REG - Dolphin Capital Inv - Holding(s) in Company

DCI AdvisorsAnnouncement

17/02/2023 16:00

For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20230217:nRSQ3425Qa&default-theme=true

RNS Number : 3425Q  Dolphin Capital Investors Limited  17 February 2023

TR-1: Standard form for notification of major holdings

 

 

 1a. Identity of the issuer or the underlying issuer of existing shares to
 which voting rights are at- tachedii:

                                                                                                                                             Dolphin Capital Investors Limited
 1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X"
 if appropriate)
 Non-UK issuer
 2. Reason for the notification (please mark the appropriate box or boxes with
 an "X")
 An acquisition or disposal of voting rights                                                                                                                                                                  X
 An acquisition or disposal of financial instruments
 An event changing the breakdown of voting rights
 iii Other (please specify) :
 3. Details of person subject to the notification obligation (IV)
 Name                                                                                                                                        Lars Ernest Bader
 City and country of registered office (if applicable)
 4. Full name of shareholder(s) (if different from3.)(v)
 Name                                                                                                                                        Lars Ernest Bader
 City and country of registered office (if applicable)
 5. Date on which the threshold was crossed or reached (vi):

                                                                                                                                             14/02/23
 6. Date on which issuer notified (DD/MMNYYY):                                                                                               15/02/23
 7. Total positions of person(s) subject to the notification obligation
                                                         % of voting rights at- tached to shares (total of 8. A)  % of voting rights                                                 Total number of voting rights of is- suervii

                                                                                                                  through financial instru- ments               Total of both in %

                                                                                                                  (total of 8.B 1 + 8.B 2)                      (8.A + 8.B)
 Resulting situation on the date on which threshold was

 crossed or reached                                      6.10%                                                    0                                             6.10%                6.10%
 Position of previous notification (if applicable)

                                                         5.58%                                                    0                                             5.58%                5.58%

 

 8. Notified details of the resulting situation on the date on which the
 threshold was crossed or reached (viii)
 A: Voting rights attached to shares
 Class/type of             Number of voting rights (ix)      % of voting rights

 shares

 ISIN code (if possible)
                           Direct           Indirect         Direct      Indirect

                (Art 9 of Directive     (Art 10 of Directive      (Art 9 of Directive 2004/109/  (Art 10 of Directive

                2004/109/EC) (DTRS.1)   2004/109/EC) (DTRS.2.1)   EC) (DTRS.1)                   2004/109/EC) (DTRS.2.1)
                55205600                0                         6.10%                          0

 SUBTOTAL 8. A  55205600                                          6.10%

 

 

 B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
 (DTRS.3.1.1 (a))
                                                                                           Number of voting rights

 Type of financial in- strument   Expiration date (x)   Exercise/ Conversion Period (xi)   that may be acquired if the instrument is exercised/converted.   % of voting rights

                                                        SUBTOTAL 8. B 1                    0                                                                0

 

 

 B 2: Financial Instruments with similar economic effect according to Art.
 13(1)(b) of Directive

 2004/109/EC (DTRS.3.1.1 (b))
 Type of financial instrument  Expiration date(x)  Exercise/ Conversion  Physical or cash   Number of voting rights

                                                   Period xi             Settlement (xii)                            % of voting rights

                                                                         SUBTOTAL           0                        0

                                                                         8.B.2

 

 

 

 

 9. Information in relation to the person subject to the notification
 obligation (please mark the applicable box with an "X")
 Person subject to the notification obligation is not controlled by any natural                                                             X
 person or legal entity and does not

 xiii

 control any other undertaking(s) holding directly or indirectly an interest in
 the (underlying) issuer
 Full chain of controlled undertakings through which the voting rights and/or
 the

 xiv

 financial instruments are effectively held starting with the ultimate
 controlling natural person or legal entity

 (please add additional rows as necessary)
                       % of voting rights if it  % of voting rights                                                   Total of both if it

                                                 through financial in- struments if it equals or is higher than the

                                                 notifiable threshold
                       equals or is higher       equals or is higher
                       than the notifiable       than the notifiable
                       threshold                 threshold

 

 

 

 10. In case of proxy voting, please identify:
 Name of the proxy holder
 The number and % of voting rights held
 The date until which the voting rights will be held

 

 

 

 Place of completion  Sliema, Malta
 Date of completion   15/02/23

 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
 or visit
www.rns.com (http://www.rns.com/)
.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
.   END  HOLTRMATMTIBBFJ