REG - CMO Group PLC - Holding(s) in Company

CMOAnnouncement

12/07/2021 10:05

RNS Number : 9133E
  
CMO Group PLC
  
12 July 2021
  
 

TR-1: Standard form for notification of major holdings
 



NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i










1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: 


CMO GROUP PLC




1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)




Non-UK issuer








2. Reason for the notification (please mark the appropriate box or boxes with an "X")




An acquisition or disposal of voting rights


X




An acquisition or disposal of financial instruments








An event changing the breakdown of voting rights


X




Other (please specify)iii: Transfers out of shares by clients.








3. Details of person subject to the notification obligationiv




Name


CANACCORD GENUITY GROUP INC




City and country of registered office (if applicable)


VANCOUVER, CANADA




4. Full name of shareholder(s) (if different from 3.)v




Name


DISCRETIONARY CLIENTS




City and country of registered office (if applicable)


As above




5. Date on which the threshold was crossed or reachedvi:


08 JULY 2021




6. Date on which issuer notified (DD/MM/YYYY):


09 JULY 2021




7. Total positions of person(s) subject to the notification obligation








% of voting rights attached to shares (total of 8. A)


% of voting rights through financial instruments

(total of 8.B 1 + 8.B 2)


Total of both in % (8.A + 8.B)


Total number of voting rights held in issuer (8.A + 8.B) vii




Resulting situation on the date on which threshold was crossed or reached


5.3684






5.3684


3,863,636




Position of previous notification (if 
applicable)


N/A






N/A
















 



8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii




A: Voting rights attached to shares




Class/type of

shares
ISIN code (if possible)


Number of voting rightsix


% of voting rights




Direct
(DTR5.1)


Indirect
 (DTR5.2.1)


Direct
(DTR5.1)


Indirect
(DTR5.2.1)




GB00BMB5Y385






3,863,636






5.3684
















































SUBTOTAL 8. A


3,863,636


5.3684




 
 




B 1: Financial Instruments according to DTR5.3.1R (1) (a)




Type of financial instrument


Expiration

datex


Exercise/

Conversion Periodxi


Number of voting rights that may be acquired if the instrument is 
exercised/converted.


% of voting rights














































































SUBTOTAL 8. B 1












 
 




B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)




Type of financial instrument


Expiration

datex


Exercise/

Conversion Period xi


Physical or cash 
settlementxii


Number of voting rights 


% of voting rights






























































































SUBTOTAL 8.B.2












 
 
 




9. Information in relation to the person subject to the notification obligation (please mark the 
applicable box with an "X")


 




Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii






 




Full chain of controlled undertakings through which the voting rights and/or the

financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)


X


 




Namexv


% of voting rights if it equals or is higher than the notifiable threshold


% of voting rights through financial instruments if it equals or is higher than the notifiable threshold


Total of both if it equals or is higher than the notifiable threshold


 




Canaccord Genuity Group Inc.


5.3684






5.3684


 




Canaccord Genuity Wealth Group Holdings Limited


5.3684






5.3684


 




Canaccord Genuity Wealth Group Holdings (Jersey) Limited


5.3684






5.3684


 




Canaccord Genuity Wealth Group Limited


5.3684






5.3684


 




Hargreave Hale Ltd


5.3684






5.3684


 








 




10. In case of proxy voting, please identify:


 




Name of the proxy holder






 




The number and % of voting rights held






 




The date until which the voting rights will be held






 








 




11. Additional informationxvi


 




The change in the percentage of shares held is due entirely to participation in the placing/IPO by CMO Group plc, the shares from which were admitted to AIM on 08/07/2021.


 



















 
 
 



Place of completion


BLACKPOOL, ENGLAND




Date of completion


09 JULY 2021



 
 

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