REG - Dolphin Capital Inv British Empire Trust - Holding(s) in Company <Origin Href="QuoteRef">BTEM.L</Origin> <Origin Href="QuoteRef">DOLC.L</Origin>
RNS Number : 7688UDolphin Capital Investors Limited20 January 2017
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:iiDOLPHIN CAPITAL INVESTORS LIMITED
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights
X
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the
notification obligation:iiiBritish Empire Trust plc
4. Full name of shareholder(s)
(if different from 3.):ivJP Morgan - Chase Nominees Limited
CREST: BO01 - Account 11429
5. Date of the transaction and date on
which the threshold is crossed or
reached:vTrade date: 19 January 2017
6. Date on which issuer notified:
20 January 2017
7. Threshold(s) that is/are crossed or
reached: vi, viiBelow 5%
8. Notified details:
A: Voting rights attached to sharesviii, ix
Class/type of
shares
if possible using
the ISIN CODESituation previous
to the triggering
transactionResulting situation after the triggering transaction
Number
of
SharesNumber
of
Voting
RightsNumber
of sharesNumber of voting
rights% of voting rights x
Direct
Direct xi
Indirect xii
Direct
Indirect
65,035,184
65,035,184
39,035,184
4.32%
Ordinary 0.01 VGG2803G1028
Total
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial
instrumentExpiration
date xiiiExercise/
Conversion Period xivNumber of voting
rights that may be
acquired if the
instrument is
exercised/ converted.% of voting
rights
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction
Type of financial
instrumentExercise price
Expiration date xvii
Exercise/
Conversion period xviiiNumber of voting rights instrument refers to
% of voting rights xix, xx
Nominal
Delta
Total (A+B+C)
Number of voting rights
Percentage of voting rights
39,035,184
4.32%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxiJP Morgan - Chase Nominees Limited is custodian for British Empire Trust plc.
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease
to hold:
12. Date on which proxy holder will cease to hold
voting rights:
13. Additional information:
14. Contact name:
15. Contact telephone number:
This information is provided by RNSThe company news service from the London Stock ExchangeENDHOLBMMFTMBMTBJR
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