REG - Barclays PLC Darktrace PLC - Form 8.3 - Darktrace plc

DarktraceAnnouncement

01/10/2024 15:30

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RNS Number : 5180G  Barclays PLC  01 October 2024

 FORM 8.3
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
 A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
 MORE
 Rule 8.3 of the Takeover Code (the "Code")
 1.                                                                                       KEY INFORMATION
 (a)              Full name of discloser:                                                                    Barclays PLC.
 (b)              Owner or controller of interest and short
                  positions disclosed, if different from 1(a):
 (c)              Name of offeror/offeree in relation to whose                                               DARKTRACE PLC
                  relevant securities this form relates:
 (d)              If an exempt fund manager connected with an
                  offeror/offeree, state this and specify identity of
                  offeror/offeree:
 (e)              Date position held/dealing undertaken:                                                     30 Sep 2024
 (f)              In addition to the company in 1(c) above, is the discloser making                          NO
                  disclosures in respect of any other party to the offer?
 2.                                                                                       POSITIONS OF THE PERSON MAKING THE DISCLOSURE
 (a)              Interests and short positions in the relevant securities of the offeror or
                  offeree
                  to which the disclosure relates following the dealing(if any)
 Class of relevant security:                                                              1p ordinary
                                                                                          Interests                           Short Positions
                                                                                          Number             (%)              Number         (%)
 (1)              Relevant securities owned
                  and/or controlled:                                                      27,443,566         3.91%            523,253        0.07%
 (2)              Cash-settled derivatives:
                  and/or controlled:                                                      210,789            0.03%            25,057,057     3.58%
 (3)              Stock-settled derivatives (including options)
                  and agreements to purchase/sell:                                        0                  0.00%            0              0.00%

                  TOTAL:                                                                  27,654,355         3.94%            25,580,310     3.65%
 (b)              Rights to subscribe for new securities (including directors and other
                  executive
                  options)
 Class of relevant security in relation to
 which subscription right exists
 Details, including nature of the rights
 concerned and relevant percentages:
 3.                                                                                       DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
 (a)              Purchases and sales
 Class of relevant                                  Purchase/sale                         Number of                           Price per unit
 security                                                                                 securities
 1p ordinary                                        Purchase                              1,636,743                           5.7744  GBP
 1p ordinary                                        Purchase                              1,561,975                           5.7680  GBP
 1p ordinary                                        Purchase                              500,000                             5.7750  GBP
 1p ordinary                                        Purchase                              90,205                              5.7715  GBP
 1p ordinary                                        Purchase                              37,865                              5.7723  GBP
 1p ordinary                                        Purchase                              35,924                              5.7721  GBP
 1p ordinary                                        Purchase                              15,588                              5.7740  GBP
 1p ordinary                                        Purchase                              7,205                               5.7726  GBP
 1p ordinary                                        Purchase                              2,613                               5.7714  GBP
 1p ordinary                                        Purchase                              254                                 5.7760  GBP
 1p ordinary                                        Sale                                  560,622                             5.7680  GBP
 1p ordinary                                        Sale                                  215,233                             5.7685  GBP
 1p ordinary                                        Sale                                  128,422                             5.7702  GBP
 1p ordinary                                        Sale                                  98,869                              5.7679  GBP
 1p ordinary                                        Sale                                  21,126                              5.7714  GBP
 1p ordinary                                        Sale                                  15,112                              5.7671  GBP
 1p ordinary                                        Sale                                  9,117                               5.7687  GBP
 1p ordinary                                        Sale                                  8,491                               5.7668  GBP
 1p ordinary                                        Sale                                  4,575                               5.7711  GBP
 1p ordinary                                        Sale                                  1,999                               5.7717  GBP
 1p ordinary                                        Sale                                  1,175                               5.7721  GBP
 1p ordinary                                        Sale                                  1,077                               5.7762  GBP
 1p ordinary                                        Sale                                  811                                 5.7667  GBP
 1p ordinary                                        Sale                                  772                                 5.7757  GBP
 1p ordinary                                        Sale                                  665                                 5.7820  GBP
 1p ordinary                                        Sale                                  254                                 5.7760  GBP

 (b)              Cash-settled derivative transactions
 Class of                                           Product                               Nature of dealing                   Number of      Price per
 relevant                                           description                                                               reference      unit
 security                                                                                                                     securities
 1p ordinary                                        SWAP                                  Decreasing Short                    44             5.7600  GBP
 1p ordinary                                        SWAP                                  Decreasing Short                    811            5.7667  GBP
 1p ordinary                                        SWAP                                  Decreasing Short                    8,491          5.7668  GBP
 1p ordinary                                        SWAP                                  Decreasing Short                    15,112         5.7671  GBP
 1p ordinary                                        SWAP                                  Decreasing Short                    2,966          5.7679  GBP
 1p ordinary                                        SWAP                                  Decreasing Short                    241,030        5.7680  GBP
 1p ordinary                                        SWAP                                  Decreasing Short                    126,434        5.7702  GBP
 1p ordinary                                        SWAP                                  Decreasing Short                    4,575          5.7711  GBP
 1p ordinary                                        SWAP                                  Decreasing Short                    21,126         5.7714  GBP
 1p ordinary                                        SWAP                                  Increasing Short                    1,070,847      5.7680  GBP
 1p ordinary                                        SWAP                                  Increasing Short                    67,970         5.7685  GBP
 1p ordinary                                        SWAP                                  Increasing Short                    2,613          5.7714  GBP
 1p ordinary                                        SWAP                                  Increasing Short                    90,205         5.7715  GBP
 1p ordinary                                        SWAP                                  Increasing Short                    35,924         5.7721  GBP
 1p ordinary                                        SWAP                                  Increasing Short                    37,865         5.7723  GBP
 1p ordinary                                        CFD                                   Increasing Short                    150,000        5.7685  GBP

 (c)              Stock-settled derivative transactions (including options)
 (i)              Writing, selling, purchasing or varying
 Class            Product                           Writing,           Number             Exercise           Type             Expiry         Option
 of               description                       purchasing,        of                 price                               date           money
 relevant                                           selling,           securities         per unit                                           paid/
 security                                           varying etc        to which                                                              received
                                                                       option                                                                per unit
                                                                       relates

 (ii)             Exercising
 Class of relevant                                  Product description                   Exercising/ exercised against       Number of      Exercise price per
 security                                                                                                                     securities     unit

 (d)              Other dealings (including subscribing for new securities)
 Class of relevant                                  Nature of Dealings                    Details                             Price per unit (if
 security                                                                                                                     applicable)

 4.                                                                                       OTHER INFORMATION
 (a)              Indemnity and other dealings arrangements
 Details of any indemnity or option arrangement, or any agreement or
 understanding,
 formal or informal, relating to relevant securities which may be an inducement
 to deal
 or refrain from dealing entered into by the exempt principal trader making the
 disclosure and any party
 to the offer or any person acting in concert with a party to the offer:
 NONE
 (b)              Agreements, arrangements or understandings relating to options or derivatives
 Details of any agreement, arrangement or understanding, formal or informal,
 between
 the person making the disclosure and any other person relating to:
 (i)  the voting rights of any relevant securities under any option; or
 (ii) the voting rights of future acquisition or disposal of any relevant
 securities to which
 any derivative is referenced:
 NONE
 (c)              Attachments
 Is a Supplemental Form 8 (Open Positions) attached?                                      NO
 Date of disclosure:                                                                      01 Oct 2024
 Contact name:                                                                            Large Holdings Regulatory Operations
 Telephone number:                                                                        020 3134 7213

 

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