REG - De La Rue PLC JPMorgan Chase & Co - Holding(s) in Company

De La RueAnnouncement

23/03/2023 10:45

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RNS Number : 0263U  De La Rue PLC  23 March 2023

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00B3DGH821

Issuer Name

DE LA RUE PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

JPMorgan Chase & Co.

City of registered office (if applicable)

 

Country of registered office (if applicable)

US

4. Details of the shareholder

 Name                        City of registered office  Country of registered office
 J.P. Morgan Securities plc

5. Date on which the threshold was crossed or reached

20-Mar-2023

6. Date on which Issuer notified

22-Mar-2023

7. Total positions of person(s) subject to the notification obligation

                                                                            % of voting rights attached to shares (total of 8.A)  % of voting rights through financial instruments (total of 8.B 1 + 8.B 2)  Total of both in % (8.A + 8.B)  Total number of voting rights held in issuer
 Resulting situation on the date on which threshold was crossed or reached  0.057963                                              4.999567                                                                   5.057530                        9884292
 Position of previous notification (if applicable)                          0.054507                                              5.005418                                                                   5.059925

8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached

8A. Voting rights attached to shares

 Class/Type of shares ISIN code(if possible)  Number of direct voting rights (DTR5.1)  Number of indirect voting rights (DTR5.2.1)  % of direct voting rights (DTR5.1)  % of indirect voting rights (DTR5.2.1)
 GB00B3DGH821                                                                          113273                                                                           0.057963
 Sub Total 8.A                                113273                                                                                0.057963%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

 Type of financial instrument  Expiration date  Exercise/conversion period  Number of voting rights that may be acquired if the instrument is  % of voting rights
                                                                            exercised/converted

 Sub Total 8.B1

8B2. Financial Instruments with similar economic effect according to
(DTR5.3.1R.(1) (b))

 Type of financial instrument  Expiration date  Exercise/conversion period  Physical or cash settlement  Number of voting rights  % of voting rights
 Cash-settled Equity Swap      30/03/2023       30/03/2023                  Cash                         8935963                  4.572325
 Cash-settled Equity Swap      04/04/2023       04/04/2023                  Cash                         3132                     0.001598
 Cash-settled Equity Swap      03/05/2023       03/05/2023                  Cash                         2147                     0.001095
 Cash-settled Equity Swap      04/05/2023       04/05/2023                  Cash                         4940                     0.002527
 Cash-settled Equity Swap      20/06/2023       20/06/2023                  Cash                         36777                    0.018816
 Cash-settled Equity Swap      28/06/2023       28/06/2023                  Cash                         7287                     0.003728
 Cash-settled Equity Swap      05/07/2023       05/07/2023                  Cash                         1265                     0.000646
 Cash-settled Equity Swap      31/07/2023       31/07/2023                  Cash                         529203                   0.270771
 Cash-settled Equity Swap      02/08/2023       02/08/2023                  Cash                         670                      0.000341
 Cash-settled Equity Swap      19/09/2023       19/09/2023                  Cash                         15000                    0.007675
 Cash-settled Equity Swap      30/11/2023       30/11/2023                  Cash                         29330                    0.015002
 Cash-settled Equity Swap      05/12/2023       05/12/2023                  Cash                         73000                    0.037352
 Cash-settled Equity Swap      22/04/2024       22/04/2024                  Cash                         6410                     0.003279
 Cash-settled Equity Swap      02/05/2024       02/05/2024                  Cash                         9071                     0.004637
 Cash-settled Equity Swap      28/04/2026       28/04/2026                  Cash                         116824                   0.059775
 Sub Total 8.B2                                                                                          9771019                  4.999567%

9. Information in relation to the person subject to the notification
obligation

2. Full chain of controlled undertakings through which the voting rights
and/or the financial instruments are effectively held starting with the
ultimate controlling natural person or legal entities (please add additional
rows as necessary)

 Ultimate controlling person  Name of controlled undertaking             % of voting rights if it equals or is higher than the notifiable threshold  % of voting rights through financial instruments if it equals or is higher  Total of both if it equals or is higher than the notifiable threshold
                                                                                                                                                     than the notifiable threshold
 JPMorgan Chase & Co.         J.P. Morgan Securities plc                                                                                             4.999567                                                                    5.054120%
 JPMorgan Chase & Co.         JPMorgan Chase Bank, National Association
 JPMorgan Chase & Co.         J.P. Morgan Securities LLC

10. In case of proxy voting

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

11. Additional Information

Chain of controlled undertakings:

JPMorgan Chase & Co.

JPMorgan Chase Bank, National Association (100%)

J.P. Morgan International Finance Limited (100%)

J.P. Morgan Capital Holdings Limited (100%)

J.P. Morgan Securities plc (100%)

JPMorgan Chase & Co.

JPMorgan Chase Bank, National Association (100%)

JPMorgan Chase & Co.

JPMorgan Chase Holdings LLC (100%)

J.P. Morgan Broker-Dealer Holdings Inc. (100%)

J.P. Morgan Securities LLC (100%)

12. Date of Completion

22-Mar-2023

13. Place Of Completion

London

 

 

Rob Bellhouse

Company Secretary

01256 605317

 

De La Rue plc's LEI code is 213800DH741LZWIJXP78

 

23 March 2023

 

 

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