REG - De La Rue PLC - Form 8 (OPD) - De La Rue plc
20/12/2024 14:30
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RNS Number : 9893Q De La Rue PLC 20 December 2024
FORM 8 (OPD)
PUBLIC OPENING POSITION DISCLOSURE BY A PARTY TO AN OFFER
Rules 8.1 and 8.2 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: De La Rue plc
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a
trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form De La Rue plc (OFFEREE)
relates:
Use a separate form for each offeror/offeree
(d) Is the discloser the offeror or the offeree? OFFEREE
(e) Date position held: 20/12/2024
The latest practicable date prior to the disclosure
(f) In addition to the company in 1(c) above, is the discloser making N/A
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE PARTY TO THE OFFER MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates
Class of relevant security:
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: Nil 0 Nil 0
(2) Cash-settled derivatives: Nil 0 Nil 0
(3) Stock-settled derivatives (including options) and agreements to Nil 0 Nil 0
purchase/sell:
Nil 0 Nil 0
TOTAL:
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities
Class of relevant security in relation to which subscription right exists: N/A
Details, including nature of the rights concerned and relevant percentages: N/A
3. POSITIONS OF PERSONS ACTING IN CONCERT WITH THE PARTY TO
THE OFFER MAKING THE DISCLOSURE
Details of any interests, short positions and rights to subscribe (including
directors' and other employee options) of any person acting in concert with
the party to the offer making the disclosure:
a) Interests held by the Directors of De La Rue plc, their close relatives
and related trusts
Name Number of ordinary share of £0.448686 % (2 decimal places)
Clive Whiley 200,000 0.10
Clive Vacher 338,687 0.17
Ruth Euling 102,225 0.05
Mark Hoad 50,000 0.03
Dean Moore 0 0.00
Nick Bray 0 0.00
Brian Small 0 0.00
b) Interests held as options or awards under the De La Rue plc Deferred
Bonus Plan 2020 by the Directors of De La Rue plc, their close relatives and
related trusts:
Name Number of ordinary shares (under option) Grant Date Vesting date Expiry Date Exercise price (per share) (£)
Clive Vacher 25,748 30/07/2024 12,874 to vest on 10/07/2025 30/07/2034 N/A
12,874 to vest on 10/07/2026
Ruth Euling 8,347 30/07/2024 4,174 to vest on 10/07/2025 30/07/2034 N/A
4,173 to vest on 10/07/2026
c) Interests held as options or awards under the De La Rue plc Performance
Share Plan 2010 by the Directors of De La Rue plc, their close relatives and
related trusts:
Name Number of ordinary shares (under option) Grant Date Vesting date Expiry Date Exercise price (per share) (£)
Ruth Euling 2,531 29/06/2015 29/06/2018 29/06/2025 N/A
1,799 29/06/2015 29/06/2018 29/06/2025 N/A
2,655 27/06/2016 27/06/2019 27/06/2026 N/A
1,858 27/06/2016 27/06/2019 27/06/2026 N/A
773 27/06/2017 27/06/2020 27/06/2027 N/A
515 27/06/2017 27/06/2020 27/06/2027 N/A
d) Interests held as options or awards under the De La Rue plc Performance
Share Plan 2020 by the Directors of De La Rue plc, their close relatives and
related trusts:
Name Number of ordinary shares (under option) Grant Date Vesting date Expiry Date Exercise price (per share) (£)
Clive Vacher 454,059 31/08/2022 31/08/2025 31/08/2032 N/A
309,602 12/10/2023 12/10/2026 12/10/2033 N/A
Ruth Euling 252,158 31/08/2022 31/08/2025 31/08/2032 N/A
102,454 12/10/2023 12/10/2026 12/10/2033 N/A
e) Interests held as options or awards under the De La Rue plc Investor
Returns Plan 2023 by the Directors of De La Rue plc, their close relatives and
related trusts:
Name Number of ordinary shares (under option) Grant Date Vesting date Expiry Date Exercise price (per share) (£)
Clive Vacher 640,878 12/10/2023 12/10/2026 12/10/2033 0.80
Ruth Euling 212,079 12/10/2023 12/10/2026 12/10/2033 0.80
f) Interests held as options or awards under the De La Rue plc Sharesave
Plan 2022 by the Directors of De La Rue plc, their close relatives and related
trusts:
Name Number of ordinary shares (under option) Grant Date Vesting date Expiry Date Exercise price (per share) (£)
Clive Vacher 29,925 22/02/2023 01/04/2026 01/10/2026 0.6015
b) Interests held as options or awards under the De La Rue plc Deferred
Bonus Plan 2020 by the Directors of De La Rue plc, their close relatives and
related trusts:
Name Number of ordinary shares (under option) Grant Date Vesting date Expiry Date Exercise price (per share) (£)
Clive Vacher 25,748 30/07/2024 12,874 to vest on 10/07/2025 30/07/2034 N/A
12,874 to vest on 10/07/2026
Ruth Euling 8,347 30/07/2024 4,174 to vest on 10/07/2025 30/07/2034 N/A
4,173 to vest on 10/07/2026
c) Interests held as options or awards under the De La Rue plc Performance
Share Plan 2010 by the Directors of De La Rue plc, their close relatives and
related trusts:
Name Number of ordinary shares (under option) Grant Date Vesting date Expiry Date Exercise price (per share) (£)
Ruth Euling 2,531 29/06/2015 29/06/2018 29/06/2025 N/A
1,799 29/06/2015 29/06/2018 29/06/2025 N/A
2,655 27/06/2016 27/06/2019 27/06/2026 N/A
1,858 27/06/2016 27/06/2019 27/06/2026 N/A
773 27/06/2017 27/06/2020 27/06/2027 N/A
515 27/06/2017 27/06/2020 27/06/2027 N/A
d) Interests held as options or awards under the De La Rue plc Performance
Share Plan 2020 by the Directors of De La Rue plc, their close relatives and
related trusts:
Name Number of ordinary shares (under option) Grant Date Vesting date Expiry Date Exercise price (per share) (£)
Clive Vacher 454,059 31/08/2022 31/08/2025 31/08/2032 N/A
309,602 12/10/2023 12/10/2026 12/10/2033 N/A
Ruth Euling 252,158 31/08/2022 31/08/2025 31/08/2032 N/A
102,454 12/10/2023 12/10/2026 12/10/2033 N/A
e) Interests held as options or awards under the De La Rue plc Investor
Returns Plan 2023 by the Directors of De La Rue plc, their close relatives and
related trusts:
Name Number of ordinary shares (under option) Grant Date Vesting date Expiry Date Exercise price (per share) (£)
Clive Vacher 640,878 12/10/2023 12/10/2026 12/10/2033 0.80
Ruth Euling 212,079 12/10/2023 12/10/2026 12/10/2033 0.80
f) Interests held as options or awards under the De La Rue plc Sharesave
Plan 2022 by the Directors of De La Rue plc, their close relatives and related
trusts:
Name Number of ordinary shares (under option) Grant Date Vesting date Expiry Date Exercise price (per share) (£)
Clive Vacher 29,925 22/02/2023 01/04/2026 01/10/2026 0.6015
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the party to
the offer making the disclosure or any person acting in concert with it:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none"
None.
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the party to the offer making the disclosure, or any person acting in
concert with it, and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None.
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) NO
Supplemental Form 8 (SBL) NO
Date of disclosure: 20 December 2024
Contact name: Jon Messent, Company Secretary
Telephone number: +44(0) 1256 605000
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
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