REG - Dolphin Capital Inv - Holding(s) in Company <Origin Href="QuoteRef">DOLC.L</Origin>
RNS Number : 1294YDolphin Capital Investors Limited28 February 2017
For filings with the FCA include the annex
For filings with issuer exclude the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:iiDolphin Capital Investors
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights
X
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the
notification obligation:iiiASSET VALUE INVESTORS LTD
4. Full name of shareholder(s)
(if different from 3.):ivJP Morgan - Chase Nominees Limited
CREST: BO01 - Account 11429
5. Date of the transaction and date on
which the threshold is crossed or
reached:v19 January 2017
6. Date on which issuer notified:
28/02/2017
7. Threshold(s) that is/are crossed or
reached: vi, viiBelow 5%
8. Notified details:
A: Voting rights attached to sharesviii, ix
Class/type of
shares
if possible using
the ISIN CODESituation previous
to the triggering
transactionResulting situation after the triggering transaction
Number
of
SharesNumber
of
Voting
RightsNumber
of sharesNumber of voting
rights% of voting rights x
Direct
Direct xi
Indirect xii
Direct
Indirect
VGG2803G1028
65,035,184
65,035,184
39,035,184
4.32%
Ordinary shares
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial
instrumentExpiration
date xiiiExercise/
Conversion Period xivNumber of voting
rights that may be
acquired if the
instrument is
exercised/ converted.% of voting
rightsN/A
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction
Type of financial
instrumentExercise price
Expiration date xvii
Exercise/
Conversion period xviiiNumber of voting rights instrument refers to
% of voting rights xix, xx
N/A
Nominal
Delta
Total (A+B+C)
Number of voting rights
Percentage of voting rights
39,035,184
4.32%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease to hold:
12. Date on which proxy holder will cease to hold voting rights:
13. Additional information:
Asset Value Investors acts as discretionary fund manager for all shares mentioned in item 8.14. Contact name:
Asset Value Investors Limited
Jake Crowhurst
15. Contact telephone number:
0207 659 4800
This information is provided by RNSThe company news service from the London Stock ExchangeENDHOLTPMPTMBMTBAR
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