REG - Goldman Sachs (EPT) Darktrace PLC - Form 8.5 (EPT/RI)
17/08/2022 11:30
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RNS Number : 3395W GoldmanSachs International 17 August 2022
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: (GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form DARKTRACE PLC
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is THOMA BRAVO L.P.
connected:
(d) Date dealing undertaken: 16 August 2022
(e) In addition to the company in 1(b) above, is the exempt principal trader N/A
making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
1p ordinary Purchases 3,870,113 5.3150 GBP 4.8445 GBP
1p ordinary Sales 3,175,883 5.3020 GBP 4.8495 GBP
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
1p ordinary CFD Increasing a long position 301 4.1480 GBP
1p ordinary CFD Reducing a long position 301 4.1480 GBP
1p ordinary CFD Opening a short position 13,823 4.8650 GBP
1p ordinary CFD Opening a short position 4,746 4.8655 GBP
1p ordinary CFD Increasing a short position 156 4.8682 GBP
1p ordinary CFD Increasing a short position 914 4.8682 GBP
1p ordinary CFD Increasing a short position 3,259 4.8682 GBP
1p ordinary CFD Increasing a short position 145 4.8682 GBP
1p ordinary CFD Increasing a short position 211 4.8682 GBP
1p ordinary CFD Reducing a long position 88,496 4.8700 GBP
1p ordinary CFD Reducing a long position 36,870 4.8700 GBP
1p ordinary CFD Reducing a long position 9,264 4.8723 GBP
1p ordinary CFD Opening a short position 692 4.8723 GBP
1p ordinary CFD Reducing a long position 82,824 4.8724 GBP
1p ordinary CFD Opening a short position 89,373 4.8814 GBP
1p ordinary CFD Increasing a short position 40 4.8997 GBP
1p ordinary CFD Increasing a short position 4 4.8997 GBP
1p ordinary CFD Increasing a short position 1,744 4.8997 GBP
1p ordinary CFD Increasing a short position 23 4.8997 GBP
1p ordinary CFD Increasing a short position 12 4.8997 GBP
1p ordinary CFD Reducing a long position 219 4.9071 GBP
1p ordinary CFD Reducing a long position 278 4.9080 GBP
1p ordinary CFD Increasing a long position 2,800 4.9099 GBP
1p ordinary CFD Opening a long position 9,264 4.9099 GBP
1p ordinary CFD Increasing a long position 215 4.9100 GBP
1p ordinary CFD Increasing a short position 3,692 4.9104 GBP
1p ordinary CFD Reducing a long position 6,776 4.9106 GBP
1p ordinary CFD Reducing a long position 384 4.9184 GBP
1p ordinary CFD Reducing a long position 169 4.9184 GBP
1p ordinary CFD Reducing a long position 94 4.9188 GBP
1p ordinary CFD Reducing a long position 132 4.9299 GBP
1p ordinary CFD Increasing a short position 51 4.9306 GBP
1p ordinary CFD Reducing a long position 37 4.9306 GBP
1p ordinary CFD Increasing a short position 597 4.9306 GBP
1p ordinary CFD Increasing a short position 93 4.9306 GBP
1p ordinary CFD Increasing a short position 38 4.9306 GBP
1p ordinary CFD Increasing a short position 949 4.9334 GBP
1p ordinary CFD Reducing a long position 1,033 4.9334 GBP
1p ordinary CFD Increasing a short position 5,631 4.9334 GBP
1p ordinary CFD Increasing a short position 20,126 4.9334 GBP
1p ordinary CFD Increasing a short position 803 4.9334 GBP
1p ordinary CFD Increasing a short position 101 4.9407 GBP
1p ordinary CFD Increasing a short position 602 4.9407 GBP
1p ordinary CFD Increasing a short position 2,179 4.9407 GBP
1p ordinary CFD Increasing a short position 85 4.9407 GBP
1p ordinary CFD Increasing a short position 27 4.9407 GBP
1p ordinary CFD Increasing a short position 16,153 4.9525 GBP
1p ordinary CFD Reducing a long position 1,961 4.9535 GBP
1p ordinary CFD Reducing a long position 14,630 4.9535 GBP
1p ordinary CFD Reducing a long position 5,259 4.9535 GBP
1p ordinary CFD Increasing a long position 500 4.9616 GBP
1p ordinary CFD Opening a short position 170,000 4.9729 GBP
1p ordinary CFD Reducing a long position 6 4.9935 GBP
1p ordinary CFD Opening a short position 34,200 5.0036 GBP
1p ordinary CFD Increasing a short position 407 5.0043 GBP
1p ordinary CFD Increasing a short position 3,138 5.0043 GBP
1p ordinary CFD Increasing a short position 11,217 5.0043 GBP
1p ordinary CFD Increasing a short position 343 5.0043 GBP
1p ordinary CFD Increasing a short position 443 5.0043 GBP
1p ordinary CFD Reducing a long position 117 5.0135 GBP
1p ordinary CFD Opening a long position 5,300 5.0140 GBP
1p ordinary CFD Reducing a long position 155 5.0177 GBP
1p ordinary CFD Reducing a long position 265,489 5.0282 GBP
1p ordinary CFD Reducing a long position 110,609 5.0282 GBP
1p ordinary CFD Reducing a short position 36,153 5.0520 GBP
1p ordinary CFD Opening a long position 113,847 5.0520 GBP
1p ordinary CFD Increasing a short position 1,047 5.0762 GBP
1p ordinary CFD Increasing a long position 116,153 5.0773 GBP
1p ordinary CFD Reducing a long position 69 5.0928 GBP
1p ordinary CFD Increasing a short position 1,534 5.0956 GBP
1p ordinary CFD Increasing a short position 8,401 5.0956 GBP
1p ordinary CFD Increasing a short position 30,420 5.0956 GBP
1p ordinary CFD Increasing a short position 1,282 5.0956 GBP
1p ordinary CFD Increasing a short position 405 5.0956 GBP
1p ordinary CFD Increasing a short position 414 5.0974 GBP
1p ordinary CFD Reducing a long position 47 5.0974 GBP
1p ordinary CFD Increasing a short position 2,411 5.0974 GBP
1p ordinary CFD Opening a short position 414 5.0974 GBP
1p ordinary CFD Increasing a short position 8,933 5.0974 GBP
1p ordinary CFD Increasing a short position 353 5.0974 GBP
1p ordinary CFD Reducing a long position 2,406 5.1093 GBP
1p ordinary CFD Reducing a long position 3,293 5.1093 GBP
1p ordinary CFD Reducing a long position 1,460 5.1093 GBP
1p ordinary CFD Reducing a long position 808 5.1098 GBP
1p ordinary CFD Increasing a short position 1 5.1148 GBP
1p ordinary CFD Increasing a long position 30 5.1236 GBP
1p ordinary CFD Reducing a short position 4,638 5.1273 GBP
1p ordinary CFD Reducing a long position 22,000 5.1362 GBP
1p ordinary CFD Increasing a long position 1,414 5.1514 GBP
1p ordinary CFD Reducing a short position 3 5.1533 GBP
1p ordinary CFD Reducing a short position 150,000 5.2224 GBP
1p ordinary CFD Increasing a short position 9,000 5.2537 GBP
1p ordinary CFD Reducing a long position 2,100 5.2868 GBP
1p ordinary CFD Opening a short position 1,459 6.1927 USD
1p ordinary CFD Opening a short position 676 6.1927 USD
1p ordinary CFD Opening a short position 1,833 6.1927 USD
1p ordinary CFD Opening a short position 5,154 6.1927 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising / exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 17 August 2022
Contact name: Papa Lette and Andrzej Szyszka
Telephone number: +33(1) 4212 1459 / +48(22) 317 4817
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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