REG - Anglo American PLC Deutsche Bank AG - Holding(s) in Company <Origin Href="QuoteRef">AAL.L</Origin> <Origin Href="QuoteRef">DBKGn.DE</Origin>
RNS Number : 7403PAnglo American PLC22 February 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:iiANGLO AMERICAN PLC
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights
x
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
x
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
x
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the
notification obligation:iiiDeutsche Bank AG
4. Full name of shareholder(s)
(if different from 3.):ivDeutsche Bank AG, London Branch
5. Date of the transaction and date on
which the threshold is crossed or
reached:v16/02/2016
6. Date on which issuer notified:
19/02/2016
7. Threshold(s) that is/are crossed or
reached: vi, viiAbove 5%
8. Notified details:
A: Voting rights attached to sharesviii, ix
Class/type of
shares
if possible using
the ISIN CODESituation previous
to the triggering
transactionResulting situation after the triggering transaction
Number
of
SharesNumber
of
Voting
RightsNumber
of sharesNumber of voting
rights% of voting rights x
Direct
Direct xi
Indirect xii
Direct
Indirect
GB00B1XZS820
Below notifiable threshold
Below notifiable threshold
42,977,643
42,977,643
0
3.07%
0
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial
instrumentExpiration
date xiiiExercise/
Conversion Period xivNumber of voting
rights that may be
acquired if the
instrument is
exercised/ converted.% of voting
rightsRight to Recall
Call Option
17-Jun-16
3,095,654
5,500,000
0.22%
0.39%
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction
Type of financial
instrumentExercise price
Expiration date xvii
Exercise/
Conversion period xviiiNumber of voting rights instrument refers to
% of voting rights xix, xx
Swaps
Call Option
Put Option
16-Jun-2020
17-Jun-16
16-Dec-16
22,901,882
310,459
1,349,893
Nominal
Delta
1.63%
0.02%
0.10%
1.63%
0.02%
0.10%
Total (A+B+C)
Number of voting rights
Percentage of voting rights
76,135,531
5.43%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxiDeutsche Bank AG, London Branch - 5.43%
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease
to hold:
12. Date on which proxy holder will cease to hold
voting rights:
13. Additional information:14. Contact name:
Stacy Otieno
15. Contact telephone number:
02075476268
This information is provided by RNSThe company news service from the London Stock ExchangeENDHOLEAAAAAESKEFF
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