.5p ordinary


Sale


13,831


 
        GBP 11.29
 




17.5p ordinary


Sale


9,907


 
        GBP 11.2734
 




17.5p ordinary


Sale


9,908


 
        GBP 11.29
 




17.5p ordinary


Sale


36,826


 
        GBP 11.29
 




17.5p ordinary


Sale


2,636


 
        GBP 11.273399
 




17.5p ordinary


Sale


2,636


 
        GBP 11.29
 




17.5p ordinary


Sale


24,133


 
        GBP 11.2734
 




17.5p ordinary


Sale


24,134


 
        GBP 11.29
 




17.5p ordinary


Sale


15,492


 
        GBP 11.29
 




17.5p ordinary


Sale


15,493


 
        GBP 11.2734
 




17.5p ordinary


Sale


144,647


 
        GBP 11.2734
 




17.5p ordinary


Sale


144,646


 
        GBP 11.29
 




17.5p ordinary


Sale


 
12,971


 
        GBP 11.2734
 




17.5p ordinary


Sale


 
12,972


 
        GBP 11.29
 




17.5p ordinary


Sale


 
157,730


 
        GBP 11.29
 




17.5p ordinary


Sale


 
20,744


 
        GBP 11.29
 




17.5p ordinary


Sale


 
30,844


 
        GBP 11.29
 




17.5p ordinary


Sale


 
85,689


 
        GBP 11.29
 




17.5p ordinary


Sale


 
1,731


 
        GBP 11.29
 




17.5p ordinary


Sale


 
1,732


 
        GBP 11.273401
 




17.5p ordinary


Sale


6,964
 


 
        GBP 11.2734
 




17.5p ordinary


Sale


6,964
 


 
        GBP 11.29
 




17.5p ordinary


Sale


35,046
 


 
        GBP 11.29
 




17.5p ordinary


Sale


55,967
 


 
        GBP 11.29
 




17.5p ordinary


Sale


61,520
 


 
        GBP 11.29
 




17.5p ordinary


Sale


2,249
 


 
        GBP 11.273402
 




17.5p ordinary


Sale


2,248
 


 
        GBP 11.29
 




17.5p ordinary


Sale


45,127
 


 
        GBP 11.29
 




17.5p ordinary


Sale


7,666
 


 
        GBP 11.2733
 




17.5p ordinary


Sale


11,152
 


 
        GBP 11.29
 




17.5p ordinary


Sale


11,152
 


 
        GBP 11.2734
 




17.5p ordinary


Sale


780
 


 
        GBP 11.273397
 




17.5p ordinary


Sale


780
 


 
        GBP 11.29
 




17.5p ordinary


Sale


260
 


 
        GBP 11.29
 




17.5p ordinary


Sale


260
 


 
        GBP 11.273385
 




17.5p ordinary


Sale


777
 


 
        GBP 11.273398
 




17.5p ordinary


Sale


777
 


 
        GBP 11.29
 




17.5p ordinary


Sale


20,765
 


 
        GBP 11.29
 




17.5p ordinary


Sale


20,764
 


 
        GBP 11.2734
 




17.5p ordinary


Sale


6,387
 


 
        GBP 11.29
 




17.5p ordinary


Sale


6,387
 


 
        GBP 11.273401
 




17.5p ordinary


Sale


3,449
 


 
        GBP 11.29
 




17.5p ordinary


Sale


 
3,449


 
        GBP 11.273401
 




17.5p ordinary


Sale


 
8,865


 
        GBP 11.29
 




17.5p ordinary


Sale


 
8,865


 
        GBP 11.2734
 




17.5p ordinary


Sale


 
4,580


 
        GBP 11.29
 




17.5p ordinary


Sale


 
308,665


 
        GBP 11.29
 




17.5p ordinary


Sale


 
97,553


 
        GBP 11.29
 




17.5p ordinary


Sale


 
4,544


 
        GBP 11.29
 




17.5p ordinary


Sale


 
266,916


 
        GBP 11.29
 



 
(b)        Cash-settled derivative transactions
 



Class of relevant security


Product description
e.g. CFD


Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


Number of reference securities


Price per unit








 
 















 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



Class of relevant security


Product description e.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date


Option money paid/ received per unit





































 
(ii)        Exercise
 



Class of relevant security


Product description
e.g. call option


Exercising/ exercised against


Number of securities


Exercise price per unit




















 
 



 
(d)        Other dealings (including subscribing for new securities)
 



Class of relevant security


Nature of dealing
e.g. subscription, conversion


Details


Price per unit (if applicable)








 
 











 
 
4.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 



Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
(c)        Attachments
 



Is a Supplemental Form 8 (Open Positions) attached?


No



 
 



Date of disclosure:


 
02-November-2018




Contact name:


 
Colin Fernandes




Telephone number*:


 
020 33956221



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
 
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.




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