REG - Barclays PLC Darktrace PLC - Form 8.3 - Darktrace plc

DarktraceAnnouncement

30/09/2024 15:00

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RNS Number : 2963G  Barclays PLC  30 September 2024

 FORM 8.3
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
 A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
 MORE
 Rule 8.3 of the Takeover Code (the "Code")
 1.                                                                                       KEY INFORMATION
 (a)              Full name of discloser:                                                                    Barclays PLC.
 (b)              Owner or controller of interest and short
                  positions disclosed, if different from 1(a):
 (c)              Name of offeror/offeree in relation to whose                                               DARKTRACE PLC
                  relevant securities this form relates:
 (d)              If an exempt fund manager connected with an
                  offeror/offeree, state this and specify identity of
                  offeror/offeree:
 (e)              Date position held/dealing undertaken:                                                     27 Sep 2024
 (f)              In addition to the company in 1(c) above, is the discloser making                          NO
                  disclosures in respect of any other party to the offer?
 2.                                                                                       POSITIONS OF THE PERSON MAKING THE DISCLOSURE
 (a)              Interests and short positions in the relevant securities of the offeror or
                  offeree
                  to which the disclosure relates following the dealing(if any)
 Class of relevant security:                                                              1p ordinary
                                                                                          Interests                           Short Positions
                                                                                          Number             (%)              Number         (%)
 (1)              Relevant securities owned
                  and/or controlled:                                                      24,279,909         3.46%            180,597        0.03%
 (2)              Cash-settled derivatives:
                  and/or controlled:                                                      99,706             0.01%            23,911,139     3.41%
 (3)              Stock-settled derivatives (including options)
                  and agreements to purchase/sell:                                        0                  0.00%            0              0.00%

                  TOTAL:                                                                  24,379,615         3.48%            24,091,736     3.44%
 (b)              Rights to subscribe for new securities (including directors and other
                  executive
                  options)
 Class of relevant security in relation to
 which subscription right exists
 Details, including nature of the rights
 concerned and relevant percentages:
 3.                                                                                       DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
 (a)              Purchases and sales
 Class of relevant                                  Purchase/sale                         Number of                           Price per unit
 security                                                                                 securities
 1p ordinary                                        Purchase                              732,610                             5.7619  GBP
 1p ordinary                                        Purchase                              601,669                             5.7578  GBP
 1p ordinary                                        Purchase                              323,883                             5.7712  GBP
 1p ordinary                                        Purchase                              258,708                             5.7640  GBP
 1p ordinary                                        Purchase                              193,608                             5.7600  GBP
 1p ordinary                                        Purchase                              130,210                             5.7710  GBP
 1p ordinary                                        Purchase                              99,991                              5.7681  GBP
 1p ordinary                                        Purchase                              43,554                              5.7660  GBP
 1p ordinary                                        Purchase                              34,886                              5.7686  GBP
 1p ordinary                                        Purchase                              27,176                              5.7635  GBP
 1p ordinary                                        Purchase                              9,267                               5.7759  GBP
 1p ordinary                                        Purchase                              8,143                               5.7687  GBP
 1p ordinary                                        Purchase                              7,210                               5.7638  GBP
 1p ordinary                                        Purchase                              4,728                               5.7736  GBP
 1p ordinary                                        Purchase                              4,200                               5.7780  GBP
 1p ordinary                                        Purchase                              4,017                               5.7676  GBP
 1p ordinary                                        Purchase                              3,562                               5.7620  GBP
 1p ordinary                                        Purchase                              2,360                               5.7598  GBP
 1p ordinary                                        Purchase                              1,378                               5.7680  GBP
 1p ordinary                                        Purchase                              1,141                               5.7634  GBP
 1p ordinary                                        Purchase                              589                                 5.7540  GBP
 1p ordinary                                        Purchase                              570                                 5.7580  GBP
 1p ordinary                                        Purchase                              442                                 5.7520  GBP
 1p ordinary                                        Sale                                  1,005,024                           5.7580  GBP
 1p ordinary                                        Sale                                  219,082                             5.7639  GBP
 1p ordinary                                        Sale                                  148,416                             5.7560  GBP
 1p ordinary                                        Sale                                  140,193                             5.7658  GBP
 1p ordinary                                        Sale                                  130,210                             5.7681  GBP
 1p ordinary                                        Sale                                  89,614                              5.7692  GBP
 1p ordinary                                        Sale                                  82,616                              5.7662  GBP
 1p ordinary                                        Sale                                  49,669                              5.7640  GBP
 1p ordinary                                        Sale                                  19,500                              5.7680  GBP
 1p ordinary                                        Sale                                  17,430                              5.7675  GBP
 1p ordinary                                        Sale                                  11,748                              5.7610  GBP
 1p ordinary                                        Sale                                  8,026                               5.7619  GBP
 1p ordinary                                        Sale                                  6,183                               5.7632  GBP
 1p ordinary                                        Sale                                  6,073                               5.7618  GBP
 1p ordinary                                        Sale                                  4,750                               5.7720  GBP
 1p ordinary                                        Sale                                  4,281                               5.7645  GBP
 1p ordinary                                        Sale                                  2,671                               5.7600  GBP
 1p ordinary                                        Sale                                  2,026                               5.7679  GBP
 1p ordinary                                        Sale                                  1,880                               5.7666  GBP
 1p ordinary                                        Sale                                  1,752                               5.7709  GBP
 1p ordinary                                        Sale                                  1,748                               5.7586  GBP
 1p ordinary                                        Sale                                  1,152                               5.7628  GBP
 1p ordinary                                        Sale                                  1,053                               5.7653  GBP
 1p ordinary                                        Sale                                  953                                 5.7570  GBP
 1p ordinary                                        Sale                                  838                                 5.7660  GBP
 1p ordinary                                        Sale                                  636                                 5.7629  GBP
 1p ordinary                                        Sale                                  247                                 5.7840  GBP

 (b)              Cash-settled derivative transactions
 Class of                                           Product                               Nature of dealing                   Number of      Price per
 relevant                                           description                                                               reference      unit
 security                                                                                                                     securities
 1p ordinary                                        SWAP                                  Decreasing Short                    22,867         5.7577  GBP
 1p ordinary                                        SWAP                                  Decreasing Short                    163,155        5.7578  GBP
 1p ordinary                                        SWAP                                  Decreasing Short                    3,195          5.7600  GBP
 1p ordinary                                        SWAP                                  Decreasing Short                    11,748         5.7610  GBP
 1p ordinary                                        SWAP                                  Decreasing Short                    10,279         5.7622  USD
 1p ordinary                                        SWAP                                  Decreasing Short                    47,577         5.7640  GBP
 1p ordinary                                        SWAP                                  Decreasing Short                    2,026          5.7679  GBP
 1p ordinary                                        SWAP                                  Decreasing Short                    19,500         5.7680  GBP
 1p ordinary                                        SWAP                                  Decreasing Short                    339            5.7716  GBP
 1p ordinary                                        SWAP                                  Decreasing Short                    168            5.7734  GBP
 1p ordinary                                        SWAP                                  Decreasing Short                    247            5.7840  GBP
 1p ordinary                                        SWAP                                  Increasing Short                    17,800         5.7634  GBP
 1p ordinary                                        SWAP                                  Increasing Short                    27,176         5.7635  GBP
 1p ordinary                                        SWAP                                  Increasing Short                    250,995        5.7640  GBP
 1p ordinary                                        SWAP                                  Increasing Short                    42,296         5.7660  GBP
 1p ordinary                                        SWAP                                  Increasing Short                    4,017          5.7676  GBP
 1p ordinary                                        SWAP                                  Increasing Short                    130,210        5.7710  GBP
 1p ordinary                                        SWAP                                  Increasing Short                    323,883        5.7711  GBP
 1p ordinary                                        SWAP                                  Increasing Short                    4,728          5.7736  GBP
 1p ordinary                                        SWAP                                  Increasing Short                    15,575         5.7785  GBP
 1p ordinary                                        SWAP                                  Increasing Short                    350,000        5.7920  USD

 (c)              Stock-settled derivative transactions (including options)
 (i)              Writing, selling, purchasing or varying
 Class            Product                           Writing,           Number             Exercise           Type             Expiry         Option
 of               description                       purchasing,        of                 price                               date           money
 relevant                                           selling,           securities         per unit                                           paid/
 security                                           varying etc        to which                                                              received
                                                                       option                                                                per unit
                                                                       relates

 (ii)             Exercising
 Class of relevant                                  Product description                   Exercising/ exercised against       Number of      Exercise price per
 security                                                                                                                     securities     unit

 (d)              Other dealings (including subscribing for new securities)
 Class of relevant                                  Nature of Dealings                    Details                             Price per unit (if
 security                                                                                                                     applicable)

 4.                                                                                       OTHER INFORMATION
 (a)              Indemnity and other dealings arrangements
 Details of any indemnity or option arrangement, or any agreement or
 understanding,
 formal or informal, relating to relevant securities which may be an inducement
 to deal
 or refrain from dealing entered into by the exempt principal trader making the
 disclosure and any party
 to the offer or any person acting in concert with a party to the offer:
 NONE
 (b)              Agreements, arrangements or understandings relating to options or derivatives
 Details of any agreement, arrangement or understanding, formal or informal,
 between
 the person making the disclosure and any other person relating to:
 (i)  the voting rights of any relevant securities under any option; or
 (ii) the voting rights of future acquisition or disposal of any relevant
 securities to which
 any derivative is referenced:
 NONE
 (c)              Attachments
 Is a Supplemental Form 8 (Open Positions) attached?                                      NO
 Date of disclosure:                                                                      30 Sep 2024
 Contact name:                                                                            Large Holdings Regulatory Operations
 Telephone number:                                                                        020 3134 7213

 

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