REG - Dolphin Capital Inv - Holding(s) in Company

DCI AdvisorsAnnouncement

06/07/2018 12:05

RNS Number : 8913T
Dolphin Capital Investors Limited
06 July 2018
 


 




 




TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi




 


 




1. Identity of the issuer or the underlying issuer

of existing shares to which voting rights are

attached: ii


DOLPHIN CAPITAL INVESTORS LIMITED




2 Reason for the notification (please tick the appropriate box or boxes):




An acquisition or disposal of voting rights


X




An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached


 




An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments


 




An event changing the breakdown of voting rights


 




Other (please specify):


 


 




3. Full name of person(s) subject to the

notification obligation: iii


Progressive Capital Partners Ltd




4. Full name of shareholder(s)

 (if different from 3.):iv


Qualitium Fund of Hedge Funds                                   
Progressive Opportunity Fund                                   
 




5. Date of the transaction and date on

which the threshold is crossed or

reached: v


Trade date 28.02.2017
Settlement date 02.03.2017




6. Date on which issuer notified:


 




7. Threshold(s) that is/are crossed or

reached: vi, vii


5%



 
 
 
 
 
 



 
 




8. Notified details:




A: Voting rights attached to shares viii, ix




Class/type of

shares


if possible using

the ISIN CODE


Situation previous

to the triggering

transaction


Resulting situation after the triggering transaction




Number

of

Shares


Number

of

Voting

Rights


Number

of shares


Number of voting

rights


% of  voting rights x




Direct


Direct xi


Indirect xii


Direct


Indirect




 
 
VGG 2803G1028
 


44'787'814


44'787'814


53'787'814


53'787'814


 


 


5,95




 




 




B: Qualifying Financial Instruments




Resulting situation after the triggering transaction




Type of financial

instrument


Expiration

date xiii


Exercise/

Conversion Period xiv


Number of voting

rights that may be

acquired if the

instrument is

exercised/ converted.


% of voting

rights




 


 


 


 


 




 




C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi




Resulting situation after the triggering transaction




Type of financial

instrument


Exercise price


Expiration date xvii


Exercise/

Conversion period xviii


Number of voting rights instrument refers to
 


% of voting rights xix, xx
 




 


 


 


 


 
 


Nominal


Delta




 


 




 




Total (A+B+C)




Number of voting rights


Percentage of voting rights




53'787'814


5,95



 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 



 
 




9. Chain of controlled undertakings through which the voting rights and/or the

financial instruments are effectively held, if applicable: xxi




 
Progressive Capital Partners Ltd, investment manager of:
 
Fund                                                                              No. of voting rights / shares
Qualitium Fund of Hedge Funds                                    42'379'748
Progressive Opportunity Fund                                       11'408'066




 




Proxy Voting:




10. Name of the proxy holder:


N/A




11. Number of voting rights proxy holder will cease

to hold:


N/A




12. Date on which proxy holder will cease to hold

voting rights:


N/A




 






13. Additional information:




N/A




14. Contact name:


Daniel von Allmen, Progressive Capital Partners




15. Contact telephone number:


+41 41 561 40 80



 
 
 



 
 




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